DFX Intelligence

Allocator Intelligence

The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.

Corporate pension

UBS Financial Services Inc. Pension Plan

Corporate pensionWeehawken, NJ
Assets
$579M
Total assets, Dec 31, 2024 reported
Funded
89.1%
Jan 1, 2024
Private markets target
n/a
policy Dec 31, 2024
Commitments
10
none on the tape
Plan sponsor: UBS Financial Services Inc.
Allocation policy
Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
  • Interest-bearing cash 0.2%
  • Corporate debt instruments (other) 55.6%
  • U.S. Government securities 2.1%
  • Other investments 0.5%
  • Common/collective trusts 30.3%
  • Common stock 10.5%
Consultants and advisers
5 firms
People
No investment staff or executives have been read for this allocator yet.
Manager roster
4 managers on the commitment tape
From the plan’s own commitment disclosures
Commitments
10 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
DateFundManagerBucketAmountVintageStatusSource
as of Dec 31, 2024Ofigtc Emergining Markets Equity Fdcollective trustInvesco Global Trust CompanyPublic equity$13.8M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024State St Lng US Govt Bd Ind Nl Fundcollective trustState Street - Russell 2000Pooled vehicles$73.9M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Ssga Intermed U.S. Govt Bond Indxcollective trustState Street - Russell 2000Fixed income$61.0M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024NT Collective Govt Short Term Invtcollective trustNorthern Trust Collective Eafe IndeCash$12.7M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Russell 1000 Growth Index Nl Fundcollective trustState Street Global Advisors TrustPooled vehicles$13.7M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Ofigtc Emergining Markets Equity Fdcollective trustInvesco Global Trust CompanyPublic equity$14.7M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023State St Lng US Govt Bd Ind Nl Fundcollective trustState Street - Russell 2000Pooled vehicles$94.2M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Ssga Intermed U.S. Govt Bond Indxcollective trustState Street - Russell 2000Fixed income$56.1M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023NT Collective Govt Short Term Invtcollective trustNorthern Trust Collective Eafe IndeCash$23.3M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Ofigtc Emergining Markets Equity Fdcollective trustInvesco Global Trust CompanyPublic equity$15.1M heldDisclosed holdingaskebsa.dol.gov
Size and funding
33 readings
Total assets
$579M Dec 31, 2024 reported Form 5500
$631M (2023-12) · $644M (2022-12)
Plan assets
$630M Jan 1, 2024 reported Form 5500
$642M (2023-01) · $880M (2022-01)
Net assets
$577M Dec 31, 2024 reported Form 5500
$629M (2023-12) · $641M (2022-12)
Funded ratio
89.1% Jan 1, 2024 reported Form 5500
85.6% (2023-01) · 115.5% (2022-01)
Funding target
$565M Jan 1, 2024 reported Form 5500
$602M (2023-01) · $626M (2022-01)
Discount rate
5.00% Jan 1, 2024 reported Form 5500
5.12% (2023-01) · 5.29% (2022-01)
Participants
8,419 Jan 1, 2024 reported Form 5500
8,806 (2023-01) · 9,267 (2022-01)
Contributions
$0 Dec 31, 2024 reported Form 5500
$0 (2023-12) · $0 (2022-12)
Benefits paid
$60.3M Dec 31, 2024 reported Form 5500
$65.6M (2023-12) · $69.4M (2022-12)
Net investment income
$-52.0M Dec 31, 2024 reported Form 5500
$-12.4M (2023-12) · $-238M (2022-12)
Investment management fees
$2.3M Dec 31, 2024 reported Form 5500
$2.2M (2023-12) · $1.8M (2022-12)
Form 5500 filings
3 plan years
Plan yearParticipantsAssets (SB market)Funding targetFTAPTotal assets (H)Partnerships / JVMaster trustReal estate
2024 to Dec 31, 20248,419$630M$565M89.1%$579Mn/an/an/a
2023 to Dec 31, 20238,806$642M$602M85.6%$631Mn/an/an/a
2022 to Dec 31, 20229,267$880M$626M115.5%$644M$0n/an/a
Service providers and investment entities as filed (Schedule C and D, latest year first)
What changed
11 events
  • Dec 31, 2024Holding started
    UBS Financial Services Inc. Pension Plan first reports an interest in Russell 1000 Growth Index Nl Fund (State Street Global Advisors Trust): $14M at 2024-12-31
    with State Street Global Advisors Trustaskebsa.dol.gov
  • Dec 31, 2024Manager relationship endedinference
    Blackrock no longer appears on UBS Financial Services Inc. Pension Plan's Schedule C as investment manager (plan year 2024 vs 2023)
    with Blackrock Institutional Trust Co,naaskebsa.dol.gov
  • Jan 1, 2024Funded status changed
    UBS Financial Services Inc. Pension Plan funded ratio 85.6% -> 89.1% (2023-01-01 to 2024-01-01)
    askebsa.dol.gov
  • Dec 31, 2023Holding started
    UBS Financial Services Inc. Pension Plan first reports an interest in NT Collective Govt Short Term Invt (Northern Trust Collective Eafe Inde): $23M at 2023-12-31
    with Northern Trust Collective Eafe Indeaskebsa.dol.gov
  • Dec 31, 2023Holding started
    UBS Financial Services Inc. Pension Plan first reports an interest in State St Lng US Govt Bd Ind Nl Fund (State Street - Russell 2000): $94M at 2023-12-31
    with State Street - Russell 2000askebsa.dol.gov
  • Dec 31, 2023Holding started
    UBS Financial Services Inc. Pension Plan first reports an interest in Ssga Intermed U.S. Govt Bond Indx (State Street - Russell 2000): $56M at 2023-12-31
    with State Street - Russell 2000askebsa.dol.gov
  • Dec 31, 2023Manager relationship started
    Allspring Intermediate II LLC appears on UBS Financial Services Inc. Pension Plan's Schedule C as investment manager (plan year 2023 vs 2022)
    with Allspring Intermediate II LLCaskebsa.dol.gov
  • Dec 31, 2023Manager relationship endedinference
    Rothschild Asset Management Inc. no longer appears on UBS Financial Services Inc. Pension Plan's Schedule C as investment manager (plan year 2023 vs 2022)
    with Rothschild Asset Management Inc.askebsa.dol.gov
  • Dec 31, 2023Manager relationship started
    Blackrock appears on UBS Financial Services Inc. Pension Plan's Schedule C as investment manager (plan year 2023 vs 2022)
    with Blackrock Institutional Trust Co,naaskebsa.dol.gov
  • Jan 1, 2023Funded status changed
    UBS Financial Services Inc. Pension Plan funded ratio 115.5% -> 85.6% (2022-01-01 to 2023-01-01)
    askebsa.dol.gov
  • Jan 1, 2023Assets changed
    UBS Financial Services Inc. Pension Plan plan assets $880M -> $642M (-27.1%, 2022-01-01 to 2023-01-01)
    askebsa.dol.gov
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 132638166-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 16, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.