DFX Intelligence

Allocator Intelligence

The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.

Corporate pension

EMD Serono, Inc. Employees Retirement Plan

Corporate pensionBurlington, MA
Assets
$3.4M
Total assets, Sep 30, 2024 reported
Funded
80.4%
Oct 1, 2023
Private markets target
n/a
policy Sep 30, 2024
Commitments
5
none on the tape
Plan sponsor: EMD Serono, Inc.
Allocation policy
Form 5500, as of Sep 30, 2024
Actual allocation lines without a target (as filed)
  • Registered investment companies 45.4%
Consultants and advisers
2 firms
People
No investment staff or executives have been read for this allocator yet.
Manager roster
2 managers on the commitment tape
From the plan’s own commitment disclosures
From Schedule C (investment management, code 28)
Commitments
5 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
DateFundManagerBucketAmountVintageStatusSource
as of Sep 30, 2023Mercer Passive Long Credit Fixed incollective trustMercer Collective TrustPrivate credit$12.0M heldDisclosed holdingaskebsa.dol.gov
as of Sep 30, 2023Mercer Long Strips Fixed Incomecollective trustMercer Collective TrustFixed income$8.3M heldDisclosed holdingaskebsa.dol.gov
as of Sep 30, 2023Ssga Russell All Cap Index N Lendincollective trustState Street Global Advisors TrustPooled vehicles$9.0M heldDisclosed holdingaskebsa.dol.gov
as of Sep 30, 2023CF Ssga Global Equity Ex USA Indexcollective trustState Street Gbl EquityPublic equity$7.6M heldDisclosed holdingaskebsa.dol.gov
as of Sep 30, 2023Mercer Ultra Long Duration Portfolicollective trustMercer Collective TrustFixed income$1.9M heldDisclosed holdingaskebsa.dol.gov
Size and funding
22 readings
Total assets
$3.4M Sep 30, 2024 reported Form 5500
$43.2M (2023-09)
Plan assets
$42.5M Oct 1, 2023 reported Form 5500
$42.9M (2022-10)
Net assets
$3.0M Sep 30, 2024 reported Form 5500
$42.5M (2023-09)
Funded ratio
80.4% Oct 1, 2023 reported Form 5500
80.0% (2022-10)
Funding target
$58.2M Oct 1, 2023 reported Form 5500
$58.7M (2022-10)
Discount rate
5.30% Oct 1, 2023 reported Form 5500
5.48% (2022-10)
Participants
668 Oct 1, 2023 reported Form 5500
683 (2022-10)
Contributions
$16.3M Sep 30, 2024 reported Form 5500
$5.1M (2023-09)
Benefits paid
$59.9M Sep 30, 2024 reported Form 5500
$5.7M (2023-09)
Net investment income
$-39.6M Sep 30, 2024 reported Form 5500
$-505,357 (2023-09)
Investment management fees
$146,708 Sep 30, 2024 reported Form 5500
$102,939 (2023-09)
Form 5500 filings
2 plan years
Plan yearParticipantsAssets (SB market)Funding targetFTAPTotal assets (H)Partnerships / JVMaster trustReal estate
2023 to Sep 30, 2024668$42.5M$58.2M80.4%$3.4Mn/an/an/a
2022 to Sep 30, 2023683$42.9M$58.7M80.0%$43.2Mn/an/an/a
Service providers and investment entities as filed (Schedule C and D, latest year first)
  • Mercer codes 11 17 $897,380 PY2023
  • Mercer Investments LLC codes 51 52 $129,972 PY2023
  • State Street Bank and Trust Company codes 19 25 99 $28,009 PY2023
  • Russell All Cap (r) Indx Nl Sf Cl a Sched. D C PY2023
  • Global Equity Ex.us.indx Nl Sf Cl a Sched. D C PY2023
  • Mercer Ultra Long Duration Portfoli Sched. D C PY2023
  • Mercer Active Intermediate Credit Sched. D C PY2023
  • Mercer Passive Long Government Fip Sched. D C PY2023
  • Mercer Passive Long Credit Fip Sched. D C PY2023
  • Mercer Long Strips Fip Sched. D C PY2023
  • Intermediate US Govt Bond Indx Nl Sched. D C PY2023
  • Mercer codes 11 PY2023
  • Mercer Investments LLC codes 51 52 $140,073 PY2022
  • Mercer codes 11 $113,914 PY2022
  • State Street Bank and Trust Company codes 19 25 99 $28,803 PY2022
  • Mercer Passive Long Credit Fip Sched. D C $12.0M PY2022
  • Mercer Long Strips Fip Sched. D C $8.3M PY2022
  • Russell All Cap (r) Indx Nl Sf Cl a Sched. D C $9.0M PY2022
  • Global Equity Ex.us.indx Nl Sf Cl a Sched. D C $7.6M PY2022
  • Mercer Ultra Long Duration Portfoli Sched. D C $1.9M PY2022
  • Mercer codes 11 PY2022
What changed
2 events
  • Sep 30, 2024Assets changed
    EMD Serono, Inc. Employees Retirement Plan total assets $43M -> $3M (-92.2%, 2023-09-30 to 2024-09-30)
  • Dec 31, 2023Consultant changedinference
    Mercer appears on EMD Serono, Inc. Employees Retirement Plan's Schedule C as pension consultant (plan year 2023 vs 2022)
    with Merceraskebsa.dol.gov
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 061040874-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.