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S••••• L••• L•••••••: person on the private equity graph | DFX Data Factory

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Private equityPerson

S••••• L••• L•••••••

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Search this name across graphsid dfx:pe:0a3a4f42-3443-461c-98ee-f451a3e0e85a

Data as of Sep 13, 2026 (this record's last observation) from Sworn filings; Announcements; Limited partners. Page built Sep 22, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 2
On other graphs: 1
Observed: n/a to Sep 13, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

RIA / Wealth Managementidentity

S••••• L••• L•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current roles: 0
Past roles: 1
Attributed transactions: 0
Confirmed attributions: 0
Board seats: 0

Relationships

Employs (1)

← NMS Capital Asset Management, Inc.FirmChief Compliance Officer
Mar 1, 2015 to May 24, 2018inferenceForm ADV

Dated events

Occurred
May 24, 2018
Person left
S••••• L••• L•••••••-Mayes (Chief Compliance Officer) no longer on Schedule A of NMS Capital Asset Management, Inc.
NMS Capital Asset Management, Inc.Form ADVobserved 8 days ago
Occurred
Mar 1, 2015
Person joined
S••••• L••• L••••••• joined Schedule A of NMS Capital Asset Management, Inc. as Chief Compliance Officer
NMS Capital Asset Management, Inc.Form ADVobserved 8 days ago

Provenance

Graph: Private Equity
Canonical id: dfx:pe:0a3a4f42-3443-461c-98ee-f451a3e0e85a
First observed: n/a
Last observed: Sep 13, 2026 8 days ago
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.