DFX Intelligence

Allocator Intelligence

The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.

Corporate pension

Four Winds, Inc. Retirement Income Plan

Corporate pensionKatonah, NY

Assets

$56.7M

Total assets, Dec 31, 2024 reported

Funded

130.7%

Jan 1, 2024

Private markets target

n/a

policy Dec 31, 2024

Commitments

none on the tape

Plan sponsor: Four Winds, Inc.

Allocation policy

Form 5500, as of Dec 31, 2024

Actual allocation lines without a target (as filed)

Pooled separate accounts 96.4%

Consultants and advisers

1 firms

USI Consulting Group Actuarythrough Dec 31, 2022 Form 5500

People

No investment staff or executives have been read for this allocator yet.

Manager roster

1 managers on the commitment tape

From the plan’s own commitment disclosures

Principal34 rows, latest Dec 31, 2024

Commitments

34 rows, 0 dated closings

Disclosed holdings (from the plan’s performance or holdings report, as of the report date)

Date	Fund	Manager	Bucket	Amount	Status	Source
as of Dec 31, 2024	Prin Ldi Long Duration Sa-Zseparate account	Principal	Fixed income	$33.4M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2024	Principal Overseas Sep Acct-Zseparate account	Principal	Pooled vehicles	$876,877 held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2024	Prin Ldi Intrm Dur Sep Acct-Zseparate account	Principal	Pooled vehicles	$10.2M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2024	Prin Diversified Intl Sa-Zseparate account	Principal	Hedge / diversifiers	$2.4M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2024	Prin Lgcp S&p 500 Index Sa-Zseparate account	Principal	Pooled vehicles	$7.1M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2024	Prin Smcap S&p 600 Index Sa-Zseparate account	Principal	Pooled vehicles	$159,089 held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2024	Prin Midcap S&p 400 Idx Sa-Zseparate account	Principal	Pooled vehicles	$428,712 held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Prin Org Emg Mkts Sep Acct-Zseparate account	Principal	Pooled vehicles	$1.7M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Prin Lgcp S&p 500 Index Sa-Zseparate account	Principal	Pooled vehicles	$3.5M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Prin Midcap Value I Sa-Zseparate account	Principal	Pooled vehicles	$1.2M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Prin Smcap Growth I Sep Acct-Zseparate account	Principal	Pooled vehicles	$572,565 held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Prin Largecap Growth I Sa-Zseparate account	Principal	Pooled vehicles	$8.1M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Prin Equity Income Sa-Zseparate account	Principal	Fixed income	$8.2M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Prin Bond Market Index Sa-Zseparate account	Principal	Fixed income	$4.1M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Prin Diversified Intl Sa-Zseparate account	Principal	Hedge / diversifiers	$5.8M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Prin Midcap Growth III Sa-Zseparate account	Principal	Pooled vehicles	$1.2M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Prin Smcap Value II Sep Acct-Zseparate account	Principal	Pooled vehicles	$577,777 held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Prin High Income Sep Acct-Zseparate account	Principal	Fixed income	$1.4M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Principal Overseas Sep Acct-Zseparate account	Principal	Pooled vehicles	$2.6M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2023	Prin Core Fix Inc Sep Acct-Zseparate account	Principal	Pooled vehicles	$12.3M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin Intl Smallcap Sep Acct-Zseparate account	Principal	Pooled vehicles	$906,916 held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin Org Emg Mkts Sep Acct-Zseparate account	Principal	Pooled vehicles	$1.6M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin Lgcp S&p 500 Index Sa-Zseparate account	Principal	Pooled vehicles	$3.1M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin Midcap Value I Sa-Zseparate account	Principal	Pooled vehicles	$1.0M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin Smcap Growth I Sep Acct-Zseparate account	Principal	Pooled vehicles	$489,940 held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin Largecap Growth I Sa-Zseparate account	Principal	Pooled vehicles	$6.9M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin Equity Income Sa-Zseparate account	Principal	Fixed income	$7.2M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin Bond Market Index Sa-Zseparate account	Principal	Fixed income	$3.7M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin Diversified Intl Sa-Zseparate account	Principal	Hedge / diversifiers	$4.5M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin Midcap Growth III Sa-Zseparate account	Principal	Pooled vehicles	$1.0M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin Smcap Value II Sep Acct-Zseparate account	Principal	Pooled vehicles	$494,383 held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin High Income Sep Acct-Zseparate account	Principal	Fixed income	$1.3M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Principal Overseas Sep Acct-Zseparate account	Principal	Pooled vehicles	$1.9M held	Disclosed holding	askebsa.dol.gov
as of Dec 31, 2022	Prin Core Fix Inc Sep Acct-Zseparate account	Principal	Pooled vehicles	$10.9M held	Disclosed holding	askebsa.dol.gov

