DFX Intelligence

Allocator Intelligence

The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.

Corporate pension

Mountainone Financial, Inc. Pension Plan

Corporate pensionNorth Adams, MA
Assets
$24.0M
Total assets, Oct 31, 2025 reported
Funded
117.3%
Nov 1, 2024
Private markets target
n/a
policy Oct 31, 2025
Commitments
24
none on the tape
Plan sponsor: Mountainone Financial, Inc.
Allocation policy
Form 5500, as of Oct 31, 2025
Actual allocation lines without a target (as filed)
  • Pooled separate accounts 100.0%
Consultants and advisers
3 firms
People
No investment staff or executives have been read for this allocator yet.
Manager roster
1 managers on the commitment tape
From the plan’s own commitment disclosures
Commitments
24 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
DateFundManagerBucketAmountVintageStatusSource
as of Oct 31, 2025Principal U.S. Property Sa-Zseparate accountPrincipalReal estate$978,470 heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2025Prin Diversified Intl Sa-Zseparate accountPrincipalHedge / diversifiers$2.0M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2025Prin Lgcp S&p 500 Index Sa-Zseparate accountPrincipalPooled vehicles$4.4M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2025Prin Smcap S&p 600 Index Sa-Zseparate accountPrincipalPooled vehicles$97,796 heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2025Prin Midcap S&p 400 Idx Sa-Zseparate accountPrincipalPooled vehicles$262,039 heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2025Prin Ldi Long Duration Sa-Zseparate accountPrincipalFixed income$14.0M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2025Prin Ldi Intrm Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$1.9M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2025Prin Ldi Ext Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$289,440 heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2024Principal U.S. Property Sa-Zseparate accountPrincipalReal estate$1.6M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2024Prin Diversified Intl Sa-Zseparate accountPrincipalHedge / diversifiers$2.2M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2024Prin Lgcp S&p 500 Index Sa-Zseparate accountPrincipalPooled vehicles$4.8M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2024Prin Smcap S&p 600 Index Sa-Zseparate accountPrincipalPooled vehicles$117,143 heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2024Prin Midcap S&p 400 Idx Sa-Zseparate accountPrincipalPooled vehicles$305,858 heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2024Prin Ldi Long Duration Sa-Zseparate accountPrincipalFixed income$12.3M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2024Prin Ldi Intrm Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$1.7M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2024Prin Ldi Ext Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$241,503 heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2023Principal U.S. Property Sa-Zseparate accountPrincipalReal estate$1.6M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2023Prin Diversified Intl Sa-Zseparate accountPrincipalHedge / diversifiers$3.2M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2023Prin Lgcp S&p 500 Index Sa-Zseparate accountPrincipalPooled vehicles$7.1M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2023Prin Smcap S&p 600 Index Sa-Zseparate accountPrincipalPooled vehicles$161,210 heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2023Prin Midcap S&p 400 Idx Sa-Zseparate accountPrincipalPooled vehicles$406,276 heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2023Prin Ldi Long Duration Sa-Zseparate accountPrincipalFixed income$4.8M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2023Prin Ldi Intrm Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$1.1M heldDisclosed holdingaskebsa.dol.gov
as of Oct 31, 2023Prin Ldi Ext Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$1.2M heldDisclosed holdingaskebsa.dol.gov
Size and funding
33 readings
Total assets
$24.0M Oct 31, 2025 reported Form 5500
$23.8M (2024-10) · $19.6M (2023-10)
Plan assets
$23.8M Nov 1, 2024 reported Form 5500
$19.6M (2023-11) · $20.2M (2022-11)
Net assets
