DFX Intelligence

Data Factory

Private equityFirmventure with pe activity · probablemiddle market

Harbert Fund Advisors, Inc.

Private Equity

Birmingham, AL

HMC aspires to be a trusted, integrated alternative asset manager that consistently delivers alpha across the risk spectrum and attracts, develops and retains high-quality talent.

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:13f477ef-6a31-4909-bba9-729a94d67694

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 40
On other graphs: 5
Observed: Sep 13, 2026 to Sep 15, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Harbert Fund Advisors, Inc.

Venture manager · shared crd

Independent Sponsorsidentity

Harbert Fund Advisors, LLC

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

HARBERT FUND ADVISORS, LLC

Registered adviser · shared crd

Private Creditidentity

HARBERT FUND ADVISORS, LLC

Private credit manager · shared crd

Real Estate Fundsidentity

Harbert Fund Advisors, Inc.

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 24
PE funds: 22
Vintages: 2013 to 2026
PE GAV, 2024 filing: $2.8Bgross asset value on Form ADV; never dry powder
Regulatory AUM: $8.1B
Investments: 0
Active investments: 0
Size band: MIDDLE MARKETderivedproxy: $2.78bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Stated sectors: financial_services,energy
Latest Form D: Jun 23, 2026
Latest ADV filing: Mar 29, 2024
Employees (ADV): 167
Website: harbert.net

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
HPF VII Parallel Fund II, LP	2026	Fundraising	n/a	$75.0M	n/a
Vesta Co-Invest, L.P.	2026	Fundraising	n/a	$126M	n/a
Harbert Credit Solutions Fund V, LP	2023	Early deployment	Private Equity Fund	n/a	$54.6M
Harbert Generate Co-Investment Fund II, LP	2023	Wound down	Private Equity Fund	n/a	$508,408
Hcsf IV Parallel Fund	2023	Unknown	Private Equity Fund	n/a	$13.5M
Harbert Generate Co-Investment Fund, L.P.	2022	Early deployment	Private Equity Fund	n/a	$185M
Gotham Power Investors, LLC	2021	Wound down	Private Equity Fund	n/a	$621M
Harbert Infrastructure VI, LP	2021	Active deployment	Private Equity Fund	n/a	$276M
Hcsf IV Parallel Fund, a Sub-Fund of Harbert European Parallel Platform, a Luxembourg Scsp Organized As a Reserved Alternative I	2019	Wound down	Private Equity Fund	n/a	$11.8M
NM Harbert Astoria, LLC	2019	Wound down	Private Equity Fund	n/a	$48.1M
Harbert Credit Solutions Fund IV, L.P.	2018	Mature	Private Equity Fund	n/a	$222M
Harbert European Growth Capital Fund II, Scsp	2018	Wound down	Private Equity Fund	n/a	$241M
Hegc Co-Investment I, LP	2016	Wound down	Private Equity Fund	n/a	$18.9M
Harbert Power Fund V (aiv), LLC	2016	Harvest	Private Equity Fund	n/a	$17.7M
Harbert Private Equity Fund III, LLC	2015	Wound down	Private Equity Fund	n/a	$30.4M
Gulf Pacific Power, LLC	2014	Harvest	Private Equity Fund	n/a	$1.9B
Harbert European Growth Capital Fund I, LP	2014	Wound down	Private Equity Fund	n/a	$60.4M
Harbert Power Fund V, LLC	2013	Harvest	Private Equity Fund	n/a	$104M
Harbert Australian Private Equity Fund I, LP	n/a	Wound down	Private Equity Fund	n/a	$5.3M
STX Co-Investor, LP	n/a	Wound down	Private Equity Fund	n/a	$2.5M
Harbert Mezzanine Partners II, LP	n/a	Mature	Private Equity Fund	n/a	$67,751
Harbert Mezzanine Partners III , LP	n/a	Harvest	Private Equity Fund	n/a	$53.6M
Harbert Private Equity Fund II, LLC	n/a	Wound down	Private Equity Fund	n/a	$4.8M
Harbert Power Fund III, LLC	n/a	Wound down	Private Equity Fund	n/a	$5.9M

Relationships

Manages (24)

