DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
unclassified
D.A. Davidson & Co.
unclassified
Advisory clients on the tape
1
Schedule C, ACFR
Public-system clients
0
ACFR and seeds
ADV institutional clients
n/a
Item 5.D
ADV institutional RAUM
n/a
pension, government, charity, insurance, sovereign
ADV discretionary RAUM
n/a
Item 5.F
Advisory clients
1 allocators
- Cowles Company Retirement Plan Investment adviser (plan)through Sep 16, 2025 Form 5500
Schedule C rows
6 rows, $386,211 direct compensation as filed
| Plan | Plan year | Codes | Relationship as filed | Direct compensation |
|---|---|---|---|---|
| Cowles Company Retirement Plan | 2025 | 27 50 | INVESTMENT ADVISORY | $15,000 |
| Painters Local No. 109 Pension Fund | 2024 | 51 | NONE | $112,477 |
| Cowles Company Retirement Plan | 2024 | 27 50 | INVESTMENT ADVISORY | $33,875 |
| Painters Local No. 109 Pension Fund | 2023 | 51 | NONE | $106,680 |
| Cowles Company Retirement Plan | 2023 | 27 50 | INVESTMENT ADVISORY | $19,822 |
| Painters Local No. 109 Pension Fund | 2022 | 51 | NONE | $98,357 |
What changed
- DA Davidson and Co appears on Cowles Company Retirement Plan's Schedule C as investment adviser (plan) (plan year 2023 vs 2022)with D.A. Davidson & Co.askebsa.dol.gov