DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
Corporate pension
Principal Pension Plan for Certain Former Agents
Corporate pensionDES Moines, IA
Assets
$26.8M
Total assets, Dec 31, 2024 reported
Funded
104.6%
Jan 1, 2023
Private markets target
n/a
policy Dec 31, 2024
Commitments
7
none on the tape
Plan sponsor: Principal Spectrum Asset Management
Allocation policy
Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
- Pooled separate accounts 100.0%
Consultants and advisers
3 firms
- State Street Bank & Trust Company General consultantthrough Dec 31, 2022 Form 5500
- Principal Global Investors LLC Investment adviser (plan)through Dec 31, 2022 Form 5500
- Principal Financial Group Actuarythrough Dec 31, 2022 Form 5500
People
No investment staff or executives have been read for this allocator yet.
Manager roster
1 managers on the commitment tape
From the plan’s own commitment disclosures
- Principal7 rows, latest Dec 31, 2024
Commitments
7 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Dec 31, 2024 | Prin Liquid Assets Sep Acct-Zseparate account | Principal | Pooled vehicles | $20.5M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | Prin Ldi Long Duration Sa-Zseparate account | Principal | Fixed income | $5.3M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | Prin Ldi Intrm Dur Sep Acct-Zseparate account | Principal | Pooled vehicles | $1.1M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Prin Liquid Assets Sep Acct-Zseparate account | Principal | Pooled vehicles | $8.7M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Prin Ldi Long Duration Sa-Zseparate account | Principal | Fixed income | $15.0M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Prin Ldi Intrm Dur Sep Acct-Zseparate account | Principal | Pooled vehicles | $3.1M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | Prin Ldi Ext Dur Sep Acct-Zseparate account | Principal | Pooled vehicles | $1.1M held | Disclosed holding | askebsa.dol.gov |
Size and funding
27 readings
Investment management fees
Form 5500 filings
3 plan years
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Dec 31, 2024 | 295 | n/a | n/a | n/a | $26.8M | n/a | n/a | n/a |
| 2023 to Dec 31, 2023 | 345 | $27.1M | $25.9M | 104.6% | $27.9M | n/a | n/a | n/a |
| 2022 to Dec 31, 2022 | 17,970 | $3.6B | $2.5B | 126.9% | $50.0M | n/a | n/a | n/a |
Service providers and investment entities as filed (Schedule C and D, latest year first)
- Principal Life Insurance Company codes 13 50 64 $67,300 PY2024
- Prin Liquid Assets Sep Acct-Z Sched. D P $20.5M PY2024
- Prin Ldi Long Duration Sa-Z Sched. D P $5.3M PY2024
- Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $1.1M PY2024
- Prin Ldi Ext Dur Sep Acct-Z Sched. D P PY2024
- Principal Life Insurance Company codes 13 50 64 $66,550 PY2023
- Prin Liquid Assets Sep Acct-Z Sched. D P $8.7M PY2023
- Prin Ldi Long Duration Sa-Z Sched. D P $15.0M PY2023
- Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $3.1M PY2023
- Prin Ldi Ext Dur Sep Acct-Z Sched. D P $1.1M PY2023
- Principal Financial Group codes 11 PY2023
- Principal Global Investors LLC codes 27 50 51 $6.6M PY2022
- Principal Life Insurance Company codes 13 50 64 $1.9M PY2022
- State Street codes 16 49 70 99 $196,772 PY2022
- Idc codes 49 50 99 $38,588 PY2022
- Prin Diversified Intl Sa-Z Sched. D P PY2022
- Prin Lgcp S&p 500 Index Sa-Z Sched. D P PY2022
- Prin Midcap Value I Sa-Z Sched. D P PY2022
- Prin Midcap Growth III Sa-Z Sched. D P PY2022
- Prin Smcap Growth I Sep Acct-Z Sched. D P PY2022
- Prin Largecap Growth I Sa-Z Sched. D P PY2022
- Prin Smcap Value II Sep Acct-Z Sched. D P PY2022
- Principal Overseas Sep Acct-Z Sched. D P PY2022
- Prin Equity Income Sa-Z Sched. D P PY2022
- Prin Org Emg Mkts Sep Acct-Z Sched. D P PY2022
- Prin Liquid Assets Sa Sched. D P PY2022
- Prin Intl Smallcap Sep Acct-Z Sched. D P PY2022
- Principal U.S. Property Sa-Z Sched. D P PY2022
- Principal Financial Group codes 11 PY2022
What changed
6 events
- Dec 31, 2024Holding endedinferencePrincipal Pension Plan for Certain Former Agents no longer reports Prin Ldi Ext Dur Sep Acct-Z (Principal) (last held $1M at 2023-12-31; absent from the 2024-12-31 filing)with Principalaskebsa.dol.gov
- Dec 31, 2023Consultant changedinferencePrincipal Global Investors LLC no longer appears on Principal Pension Plan for Certain Former Agents's Schedule C as investment adviser (plan) (plan year 2023 vs 2022)with Principal Global Investors LLCaskebsa.dol.gov
- Dec 31, 2023Consultant changedinferenceState Street no longer appears on Principal Pension Plan for Certain Former Agents's Schedule C as general consultant (plan year 2023 vs 2022)with State Street Bank & Trust Companyaskebsa.dol.gov
- Dec 31, 2023Assets changedPrincipal Pension Plan for Certain Former Agents total assets $50M -> $28M (-44.1%, 2022-12-31 to 2023-12-31)
- Jan 1, 2023Funded status changedPrincipal Pension Plan for Certain Former Agents funded ratio 126.9% -> 104.6% (2022-01-01 to 2023-01-01)
- Jan 1, 2023Assets changedPrincipal Pension Plan for Certain Former Agents plan assets $3.6B -> $27M (-99.2%, 2022-01-01 to 2023-01-01)
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 421520346-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.