DFX Intelligence

Allocator Intelligence

The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.

unclassified

Spectrum Financial Services

unclassified
Advisory clients on the tape
1
Schedule C, ACFR
Public-system clients
0
ACFR and seeds
ADV institutional clients
n/a
Item 5.D
ADV institutional RAUM
n/a
pension, government, charity, insurance, sovereign
ADV discretionary RAUM
n/a
Item 5.F
Advisory clients
1 allocators
Schedule C rows
2 rows, $240,233 direct compensation as filed
PlanPlan yearCodesRelationship as filedDirect compensation
Retirement Security Plan202416 50CONSULTANT$95,272
Retirement Security Plan202316 50CONSULTANT$144,961
What changed
  • Dec 31, 2023Consultant changedinferenceRetirement Security Plan
    Spectrum Financial Services appears on Retirement Security Plan's Schedule C as general consultant (plan year 2023 vs 2022)
    with Spectrum Financial Servicesaskebsa.dol.gov