DFX Intelligence

Allocator Intelligence

U.A. Local 13 Pension Fund

Taft-Hartley plan· Rochester, New York

Taft-Hartley plan, based in Rochester, New York, reporting $373M in assets, for 1,388 participants.

Composed from this allocator's classification, location and filed figures.

Assets
$373M
Funded ratio
128.4%
Fund commitments
1
Managers
1
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Open searchesPlans backing its top managerSimilar plans, same strategyCommitments (1)Allocation policyManagers
As of · the latest dated event for this allocator; each figure carries its own filing or report date
Suggest a correction

Nothing material in the last 90 days. Last change: Dec 31, 2024, Morgan Stanley Smith Barney appears on U.A. Local 13 Pension Fund's Schedule C as investment adviser (plan) (plan year 2024 vs 2023).

2 more advisers and 3 more dated events

Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.

Capital path

who backs this record, through what, into what; each name opens its own path
U.A. Local 13 Pension Fund
Funds committed to
Managers

Relationship network

24 connected entities2 observed commitments2 repeat counterpartiescommitments 2022 to 2023

From board minutes, annual reports, Form 5500 filings and public records of commitments, consultants and staff in the allocator graph. Commitment amounts are those the allocator disclosed; many are not printed, and none is estimated.

Some relationships on this record are counted rather than named here. They open with the full profile.

Click any name or line for the commitments and sources behind it. Line weight is commitments together; dashed lines are inferred.

Reading the network
  • Sponsor
  • Fund or vehicle
  • Service provider
  • Organization
›How strength and recency are read

Managers, funds and consultants are read from the commitments: three or more is a strong observed relationship, two a repeat counterparty. No consultant link is marked current on the source, so none is labelled current or former here. Related plans, people and plan service providers are ordered by what the filing shows.

Darker lines were active in the last 24 months or are current; lighter lines are older or undated.

Size, funding, policy and commitments, with their basesTaft-Hartley planShow
Taft-Hartley plan
Assets
$373M
Total assets, Dec 31, 2024 reported
Funded
128.4%
Jan 1, 2024
Private markets target
no policy read
policy Dec 31, 2024
Commitments
1
1 manager on Schedule C
Plan sponsor: United Associated Pension Fund Local 13

Allocation policy

Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
  • Interest-bearing cash 1.8%
  • Non-interest-bearing cash 0.4%
  • Corporate debt instruments (other) 9.9%
  • Other investments 0.0%
  • Partnership/joint venture interests 21.9%
  • Registered investment companies 27.0%
  • Common stock 38.6%

Consultants and advisers

5 firms

+2 more consultants and advisers advise this allocator

Every name, record and relationship behind this count, with the source on each.

People

No investment staff or executives have been read for this allocator yet.

Manager roster

1 manager on the commitment tape
From the plan’s own commitment disclosures
  • Pimco2 rows, latest Dec 31, 2023
From Schedule C (investment management, code 28)

+5 more Schedule C managers

Every name, record and relationship behind this count, with the source on each.

What changed

8 events
  • Dec 31, 2024Manager relationship endedinference
    JP Morgan no longer appears on U.A. Local 13 Pension Fund's Schedule C as investment manager (plan year 2024 vs 2023)
    with JP Morganaskebsa.dol.gov
  • Dec 31, 2024Consultant changedinference
    Morgan Stanley Smith Barney appears on U.A. Local 13 Pension Fund's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)
    with Morgan Stanley Smith Barney, LLCaskebsa.dol.gov
  • Dec 31, 2024Consultant changedinference
    United Actuarial Services, Inc. appears on U.A. Local 13 Pension Fund's Schedule C as general consultant (plan year 2024 vs 2023)
    with United Actuarial Services, Inc.askebsa.dol.gov
  • Dec 31, 2024Consultant changedinference
    Cheiron no longer appears on U.A. Local 13 Pension Fund's Schedule C as general consultant (plan year 2024 vs 2023)
    with Cheironaskebsa.dol.gov
  • Jan 1, 2024Funded status changed
    U.A. Local 13 Pension Fund funded ratio 131.7% -> 128.4% (2023-01-01 to 2024-01-01)
    askebsa.dol.gov

+3 more dated events

Every name, record and relationship behind this count, with the source on each.

Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.

Commitments

2 rows, 0 dated closings
DateFundManagerBucketAmountVintageStatusSource
as of Dec 31, 2023Pimco All Asset Collective Trustcollective trustPimcoPooled vehicles$30.3M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Pimco All Asset Collective Trustcollective trustPimcoPooled vehicles$27.9M heldDisclosed holdingaskebsa.dol.gov

Size and funding

30 readings
Total assets
$373M Dec 31, 2024 reported Form 5500
$360M (2023-12) · $341M (2022-12)
Plan assets
$360M Jan 1, 2024 reported Form 5500
$340M (2023-01) · $386M (2022-01)
Net assets
$373M Dec 31, 2024 reported Form 5500
$360M (2023-12) · $340M (2022-12)
Funded ratio
128.4% Jan 1, 2024 reported Form 5500
131.7% (2023-01) · 133.0% (2022-01)
Participants
1,388 Jan 1, 2024 reported Form 5500
1,377 (2023-01) · 1,329 (2022-01)
Contributions
$12.8M Dec 31, 2024 reported Form 5500
$12.2M (2023-12) · $12.1M (2022-12)
Benefits paid
$21.6M Dec 31, 2024 reported Form 5500
$21.5M (2023-12) · $21.0M (2022-12)
Net investment income
$13.4M Dec 31, 2024 reported Form 5500
$19.4M (2023-12) · -$46.1M (2022-12)
Investment management fees
$1.5M Dec 31, 2024 reported Form 5500
$1.4M (2023-12) · $1.1M (2022-12)

Form 5500 filings

3 plan years
Plan yearParticipantsAssets (SB market)Funding targetFTAPTotal assets (H)Partnerships / JVMaster trustReal estate
2024 to Dec 31, 20241,388Not disclosedNot disclosedn/a$373M$81.7MNot disclosedNot disclosed
2023 to Dec 31, 20231,377Not disclosedNot disclosedn/a$360M$182MNot disclosedNot disclosed
2022 to Dec 31, 20221,329Not disclosedNot disclosedn/a$341M$177MNot disclosedNot disclosed
Service providers and investment entities as filed (Schedule C and D, latest year first)

+48 more service providers

Every name, record and relationship behind this count, with the source on each.

Provenance

Identifiers: EIN-PN 160778864-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 29, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.
Capital chain

U.A. Local 13 Pension Fund sits on 1 traced path of capital across the graphs.

Consultant to allocator to manager

DFX traced 1 path of capital through this record

Every record on each path, what it committed or lent, and as of when.

Derived from allocator disclosures, BDC schedules and SEC filings; confidence is the weakest hop.

Checking your plan…

Record history

8 dated events on the change ledger, latest event first
  • Consultant changed
    2024-12-31source on record
  • Manager relationship ended
    2024-12-31source on record
  • Consultant changed
    2024-12-31source on record

+5 more changes on this record's ledger

The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.

›Connections

every published relationship on the graph

+14 connections on the graph