→ Vesta Co-Invest, L.P.FundInferred from form d office address
Jun 23, 2026 to presentinferenceForm D
→ HPF VII Parallel Fund II, LPFundInferred from form d office address
Apr 24, 2026 to presentinferenceForm D
→ STX Co-Investor, LPFundPrivate Equity Fund
Mar 20, 2012 to presentfactForm ADV
→ Harbert Infrastructure VI, LPFundPrivate Equity Fund
Mar 31, 2021 to presentfactForm ADV
→ Harbert Generate Co-Investment Fund, L.P.FundPrivate Equity Fund
Mar 28, 2022 to presentfactForm ADV
→ Harbert Generate Co-Investment Fund II, LPFundPrivate Equity Fund
Mar 30, 2023 to presentfactForm ADV
→ Harbert Credit Solutions Fund V, LPFundPrivate Equity Fund
Mar 30, 2023 to presentfactForm ADV
→ Hcsf IV Parallel FundFundPrivate Equity Fund
Mar 30, 2023 to presentfactForm ADV
→ Harbert Private Equity Fund II, LLCFundPrivate Equity Fund
Mar 20, 2012 to presentfactForm ADV
→ Harbert Mezzanine Partners II, LPFundOther Private Fund
Mar 20, 2012 to presentfactForm ADV
→ Harbert Mezzanine Partners III , LPFundOther Private Fund
Mar 20, 2012 to presentfactForm ADV
→ Harbert Power Fund III, LLCFundOther Private Fund
Mar 20, 2012 to presentfactForm ADV
→ Harbert Australian Private Equity Fund I, LPFundPrivate Equity Fund
Mar 20, 2012 to presentfactForm ADV
→ Harbert Power Fund V, LLCFundOther Private Fund
Mar 18, 2013 to presentfactForm ADV
→ Harbert European Growth Capital Fund I, LPFundPrivate Equity Fund
Mar 25, 2014 to presentfactForm ADV
→ Gulf Pacific Power, LLCFundOther Private Fund
Mar 25, 2014 to presentfactForm ADV
→ Harbert Private Equity Fund III, LLCFundPrivate Equity Fund
Mar 31, 2015 to presentfactForm ADV
→ Hegc Co-Investment I, LPFundPrivate Equity Fund
Mar 30, 2016 to presentfactForm ADV
→ Harbert Power Fund V (aiv), LLCFundPrivate Equity Fund
Mar 30, 2016 to presentfactForm ADV
→ Harbert Credit Solutions Fund IV, L.P.FundPrivate Equity Fund
Mar 29, 2018 to presentfactForm ADV
→ Harbert European Growth Capital Fund II, ScspFundPrivate Equity Fund
Mar 29, 2018 to presentfactForm ADV
→ NM Harbert Astoria, LLCFundPrivate Equity Fund
Mar 28, 2019 to presentfactForm ADV
→ Hcsf IV Parallel Fund, a Sub-Fund of Harbert European Parallel Platform, a Luxembourg Scsp Organized As a Reserved Alternative IFundPrivate Equity Fund
Mar 28, 2019 to presentfactForm ADV
→ Gotham Power Investors, LLCFundPrivate Equity Fund
Mar 31, 2021 to presentfactForm ADV

Employs (13)

→ Jason Travis PritchettPersonPresident & Chief Operating Officer
Jan 1, 2021 to presentfactForm ADV
→ Raymond Jones HarbertPersonShareholder
Nov 1, 1993 to presentfactForm ADV
→ Michael Conrad BauderPersonVice President & Chief Compliance Officer
Jul 1, 2006 to presentfactForm ADV
→ John McculloughPersonExecutive Vice President, General Counsel & Secretary
Mar 1, 2009 to presentfactForm ADV
→ Mary Kathryn BryantPersonShareholder
Jun 1, 2018 to presentfactForm ADV
→ John Murdoch HarbertPersonShareholder
Jun 1, 2018 to presentfactForm ADV
→ John Frederick BryantPersonExecutive Vice President & Senior Managing Director, Absolute Return Strategies
Dec 1, 2018 to presentfactForm ADV
→ LEE Walton PurcellPersonGlobal Head Of Capital Markets
Mar 1, 2022 to presentfactForm ADV
→ Charles Donald MillerPersonExecutive Vice President & Head Of Global Distribution
Nov 1, 2001 to Mar 30, 2023inferenceForm ADV
→ Sonja Jean KeetonPersonExecutive Vice President & Chief Financial Officer
Jan 1, 2016 to Mar 31, 2021inferenceForm ADV
→ Michael Donegan LucePersonPresident & Chief Operating Officer
Feb 1, 2004 to Mar 30, 2016inferenceForm ADV
→ David Alan BoutwellPersonExecutive Vice President & Chief Financial Officer
Nov 1, 1993 to Mar 30, 2016inferenceForm ADV
→ William Wade BrookePersonDirector
Dec 1, 1996 to Mar 30, 2016inferenceForm ADV