Size and funding

30 readings

Total assets

$56.7M Dec 31, 2024 reported Form 5500

$53.4M (2023-12) · $47.0M (2022-12)

Plan assets

$53.4M Jan 1, 2024 reported Form 5500

$46.9M (2023-01) · $61.4M (2022-01)

Net assets

$56.7M Dec 31, 2024 reported Form 5500

$53.4M (2023-12) · $47.0M (2022-12)

Funded ratio

130.7% Jan 1, 2024 reported Form 5500

116.3% (2023-01) · 153.3% (2022-01)

Funding target

$39.4M Jan 1, 2024 reported Form 5500

$39.0M (2023-01) · $38.8M (2022-01)

Discount rate

5.12% Jan 1, 2024 reported Form 5500

5.18% (2023-01) · 5.34% (2022-01)

Participants

1,113 Jan 1, 2024 reported Form 5500

1,053 (2023-01) · 1,049 (2022-01)

Contributions

$2.8M Dec 31, 2024 reported Form 5500

$3.8M (2023-12) · $2.8M (2022-12)

Benefits paid

$3.8M Dec 31, 2024 reported Form 5500

$4.6M (2023-12) · $7.5M (2022-12)

Net investment income

$3.3M Dec 31, 2024 reported Form 5500

$6.4M (2023-12) · $-14.5M (2022-12)

Form 5500 filings

3 plan years

Plan year	Participants	Assets (SB market)	Funding target	FTAP	Total assets (H)	Partnerships / JV	Master trust	Real estate
2024 to Dec 31, 2024	1,113	$53.4M	$39.4M	130.7%	$56.7M	n/a	n/a	n/a
2023 to Dec 31, 2023	1,053	$46.9M	$39.0M	116.3%	$53.4M	n/a	n/a	n/a
2022 to Dec 31, 2022	1,049	$61.4M	$38.8M	153.3%	$47.0M	n/a	n/a	n/a

Service providers and investment entities as filed (Schedule C and D, latest year first)

