DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
Taft-Hartley plan
U.A. Plumbers 63 & Steamfitters 353 Joint Pension
Taft-Hartley planIndianapolis, IN
Assets
$152M
Total assets, Apr 30, 2025 reported
Funded
75.2%
May 1, 2024
Private markets target
n/a
policy Apr 30, 2025
Commitments
6
none on the tape
Plan sponsor: Trustees U.A. Plumbers 63 & Steamfitters 353 Pen Trustfund
Allocation policy
Form 5500, as of Apr 30, 2025
Actual allocation lines without a target (as filed)
- Interest-bearing cash 1.5%
- Non-interest-bearing cash 1.0%
- Corporate debt instruments (other) 0.0%
- Insurance company general account 0.6%
- Other investments 10.9%
- Partnership/joint venture interests 9.2%
- Common/collective trusts 7.6%
- Registered investment companies 68.4%
Consultants and advisers
2 firms
- Morgan Stanley Smith Barney, LLC Investment adviser (plan)through Apr 30, 2025 Form 5500
- Segal Actuarythrough Apr 30, 2023 Form 5500
People
No investment staff or executives have been read for this allocator yet.
Manager roster
2 managers on the commitment tape
From the plan’s own commitment disclosures
- National Investment Services3 rows, latest Apr 30, 2025
- Great Gray Trust Company3 rows, latest Apr 30, 2025
From Schedule C (investment management, code 28)
- National Investment Svcs of Amerplan years 2023
Commitments
6 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Apr 30, 2025 | NIS Core Fixed Income Fund, LLCcollective trust | National Investment Services | Fixed income | $8.9M held | Disclosed holding | askebsa.dol.gov | |
| as of Apr 30, 2025 | Afl-Cio Building Investment Trustcollective trust | Great Gray Trust Company | Pooled vehicles | $2.7M held | Disclosed holding | askebsa.dol.gov | |
| as of Apr 30, 2024 | NIS Core Fixed Income Fund, LLCcollective trust | National Investment Services | Fixed income | $8.2M held | Disclosed holding | askebsa.dol.gov | |
| as of Apr 30, 2024 | Afl-Cio Building Investment Trustcollective trust | Great Gray Trust Company | Pooled vehicles | $2.6M held | Disclosed holding | askebsa.dol.gov | |
| as of Apr 30, 2023 | NIS Core Fixed Income Fund, LLCcollective trust | National Investment Services | Fixed income | $6.5M held | Disclosed holding | askebsa.dol.gov | |
| as of Apr 30, 2023 | Afl-Cio Building Investment Trustcollective trust | Great Gray Trust Company | Pooled vehicles | $3.7M held | Disclosed holding | askebsa.dol.gov |
Size and funding
30 readings
Investment management fees
$129,738 (2024-04) · $118,314 (2023-04)
Form 5500 filings
3 plan years
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Apr 30, 2025 | 1,261 | n/a | n/a | n/a | $152M | $14.0M | n/a | n/a |
| 2023 to Apr 30, 2024 | 1,237 | n/a | n/a | n/a | $145M | $13.2M | n/a | n/a |
| 2022 to Apr 30, 2023 | 1,219 | n/a | n/a | n/a | $138M | $13.9M | n/a | n/a |
Service providers and investment entities as filed (Schedule C and D, latest year first)
- Morgan Stanley Smith Barney codes 27 50 72 $115,171 PY2024
- Healthscope Benefits, Inc. codes 14 $81,978 PY2024
- The Segal Company (midwest), Inc. codes 11 17 $61,141 PY2024
- National Investment Services codes 28 51 $26,328 PY2024
- Romolo & Associates LLC codes 10 $18,715 PY2024
- Afl-Cio Building Investment Trust Sched. D C $2.7M PY2024
- NIS Core Fixed Income Fund, LLC Sched. D C $8.9M PY2024
- Segal codes 11 PY2024
- Morgan Stanley Smith Barney codes 50 72 $108,918 PY2023
- Healthscope Benefits, Inc. codes 14 $82,661 PY2023
- The Segal Company (midwest), Inc. codes 11 17 $52,285 PY2023
- Baum Sigman Auerbach & Neumann, Ltd codes 29 $26,170 PY2023
- Romolo & Associates LLC codes 10 $21,907 PY2023
- Calibre CPA Group PLLC codes 10 $20,900 PY2023
- National Investment Services codes 28 51 $20,820 PY2023
- Cavanagh & O'Hara LLP codes 29 $5,770 PY2023
- NIS Core Fixed Income Fund, LLC Sched. D C $8.2M PY2023
- Afl-Cio Building Investment Trust Sched. D C $2.6M PY2023
- Segal codes 11 PY2023
- Morgan Stanley Smith Barney codes 50 72 $97,793 PY2022
- Healthscope Benefits, Inc. codes 14 $80,371 PY2022
- The Segal Company (midwest), Inc. codes 11 17 $58,081 PY2022
- Baum Sigman Auerbach & Neumann, Ltd codes 29 $22,460 PY2022
- Calibre CPA Group PLLC codes 10 $20,499 PY2022
- Romolo & Associates LLC codes 10 $16,858 PY2022
- National Investment Services codes 28 51 $16,321 PY2022
- NIS Core Fixed Income Fund, LLC Sched. D C $6.5M PY2022
- Afl-Cio Building Investment Trust Sched. D C $3.7M PY2022
- Segal codes 11 PY2022
What changed
1 events
- Dec 31, 2024Consultant changedinferenceMorgan Stanley Smith Barney appears on U.A. Plumbers 63 & Steamfitters 353 Joint Pension's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)with Morgan Stanley Smith Barney, LLCaskebsa.dol.gov
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 376118084-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.