DFX Intelligence

Allocator Intelligence

The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.

Corporate pension

Finra Employees Retirement Plan

Corporate pensionWashington, DC
Assets
$535M
Total assets, Dec 31, 2024 reported
Funded
105.5%
Jan 1, 2024
Private markets target
n/a
policy Dec 31, 2024
Commitments
27
none on the tape
Plan sponsor: Finra
Allocation policy
Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
  • Interest-bearing cash 0.2%
  • Corporate debt instruments (other) 2.4%
  • Corporate debt instruments (preferred) 0.6%
  • U.S. Government securities 2.3%
  • Other investments 0.3%
  • 103-12 investment entities 0.2%
  • Common/collective trusts 66.8%
  • Registered investment companies 24.8%
  • Common stock 2.1%
Consultants and advisers
5 firms
People
No investment staff or executives have been read for this allocator yet.
Manager roster
3 managers on the commitment tape
From the plan’s own commitment disclosures
From Schedule C (investment management, code 28)
Commitments
27 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
DateFundManagerBucketAmountVintageStatusSource
as of Dec 31, 2024Blackrock Msci Acwi Ex-Us Imi Indexcollective trustBlackrock Msci Acwi Imi IndexPooled vehicles$41.0M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Blackrock Msci Acwi Imi Index Fundcollective trustBlackrock Institutional Trust Company, N.A.Pooled vehicles$53.9M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Blackrock US Equity Market Index Fdcollective trustBlackrock Institutional Trust Company, N.A.Public equity$54.3M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Hrdng Lvnr Gl Eq Col Inv Fundcollective trustGlobal Trust CompanyPooled vehicles$25.0M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024BLK Msci Equity Index Fund Russiacollective trustBlackrock Institutional Trust Company, NaPublic equity$165 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Blackrock US Strips 20+ Year Bondcollective trustBlackrock Institutional TrustFixed income$68.2M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Short-Term Investment Fundcollective trustBlackrock Institutional Trust Company, NaCash$12,145 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Wtc-Cif II US Inv Grade Corp Long Bcollective trustWellington FdPooled vehicles$115M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Q-Blk Real Assets II Parallel, L.P.103 12 ieBlackrock Financial Management, Inc.Real assets$1.0M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Blackrock Msci Acwi Ex-Us Imi Indexcollective trustBlackrock Msci Acwi Imi IndexPooled vehicles$48.6M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Blackrock Msci Acwi Imi Index Fundcollective trustBlackrock Institutional Trust Company, N.A.Pooled vehicles$59.8M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Blackrock US Equity Market Index Fdcollective trustBlackrock Institutional Trust Company, N.A.Public equity$56.1M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Q-Blk Real Assets II Parallel, L.P.103 12 ieBlackrock Financial Management, Inc.Real assets$1.0M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Hrdng Lvnr Gl Eq Col Inv Fundcollective trustGlobal Trust CompanyPooled vehicles$26.1M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023BLK Msci Equity Index Fund Russiacollective trustBlackrock Institutional Trust Company, NaPublic equity$44 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Blackrock US Strips 20+ Year Bondcollective trustBlackrock Institutional TrustFixed income$65.5M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Short-Term Investment Fundcollective trustBlackrock Institutional Trust Company, NaCash$1,146 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Wtc-Cif II US Inv Grade Corp Long Bcollective trustWellington FdPooled vehicles$111M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Blackrock Msci Acwi Ex-Us Imi Indexcollective trustBlackrock Msci Acwi Imi IndexPooled vehicles$50.4M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Blackrock Msci Acwi Imi Index Fundcollective trustBlackrock Institutional Trust Company, NaPooled vehicles$62.0M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022BLK Msci Equity Index Fund Russiacollective trustBlackrock Institutional Trust Company, NaPublic equity$40 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Wtc-Cif II US Inv Grade Corp Long Bcollective trustWellington FdPooled vehicles$90.4M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Short-Term Investment Fundcollective trustBlackrock Institutional Trust Company, NaCash$1,088 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Hrdng Lvnr Gl Eq Col Inv Fundcollective trustGlobal Trust CompanyPooled vehicles$25.6M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Q-Blk Real Assets II Parallel, L.P.103 12 ieBlackrock Financial Management, Inc.Real assets$1.1M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Blackrock US Equity Market Index Fdcollective trustBlackrock Institutional Trust Company, NaPublic equity$58.3M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Blackrock US Strips 20+ Year Bondcollective trustBlackrock Institutional TrustFixed income$52.8M heldDisclosed holdingaskebsa.dol.gov
Size and funding
33 readings
Total assets
$535M Dec 31, 2024 reported Form 5500
$530M (2023-12) · $479M (2022-12)
Plan assets
$516M Jan 1, 2024 reported Form 5500
$471M (2023-01) · $636M (2022-01)
Net assets
$519M Dec 31, 2024 reported Form 5500
$516M (2023-12) · $471M (2022-12)
Funded ratio
105.5% Jan 1, 2024 reported Form 5500
106.1% (2023-01) · 149.7% (2022-01)
Funding target
$490M Jan 1, 2024 reported Form 5500
$444M (2023-01) · $425M (2022-01)
Discount rate
5.20% Jan 1, 2024 reported Form 5500
5.35% (2023-01) · 5.55% (2022-01)
Participants
2,327 Jan 1, 2024 reported Form 5500
2,351 (2023-01) · 2,410 (2022-01)
Contributions
$20.0M Dec 31, 2024 reported Form 5500
$0 (2023-12) · $17.4M (2022-12)
Benefits paid
$35.3M Dec 31, 2024 reported Form 5500
$18.8M (2023-12) · $36.7M (2022-12)
Net investment income
$2.6M Dec 31, 2024 reported Form 5500
$44.7M (2023-12) · $-163M (2022-12)
Investment management fees
$914,188 Dec 31, 2024 reported Form 5500
$842,296 (2023-12) · $580,269 (2022-12)
Form 5500 filings
3 plan years
Plan yearParticipantsAssets (SB market)Funding targetFTAPTotal assets (H)Partnerships / JVMaster trustReal estate
2024 to Dec 31, 20242,327$516M$490M105.5%$535Mn/an/an/a
2023 to Dec 31, 20232,351$471M$444M106.1%$530Mn/an/an/a
2022 to Dec 31, 20222,410$636M$425M149.7%$479Mn/an/an/a
Service providers and investment entities as filed (Schedule C and D, latest year first)
What changed
4 events
  • Dec 31, 2023Manager relationship started
    Wellington Trust Company, Na appears on Finra Employees Retirement Plan's Schedule C as investment manager (plan year 2023 vs 2022)
    with Wellington Trust Companyaskebsa.dol.gov
  • Dec 31, 2023Assets changed
    Finra Employees Retirement Plan total assets $479M -> $530M (+10.6%, 2022-12-31 to 2023-12-31)
    askebsa.dol.gov
  • Jan 1, 2023Funded status changed
    Finra Employees Retirement Plan funded ratio 149.7% -> 106.1% (2022-01-01 to 2023-01-01)
    askebsa.dol.gov
  • Jan 1, 2023Assets changed
    Finra Employees Retirement Plan plan assets $636M -> $471M (-25.9%, 2022-01-01 to 2023-01-01)
    askebsa.dol.gov
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 530088710-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.