Principal Life Insurance Company codes 13 50 64 $234,494 PY2024
Prin Largecap Growth I Sa-Z Sched. D P PY2024
Prin Smcap Value II Sep Acct-Z Sched. D P PY2024
Prin High Income Sep Acct-Z Sched. D P PY2024
Prin Ldi Long Duration Sa-Z Sched. D P $33.4M PY2024
Principal Overseas Sep Acct Z Sched. D P $876,877 PY2024
Prin Core Fix Inc Sep Acct Z Sched. D P PY2024
Prin Equity Income Sa-Z Sched. D P PY2024
Prin Bond Market Index Sa-Z Sched. D P PY2024
Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $10.2M PY2024
Prin Org Emg Mkts Sep Acct-Z Sched. D P PY2024
Prin Diversified Intl Sa-Z Sched. D P $2.4M PY2024
Prin Lgcp S&p 500 Index Sa-Z Sched. D P $7.1M PY2024
Prin Midcap Value I Sa-Z Sched. D P PY2024
Prin Smcap S&p 600 Index Sa-Z Sched. D P $159,089 PY2024
Prin Midcap S&p 400 Idx Sa-Z Sched. D P $428,712 PY2024
Prin Midcap Growth III Sa-Z Sched. D P PY2024
Prin Smcap Growth I Sep Acct-Z Sched. D P PY2024
USI Consulting Group codes 11 PY2024
Principal Life Insurance Company codes 13 50 64 $102,794 PY2023
Prin Org Emg Mkts Sep Acct Sched. D P $1.7M PY2023
Prin Lgcap S & P 500 Index Sa-R6 Sched. D P $3.5M PY2023
Prin Midcap Value I Sa-R6 Sched. D P $1.2M PY2023
Prin Smallcap Growth I Sa-R6 Sched. D P $572,565 PY2023
Prin Core Fix Inc Sep Acct-R6 Sched. D P $12.3M PY2023
Prin Equity Income Sa-R6 Sched. D P $8.2M PY2023
Principal Bond Mkt Index Sa-R6 Sched. D P $4.1M PY2023
Prin Diversified Intl Sa-R6 Sched. D P $5.8M PY2023
Prin Midcap Growth III Sa-R6 Sched. D P $1.2M PY2023
Prin Smallcap Value II Sa-R6 Sched. D P $577,777 PY2023
Prin High Income Sep Acct-R6 Sched. D P $1.4M PY2023
Principal Overseas Sep Acct-R6 Sched. D P $2.6M PY2023
Prin Largecap Growth I Sa-R6 Sched. D P $8.1M PY2023
Prin Intl Smallcap Sep Acct-I2 Sched. D P PY2023
USI Consulting Group codes 11 PY2023
Principal Life Insurance Company codes 13 50 64 $94,316 PY2022
Prin Intl Smallcap Sep Acct-I2 Sched. D P $906,916 PY2022
Prin Org Emg Mkts Sep Acct Sched. D P $1.6M PY2022
Prin Lgcap S & P 500 Index Sa-R6 Sched. D P $3.1M PY2022
Prin Midcap Value I Sa-R6 Sched. D P $1.0M PY2022
Prin Smallcap Growth I Sa-R6 Sched. D P $489,940 PY2022
Prin Largecap Growth I Sa-R6 Sched. D P $6.9M PY2022
Prin Equity Income Sa-R6 Sched. D P $7.2M PY2022
Principal Bond Mkt Index Sa-R6 Sched. D P $3.7M PY2022
Prin Diversified Intl Sa-R6 Sched. D P $4.5M PY2022
Prin Midcap Growth III Sa-R6 Sched. D P $1.0M PY2022
Prin Smallcap Value II Sa-R6 Sched. D P $494,383 PY2022
Prin High Income Sep Acct-R6 Sched. D P $1.3M PY2022
Principal Overseas Sep Acct-R6 Sched. D P $1.9M PY2022
Prin Core Fix Inc Sep Acct-R6 Sched. D P $10.9M PY2022
USI Consulting Group codes 11 PY2022