Owns (2)

← Harbinger CorporationFirmShareholder
Nov 1, 1993 to presentfactForm ADV
← Harbert Management CorporationFirmShareholder
Nov 1, 1993 to presentfactForm ADV

Dated events

27 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 23, 2026
Fund Form D filed
Vesta Co-Invest, L.P. filed Form D as a Private Equity Fund: offering indefinite; Form D amount sold $125,500,000; first sale 2026-06-11
Form Dobserved 7 days ago
$126M
Occurred
Apr 24, 2026
Fund Form D filed
HPF VII Parallel Fund II, LP filed Form D as a Private Equity Fund: offering indefinite; Form D amount sold $75,010,000; first sale 2026-04-20
Form Dobserved 7 days ago
$75.0M
Occurred
Mar 30, 2023
Person left
Charles Donald Miller (Executive Vice President & Head Of Global Distribution) no longer on Schedule A of Harbert Fund Advisors, Inc.
Form ADVobserved 7 days ago
Occurred
Mar 1, 2022
Person joined
LEE Walton Purcell joined Schedule A of Harbert Fund Advisors, Inc. as Global Head Of Capital Markets
Form ADVobserved 7 days ago
Occurred
Mar 31, 2021
Person left
Sonja Jean Keeton (Executive Vice President & Chief Financial Officer) no longer on Schedule A of Harbert Fund Advisors, Inc.
Form ADVobserved 7 days ago
Occurred
Jan 1, 2021
Person joined
John Frederick Bryant joined Schedule A of Harbert Fund Advisors, Inc. as Shareholder
Form ADVobserved 7 days ago
Occurred
Jan 1, 2021
Person joined
Jason Travis Pritchett joined Schedule A of Harbert Fund Advisors, Inc. as President & Chief Operating Officer
Form ADVobserved 7 days ago
Occurred
Jun 1, 2018
Person joined
John Murdoch Harbert joined Schedule A of Harbert Fund Advisors, Inc. as Shareholder
Form ADVobserved 7 days ago
Occurred
Jun 1, 2018
Person joined
Mary Kathryn Bryant joined Schedule A of Harbert Fund Advisors, Inc. as Shareholder
Form ADVobserved 7 days ago
Occurred
Jun 1, 2018
Person joined
Raymond Jones Harbert joined Schedule A of Harbert Fund Advisors, Inc. as Shareholder
Form ADVobserved 7 days ago
Occurred
Mar 30, 2016
Person left
William Wade Brooke (Director) no longer on Schedule A of Harbert Fund Advisors, Inc.
Form ADVobserved 7 days ago
Occurred
Mar 30, 2016
Person left
David Alan Boutwell (Executive Vice President & Chief Financial Officer) no longer on Schedule A of Harbert Fund Advisors, Inc.
Form ADVobserved 7 days ago
Occurred
Mar 30, 2016
Person left
Michael Donegan Luce (President & Chief Operating Officer) no longer on Schedule A of Harbert Fund Advisors, Inc.
Form ADVobserved 7 days ago