$24.0M Oct 31, 2025 reported Form 5500
$23.8M (2024-10) · $19.6M (2023-10)
Funded ratio
117.3% Nov 1, 2024 reported Form 5500
97.1% (2023-11) · 107.8% (2022-11)
Funding target
$20.3M Nov 1, 2024 reported Form 5500
$20.2M (2023-11) · $18.8M (2022-11)
Discount rate
5.38% Nov 1, 2024 reported Form 5500
5.32% (2023-11) · 5.50% (2022-11)
Participants
126 Nov 1, 2024 reported Form 5500
129 (2023-11) · 132 (2022-11)
Contributions
$220,000 Oct 31, 2025 reported Form 5500
$1.0M (2024-10) · $0 (2023-10)
Benefits paid
$2.1M Oct 31, 2025 reported Form 5500
$1.1M (2024-10) · $845,798 (2023-10)
Net investment income
$134,551 Oct 31, 2025 reported Form 5500
$4.3M (2024-10) · $-667,114 (2023-10)
Investment management fees
$23,907 Oct 31, 2025 reported Form 5500
$26,785 (2024-10) · $22,591 (2023-10)
Form 5500 filings
3 plan years
Plan yearParticipantsAssets (SB market)Funding targetFTAPTotal assets (H)Partnerships / JVMaster trustReal estate
2024 to Oct 31, 2025126$23.8M$20.3M117.3%$24.0Mn/an/an/a
2023 to Oct 31, 2024129$19.6M$20.2M97.1%$23.8Mn/an/an/a
2022 to Oct 31, 2023132$20.2M$18.8M107.8%$19.6Mn/an/an/a
Service providers and investment entities as filed (Schedule C and D, latest year first)
  • Principal Life Insurance Company codes 13 50 64 $83,894 PY2024
  • Principal Global Investors, LLC codes 27 50 $13,907 PY2024
  • RPA Financial LLC codes 27 50 $10,000 PY2024
  • Prin Lgcp S&p 500 Index Sa-Z Sched. D P $4.4M PY2024
  • Prin Smcap S&p 600 Index Sa-Z Sched. D P $97,796 PY2024
  • Principal U.S. Property Sa-Z Sched. D P $978,470 PY2024
  • Prin Diversified Intl Sa-Z Sched. D P $2.0M PY2024
  • Prin Midcap S&p 400 Idx Sa-Z Sched. D P $262,039 PY2024
  • Prin Ldi Long Duration Sa-Z Sched. D P $14.0M PY2024
  • Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $1.9M PY2024
  • Prin Ldi Ext Dur Sep Acct-Z Sched. D P $289,440 PY2024
  • Principal Financial Group codes 11 PY2024
  • Principal Life Insurance Company codes 13 50 64 $79,338 PY2023
  • Principal Global Investors, LLC codes 27 50 $16,785 PY2023
  • RPA Financial LLC codes 27 50 $10,000 PY2023
  • Prin Diversified Intl Sa-Z Sched. D P $2.2M PY2023
  • Principal U.S. Property Sa-Z Sched. D P $1.6M PY2023
  • Prin Lgcp S&p 500 Index Sa-Z Sched. D P $4.8M PY2023
  • Prin Smcap S&p 600 Index Sa-Z Sched. D P $117,143 PY2023
  • Prin Midcap S&p 400 Idx Sa-Z Sched. D P $305,858 PY2023
  • Prin Ldi Long Duration Sa-Z Sched. D P $12.3M PY2023
  • Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $1.7M PY2023
  • Prin Ldi Ext Dur Sep Acct-Z Sched. D P $241,503 PY2023
  • Principal Financial Group codes 11 PY2023
  • Principal Life Insurance Company codes 13 50 64 $72,850 PY2022
  • Principal Global Investors, LLC codes 27 50 $12,591 PY2022
  • Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $1.1M PY2022
  • Principal U.S. Property Sa-Z Sched. D P $1.6M PY2022
  • Prin Diversified Intl Sa-Z Sched. D P $3.2M PY2022
  • Prin Ldi Ext Dur Sep Acct-Z Sched. D P $1.2M PY2022
  • Prin Lgcp S&p 500 Index Sa-Z Sched. D P $7.1M PY2022
  • Prin Smcap S&p 600 Index Sa-Z Sched. D P $161,210 PY2022
  • Prin Midcap S&p 400 Idx Sa-Z Sched. D P $406,276 PY2022
  • Prin Ldi Long Duration Sa-Z Sched. D P $4.8M PY2022
  • Principal Financial Group codes 11 PY2022
What changed
5 events
  • Nov 1, 2024Funded status changed
    Mountainone Financial, Inc. Pension Plan funded ratio 97.1% -> 117.3% (2023-11-01 to 2024-11-01)
    askebsa.dol.gov
  • Nov 1, 2024Assets changed
    Mountainone Financial, Inc. Pension Plan plan assets $20M -> $24M (+21.8%, 2023-11-01 to 2024-11-01)
    askebsa.dol.gov
  • Oct 31, 2024Assets changed
    Mountainone Financial, Inc. Pension Plan total assets $20M -> $24M (+21.8%, 2023-10-31 to 2024-10-31)
    askebsa.dol.gov
  • Dec 31, 2023Consultant changedinference
    RPA Financial LLC appears on Mountainone Financial, Inc. Pension Plan's Schedule C as investment adviser (plan) (plan year 2023 vs 2022)
    with RPA Financial LLCaskebsa.dol.gov
  • Nov 1, 2023Funded status changed
    Mountainone Financial, Inc. Pension Plan funded ratio 107.8% -> 97.1% (2022-11-01 to 2023-11-01)
    askebsa.dol.gov
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 364495073-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.