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S••••• L••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

S••••• L••• L•••••••

Advisor at G• A• R••••• • C••••••

CASSELBERRY, FL | Jurupa Valley, CA

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Search this name across graphsid dfx:ria:ed74736e-7f1b-8eaf-87d3-2af9d0c99f0e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 1
Observed: Mar 23, 2005 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• L••• L•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G• A• R••••• • C••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Feb 3, 2025	n/a	yes	Jurupa Valley, CA	Current employment
G• A• R••••• • C••••••	Bd affiliated wealth	Aug 26, 2024	n/a	yes	CASSELBERRY, FL\|Jurupa Valley, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• F••• A••••••• S•••••••	G• A• R••••• • C••••••	Feb 28, 2025	Aug 26, 2024	-186	Firm change after gap	Ibd to ibd
H••••• F•••••••• S•••••••• L••	M••••••• A••••••• L••	Dec 21, 2021

Relationships

Registered with (8)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Feb 3, 2025 to presentfactForm ADV
→ G• A• R••••• • C••••••Registered adviserregistration: current employment
Aug 26, 2024 to presentfactForm ADV
→ L•••• F••• A••••••• S•••••••Registered adviserregistration: previous registration
Dec 21, 2021 to Feb 28, 2025factForm ADV
→ H••••• F•••••••• S•••••••• L••

Dated events

Occurred
Feb 28, 2025
Advisor changed firm
S••••• L••• L••••••• left L•••• F••• A••••••• S••••••• for G• A• R••••• • C•••••• (registered 2024-08-26)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed74736e-7f1b-8eaf-87d3-2af9d0c99f0e
First observed: Mar 23, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.