DFX Intelligence

Allocator Intelligence

The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.

Taft-Hartley plan

Operating Engineers Local 428 Pension Trust

Taft-Hartley planPhoenix, AZ
Assets
$15.0M
Total assets, Dec 31, 2025 reported
Funded
n/a
not filed
Private markets target
n/a
policy Dec 31, 2025
Commitments
11
1 managers on Schedule C
Plan sponsor: Operating Engineers Local 428 Pension Trust
Allocation policy
Form 5500, as of Dec 31, 2025
Actual allocation lines without a target (as filed)
  • Interest-bearing cash 2.9%
  • Non-interest-bearing cash 4.1%
  • Corporate debt instruments (other) 0.0%
  • Common/collective trusts 5.2%
  • Registered investment companies 87.4%
Consultants and advisers
5 firms
People
No investment staff or executives have been read for this allocator yet.
Manager roster
2 managers on the commitment tape
From the plan’s own commitment disclosures
From Schedule C (investment management, code 28)
Commitments
11 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
DateFundManagerBucketAmountVintageStatusSource
as of Dec 31, 2025Jpmcb Strategic Property Fundcollective trustJ.P. Morgan ChaseReal estate$784,201 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Jpmcb Strategic Property Fundcollective trustJ.P. Morgan ChaseReal estate$939,481 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Panagora Risk Management103 12 iePanagora Investment ManagerPooled vehicles$1.6M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Western Asset Mbs Port103 12 ieWestern Asset Management CompanyPooled vehicles$5.0M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Panagora Risk Management103 12 iePanagora Investment ManagerPooled vehicles$2.2M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023LSV International (acwi Ex US) Valucollective trustReliance Trust CompanyPooled vehicles$988,630 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Jpmcb Strategic Property Fundcollective trustJ.P. Morgan ChaseReal estate$1.1M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Western Asset Mbs Port103 12 ieWestern Asset Management CompanyPooled vehicles$3.5M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Jpmcb Strategic Property Fundcollective trustJ.P. Morgan ChaseReal estate$1.3M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022LSV International (acwi Ex US) Valucollective trustReliance Trust CompanyPooled vehicles$2.2M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Panagora Risk Management103 12 iePanagora Investment ManagerPooled vehicles$2.5M heldDisclosed holdingaskebsa.dol.gov
Size and funding
28 readings
Total assets
$15.0M Dec 31, 2025 reported Form 5500
$16.7M (2024-12) · $19.5M (2023-12) · $21.5M (2022-12)
Net assets
$15.0M Dec 31, 2025 reported Form 5500
$16.6M (2024-12) · $19.5M (2023-12) · $21.5M (2022-12)
Participants
1,577 Jan 1, 2025 reported Form 5500
1,577 (2024-01) · 1,638 (2023-01) · 1,714 (2022-01)
Contributions
$0 Dec 31, 2025 reported Form 5500
$0 (2024-12) · $0 (2023-12) · $0 (2022-12)
Benefits paid
$3.0M Dec 31, 2025 reported Form 5500
$3.2M (2024-12) · $3.4M (2023-12) · $3.7M (2022-12)
Net investment income
$-1.7M Dec 31, 2025 reported Form 5500
$-2.8M (2024-12) · $-2.0M (2023-12) · $-8.4M (2022-12)
Investment management fees
$62,722 Dec 31, 2025 reported Form 5500
$79,790 (2024-12) · $92,650 (2023-12) · $105,866 (2022-12)
Form 5500 filings
4 plan years
Plan yearParticipantsAssets (SB market)Funding targetFTAPTotal assets (H)Partnerships / JVMaster trustReal estate
2025 to Dec 31, 20251,577n/an/an/a$15.0Mn/an/an/a
2024 to Dec 31, 20241,577n/an/an/a$16.7Mn/an/an/a
2023 to Dec 31, 20231,638n/an/an/a$19.5Mn/an/an/a
2022 to Dec 31, 20221,714n/an/an/a$21.5M$1.2Mn/an/a
Service providers and investment entities as filed (Schedule C and D, latest year first)
  • The Segal Company codes 11 16 17 $70,877 PY2025
  • Southwest Service Administrators codes 13 15 36 38 $63,173 PY2025
  • Verus Advisors, Inc codes 27 $53,000 PY2025
  • Spencer Fane LLP codes 29 $30,606 PY2025
  • Baldwin Moffitt Behm LLP codes 10 $27,087 PY2025
  • Mosaic codes 36 $11,851 PY2025
  • BMO Bank codes 19 $8,577 PY2025
  • JP Morgan Asset Management codes 28 $8,255 PY2025
  • JP Morgan Strategic Property Fund Sched. D C $784,201 PY2025
  • Panagora Risk Parity Multi-Asset Sched. D E PY2025
  • Southwest Service Administrators codes 13 15 36 38 $58,330 PY2024
  • The Segal Company codes 11 16 17 $57,417 PY2024
  • Verus Advisors, Inc codes 17 60 $53,518 PY2024
  • Spencer Fane LLP codes 29 $28,753 PY2024
  • Baldwin Moffitt Behm LLP codes 10 $27,082 PY2024
  • PNC Bank codes 19 $11,949 PY2024
  • JP Morgan Asset Management codes 28 $9,993 PY2024
  • Western Asset Management codes 28 $9,418 PY2024
  • Panagora Asset Management codes 28 $6,861 PY2024
  • Weinberg, Roger & Rosenfeld codes 29 $5,355 PY2024
  • Panagora Risk Parity Multi-Asset Sched. D E $1.6M PY2024
  • JP Morgan Strategic Property Fund Sched. D C $939,481 PY2024