What changed

20 events

Dec 31, 2024Holding started
Four Winds, Inc. Retirement Income Plan first reports an interest in Prin Smcap S&p 600 Index Sa-Z (Principal): $159,089 at 2024-12-31
with Principalaskebsa.dol.gov
Dec 31, 2024Holding endedinference
Four Winds, Inc. Retirement Income Plan no longer reports Prin Bond Market Index Sa-Z (Principal) (last held $4M at 2023-12-31; absent from the 2024-12-31 filing)
with Principalaskebsa.dol.gov
Dec 31, 2024Holding endedinference
Four Winds, Inc. Retirement Income Plan no longer reports Prin High Income Sep Acct-Z (Principal) (last held $1M at 2023-12-31; absent from the 2024-12-31 filing)
with Principalaskebsa.dol.gov
Dec 31, 2024Holding endedinference
Four Winds, Inc. Retirement Income Plan no longer reports Prin Smcap Value II Sep Acct-Z (Principal) (last held $577,777 at 2023-12-31; absent from the 2024-12-31 filing)
with Principalaskebsa.dol.gov
Dec 31, 2024Holding endedinference
Four Winds, Inc. Retirement Income Plan no longer reports Prin Core Fix Inc Sep Acct-Z (Principal) (last held $12M at 2023-12-31; absent from the 2024-12-31 filing)
with Principalaskebsa.dol.gov
Dec 31, 2024Holding endedinference
Four Winds, Inc. Retirement Income Plan no longer reports Prin Smcap Growth I Sep Acct-Z (Principal) (last held $572,565 at 2023-12-31; absent from the 2024-12-31 filing)
with Principalaskebsa.dol.gov
Dec 31, 2024Holding started
Four Winds, Inc. Retirement Income Plan first reports an interest in Prin Ldi Long Duration Sa-Z (Principal): $33M at 2024-12-31
with Principalaskebsa.dol.gov
Dec 31, 2024Holding started
Four Winds, Inc. Retirement Income Plan first reports an interest in Prin Ldi Intrm Dur Sep Acct-Z (Principal): $10M at 2024-12-31
with Principalaskebsa.dol.gov
Dec 31, 2024Holding endedinference
Four Winds, Inc. Retirement Income Plan no longer reports Prin Equity Income Sa-Z (Principal) (last held $8M at 2023-12-31; absent from the 2024-12-31 filing)
with Principalaskebsa.dol.gov
Dec 31, 2024Holding endedinference
Four Winds, Inc. Retirement Income Plan no longer reports Prin Org Emg Mkts Sep Acct-Z (Principal) (last held $2M at 2023-12-31; absent from the 2024-12-31 filing)
with Principalaskebsa.dol.gov
Dec 31, 2024Holding endedinference
Four Winds, Inc. Retirement Income Plan no longer reports Prin Largecap Growth I Sa-Z (Principal) (last held $8M at 2023-12-31; absent from the 2024-12-31 filing)
with Principalaskebsa.dol.gov
Dec 31, 2024Holding started
Four Winds, Inc. Retirement Income Plan first reports an interest in Prin Midcap S&p 400 Idx Sa-Z (Principal): $428,712 at 2024-12-31
with Principalaskebsa.dol.gov
Dec 31, 2024Holding endedinference
Four Winds, Inc. Retirement Income Plan no longer reports Prin Midcap Growth III Sa-Z (Principal) (last held $1M at 2023-12-31; absent from the 2024-12-31 filing)
with Principalaskebsa.dol.gov
Dec 31, 2024Holding endedinference
Four Winds, Inc. Retirement Income Plan no longer reports Prin Midcap Value I Sa-Z (Principal) (last held $1M at 2023-12-31; absent from the 2024-12-31 filing)
with Principalaskebsa.dol.gov
Jan 1, 2024Funded status changed
Four Winds, Inc. Retirement Income Plan funded ratio 116.3% -> 130.7% (2023-01-01 to 2024-01-01)
askebsa.dol.gov
Jan 1, 2024Assets changed
Four Winds, Inc. Retirement Income Plan plan assets $47M -> $53M (+13.7%, 2023-01-01 to 2024-01-01)
askebsa.dol.gov
Dec 31, 2023Holding endedinference
Four Winds, Inc. Retirement Income Plan no longer reports Prin Intl Smallcap Sep Acct-Z (Principal) (last held $906,916 at 2022-12-31; absent from the 2023-12-31 filing)
with Principalaskebsa.dol.gov
Dec 31, 2023Assets changed
Four Winds, Inc. Retirement Income Plan total assets $47M -> $53M (+13.7%, 2022-12-31 to 2023-12-31)
askebsa.dol.gov
Jan 1, 2023Funded status changed
Four Winds, Inc. Retirement Income Plan funded ratio 153.3% -> 116.3% (2022-01-01 to 2023-01-01)
askebsa.dol.gov
Jan 1, 2023Assets changed
Four Winds, Inc. Retirement Income Plan plan assets $61M -> $47M (-23.5%, 2022-01-01 to 2023-01-01)
askebsa.dol.gov

Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.

Provenance

Identifiers: EIN-PN 132919257-001

Cross-graph: no entry on another DFX graph

First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.