Show 27 bookkeeping events

Occurred
Mar 31, 2026
Harbert Fund Advisors, LLC: Private Equity Funds on Form ADV 10 (2024 extract) -> 16 (roster 2026-09-01)
Occurred
Mar 29, 2024
Fund 805-8303994406 no longer reported on Form ADV by Harbert Fund Advisors, Inc.
Occurred
Mar 30, 2023
Harbert Generate Co-Investment Fund II, LP first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $508,408
Occurred
Mar 30, 2023
Fund 805-1942698402 no longer reported on Form ADV by Harbert Fund Advisors, Inc.
Occurred
Mar 30, 2023
Hcsf IV Parallel Fund first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $14,724,602
Occurred
Mar 30, 2023
Harbert Credit Solutions Fund V, LP first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $30,516,770
Occurred
Mar 28, 2022
Fund 805-9154205043 no longer reported on Form ADV by Harbert Fund Advisors, Inc.
Occurred
Mar 28, 2022
Harbert Generate Co-Investment Fund, L.P. first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $76,434,464
Occurred
Mar 28, 2022
Fund 805-8707397976 no longer reported on Form ADV by Harbert Fund Advisors, Inc.
Occurred
Mar 31, 2021
Harbert Infrastructure VI, LP first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $1,637,759
Occurred
Mar 31, 2021
Fund 805-3923005173 no longer reported on Form ADV by Harbert Fund Advisors, Inc.
Occurred
Mar 31, 2021
Fund 805-7018784625 no longer reported on Form ADV by Harbert Fund Advisors, Inc.
Occurred
Mar 31, 2021
Gotham Power Investors, LLC first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $615,828,397
Occurred
Mar 26, 2020
Fund 805-1112840062 no longer reported on Form ADV by Harbert Fund Advisors, Inc.
Occurred
Mar 26, 2020
Fund 805-6112463240 no longer reported on Form ADV by Harbert Fund Advisors, Inc.
Occurred
Mar 26, 2020
Fund 805-3489642604 no longer reported on Form ADV by Harbert Fund Advisors, Inc.
Occurred
Mar 28, 2019
Hcsf IV Parallel Fund, a Sub-Fund of Harbert European Parallel Platform, a Luxembourg Scsp Organized As a Reserved Alternative I first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $11,834,308
Occurred
Mar 28, 2019
NM Harbert Astoria, LLC first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $48,093,594
Occurred
Mar 29, 2018
Harbert European Growth Capital Fund II, Scsp first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $19,807,002
Occurred
Mar 29, 2018
Harbert Credit Solutions Fund IV, L.P. first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $34,941,267
Occurred
Mar 29, 2018
Fund 805-5918526462 no longer reported on Form ADV by Harbert Fund Advisors, Inc.
Occurred
Mar 30, 2016
Hegc Co-Investment I, LP first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $14,668,346
Occurred
Mar 30, 2016
Harbert Power Fund V (aiv), LLC first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $25,887,192
Occurred
Mar 30, 2016
Fund 805-8198790033 no longer reported on Form ADV by Harbert Fund Advisors, Inc.
Occurred
Mar 30, 2016
Fund 805-6702152523 no longer reported on Form ADV by Harbert Fund Advisors, Inc.
Occurred
Mar 31, 2015
Harbert Private Equity Fund III, LLC first reported on Form ADV by Harbert Fund Advisors, Inc. (Private Equity Fund), GAV $30,439,125
Occurred
Mar 25, 2014
Gulf Pacific Power, LLC first reported on Form ADV by Harbert Fund Advisors, Inc. (Other Private Fund), GAV $313,246,740

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): Jason Travis Pritchett (President & Chief Operating Officer), Raymond Jones Harbert (Executive Vice President & Chief Financial Officer), Michael Conrad Bauder (Vice President & Chief Compliance Officer), John Mccullough (Executive Vice President, General Counsel & Secretary), Mary Kathryn Bryant (Shareholder), John Murdoch Harbert (Shareholder), John Frederick Bryant (Executive Vice President & Senior Managing Director, Absolute Return Strategies), LEE Walton Purcell (Global Head Of Capital Markets).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:13f477ef-6a31-4909-bba9-729a94d67694
First observed: Sep 13, 2026
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Harbert Fund Advisors, Inc.

Private Equity

Birmingham, AL

HMC aspires to be a trusted, integrated alternative asset manager that consistently delivers alpha across the risk spectrum and attracts, develops and retains high-quality talent.

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:13f477ef-6a31-4909-bba9-729a94d67694

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.