  • LSV International Acwi Ex-Us Value Sched. D C PY2024
  • Western Asset US Core Plus, L.L.C. Sched. D E PY2024
  • Southwest Service Administrators codes 13 15 36 38 $54,763 PY2023
  • Verus Advisors, Inc codes 17 60 $48,000 PY2023
  • The Segal Company codes 11 16 17 $47,980 PY2023
  • Ward Keenan and Barrett, PC codes 29 $28,398 PY2023
  • Baldwin Moffitt Behm LLP codes 10 $27,149 PY2023
  • Jennings, Strouss & Salmon Plc codes 29 $21,420 PY2023
  • Spencer Fane LLP codes 29 $17,920 PY2023
  • JP Morgan Asset Management codes 28 $15,666 PY2023
  • BMO Harris codes 19 $14,144 PY2023
  • Western Asset Management codes 28 $12,488 PY2023
  • Pangora Asset Management codes 28 $7,458 PY2023
  • Segal Select Insurance Services codes 53 $5,449 PY2023
  • Panagora Risk Parity Multi-Asset Sched. D E $2.2M PY2023
  • LSV International Acwi Ex-Us Value Sched. D C $988,630 PY2023
  • JP Morgan Strategic Property Fund Sched. D C $1.1M PY2023
  • Western Asset US Core Plus, L.L.C. Sched. D E $5.0M PY2023
  • Zenith American Solutions codes 13 15 36 38 $260,285 PY2022
  • The Segal Company codes 11 16 17 $75,560 PY2022
  • Verus Advisors, Inc codes 17 60 $48,000 PY2022
  • Jennings, Strouss & Salmon Plc codes 29 $36,024 PY2022
  • Baldwin Moffitt Behm LLP codes 10 $27,102 PY2022
  • BMO Harris codes 19 $21,078 PY2022
  • Ward Keenan and Barrett, PC codes 29 $16,680 PY2022
  • JP Morgan Asset Management codes 28 $13,756 PY2022
  • Pgim Real Estate U.S. Debt Fund, LP codes 51 $12,315 PY2022
  • Western Asset Management codes 28 $12,098 PY2022
  • LSV Asset Management codes 28 51 $10,445 PY2022
  • Panagora Asset Management codes 28 $9,252 PY2022
  • Segal Select Insurance Services codes 53 $6,341 PY2022
  • LSV International Acwi Ex-Us Value Sched. D C $2.2M PY2022
  • Panagora Risk Parity Multi-Asset Sched. D E $2.5M PY2022
  • Western Asset US Core Plus, L.L.C. Sched. D E $3.5M PY2022
  • JP Morgan Strategic Property Fund Sched. D C $1.3M PY2022
What changed
12 events
  • Dec 31, 2025Holding endedinference
    Operating Engineers Local 428 Pension Trust no longer reports Panagora Risk Management (Panagora Investment Manager) (last held $2M at 2024-12-31; absent from the 2025-12-31 filing)
    with Panagora Investment Manageraskebsa.dol.gov
  • Dec 31, 2025Manager relationship endedinference
    Panagora Asset Management no longer appears on Operating Engineers Local 428 Pension Trust's Schedule C as investment manager (plan year 2025 vs 2024)
    with Panagora Asset Management, Inc.askebsa.dol.gov
  • Dec 31, 2025Manager relationship endedinference
    Western Asset Management no longer appears on Operating Engineers Local 428 Pension Trust's Schedule C as investment manager (plan year 2025 vs 2024)
    with Western Asset Mgmt Company, LLCaskebsa.dol.gov
  • Dec 31, 2025Assets changed
    Operating Engineers Local 428 Pension Trust total assets $17M -> $15M (-10.1%, 2024-12-31 to 2025-12-31)
  • Dec 31, 2024Holding endedinference
    Operating Engineers Local 428 Pension Trust no longer reports Western Asset Mbs Port (last held $5M at 2023-12-31; absent from the 2024-12-31 filing)
    with Western Asset Mortgag Backed LLCaskebsa.dol.gov
  • Dec 31, 2024Holding endedinference
    Operating Engineers Local 428 Pension Trust no longer reports LSV International (acwi Ex US) Valu (last held $988,630 at 2023-12-31; absent from the 2024-12-31 filing)
    with LSV International (acwi Ex US) Valuaskebsa.dol.gov
  • Dec 31, 2024Manager relationship endedinference
    Pangora Asset Management no longer appears on Operating Engineers Local 428 Pension Trust's Schedule C as investment manager (plan year 2024 vs 2023)
    with Pangora Asset Managementaskebsa.dol.gov
  • Dec 31, 2024Manager relationship started
    Panagora Asset Management appears on Operating Engineers Local 428 Pension Trust's Schedule C as investment manager (plan year 2024 vs 2023)
    with Panagora Asset Management, Inc.askebsa.dol.gov
  • Dec 31, 2024Assets changed
    Operating Engineers Local 428 Pension Trust total assets $19M -> $17M (-14.4%, 2023-12-31 to 2024-12-31)
  • Dec 31, 2023Manager relationship started
    Pangora Asset Management appears on Operating Engineers Local 428 Pension Trust's Schedule C as investment manager (plan year 2023 vs 2022)
    with Pangora Asset Managementaskebsa.dol.gov
  • Dec 31, 2023Manager relationship endedinference
    Panagora Asset Management no longer appears on Operating Engineers Local 428 Pension Trust's Schedule C as investment manager (plan year 2023 vs 2022)
    with Panagora Asset Management, Inc.askebsa.dol.gov
  • Dec 31, 2023Manager relationship endedinference
    LSV Asset Management no longer appears on Operating Engineers Local 428 Pension Trust's Schedule C as investment manager (plan year 2023 vs 2022)
    with LSV Asset Managementaskebsa.dol.gov
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 866025732-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.