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Private equityFirmfund of funds · probablelower middle market

Fi3 Financial Advisors, LLC

Private Equity

Indianapolis, IN

Fi3 is a wealth management firm that provides a family office experience to current and retired Executives and Professionals.

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:1755c15f-7c12-437c-98b9-404c20154595

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 21, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 6
On other graphs: 2
Observed: Sep 13, 2026 to Sep 17, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Fi3 Financial Advisors, LLC

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

FI3 FINANCIAL ADVISORS, LLC

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 2
PE funds: 2
Vintages: 2022 to 2024
PE GAV, 2024 filing: $2.5Mgross asset value on Form ADV; never dry powder
Regulatory AUM: $792M
Investments: 37
Active investments: 0
Size band: LOWER MIDDLE MARKETderivedproxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-10-21
Latest ADV filing: Oct 21, 2024
Employees (ADV): 18
Website: fi3advisors.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV	LPs
Fi3 Capital Private Equity 2024, LP	2024	Unknown	Private Equity Fund	n/a	$0	0
Fi3 - Acp Fund 2022, LP	2022	Early deployment	Private Equity Fund	n/a	$2.5M	0

Investments

Company	State	Role	Control	Invested	Exited	Status
Research to help you reach your financial goals.	n/a	unknown	unknown	n/a	n/a	unknown
May 2026 Market Review	n/a	unknown	unknown	n/a	n/a	unknown
May Market Review	n/a	unknown	unknown	n/a	n/a	unknown
April 2026 Market Review	n/a	unknown	unknown	n/a	n/a	unknown
April Market Review	n/a	unknown	unknown	n/a	n/a	unknown
March 2026 Market Review	n/a	unknown	unknown	n/a	n/a	unknown
March Market Review	n/a	unknown	unknown	n/a	n/a	unknown
February 2026 Market Review	n/a	unknown	unknown	n/a	n/a	unknown
February Market Review	n/a	unknown	unknown	n/a	n/a	unknown
January 2026 Market Review	n/a	unknown	unknown	n/a	n/a	unknown
January Market Review	n/a	unknown	unknown	n/a	n/a	unknown
January 2026 Outlook	n/a	unknown	unknown	n/a	n/a	unknown
Outlook Memo	n/a	unknown	unknown	n/a	n/a	unknown
November 2025 Market Review	n/a	unknown	unknown	n/a	n/a	unknown
November Market Review	n/a	unknown	unknown	n/a	n/a	unknown
October 2025 Market Review	n/a	unknown	unknown	n/a	n/a	unknown
October Market Review	n/a	unknown	unknown	n/a	n/a	unknown
Private Markets Semi-Annual Update - Fall	n/a	unknown	unknown	n/a	n/a	unknown
Quarterly Investment Considerations	n/a	unknown	unknown	n/a	n/a	unknown
Quarterly Considerations Q3	n/a	unknown	unknown	n/a	n/a	unknown
August 2025 Market Review	n/a	unknown	unknown	n/a	n/a	unknown
August Market Review	n/a	unknown	unknown	n/a	n/a	unknown
July 2025 Market Review	n/a	unknown	unknown	n/a	n/a	unknown
July Market Review	n/a	unknown	unknown	n/a	n/a	unknown
June 2025 Market Review	n/a	unknown	unknown	n/a	n/a	unknown
June Market Review	n/a	unknown	unknown	n/a	n/a	unknown
May 2025 Market Review	n/a	unknown	unknown	n/a	n/a	unknown
April 2025 Market Review	n/a	unknown	unknown	n/a	n/a	unknown
April Market Memo	n/a	unknown	unknown	n/a	n/a	unknown
March 2025 Market Review	n/a	unknown	unknown	n/a	n/a	unknown

Relationships

Invested in (37)

→ April Market MemoCompanyunknown
factThe subject's own site
→ March Market MemoCompanyunknown
factThe subject's own site
→ Private Market Semi-Annual Update - SpringCompanyunknown
factThe subject's own site
→ February 2025 Market ReviewCompanyunknown
factThe subject's own site
→ March 2025 Crypto Market ReviewCompanyunknown
factThe subject's own site
→ January 2025 Market ReviewCompanyunknown
factThe subject's own site
→ 2025 Outlook & Capital Market AssumptionsCompanyunknown
factThe subject's own site
→ Fi3 Outlook CmasCompanyunknown
factThe subject's own site
→ Research to help you reach your financial goals.Companyunknown
factThe subject's own site
→ May 2026 Market ReviewCompanyunknown
factThe subject's own site
→ May Market ReviewCompanyunknown
factThe subject's own site
→ April 2026 Market ReviewCompanyunknown
factThe subject's own site
→ April Market ReviewCompanyunknown
factThe subject's own site
→ March 2026 Market ReviewCompanyunknown
factThe subject's own site
→ March Market ReviewCompanyunknown
factThe subject's own site
→ February 2026 Market ReviewCompanyunknown
factThe subject's own site
→ February Market ReviewCompanyunknown
factThe subject's own site
→ January 2026 Market ReviewCompanyunknown
factThe subject's own site
→ January Market ReviewCompanyunknown
factThe subject's own site
→ January 2026 OutlookCompanyunknown
factThe subject's own site
→ Outlook MemoCompanyunknown
factThe subject's own site
→ November 2025 Market ReviewCompanyunknown
factThe subject's own site
→ November Market ReviewCompanyunknown
factThe subject's own site
→ October 2025 Market ReviewCompanyunknown
factThe subject's own site
→ October Market ReviewCompanyunknown
factThe subject's own site
→ Private Markets Semi-Annual Update - FallCompanyunknown
factThe subject's own site
→ Quarterly Investment ConsiderationsCompanyunknown
factThe subject's own site
→ Quarterly Considerations Q3Companyunknown
factThe subject's own site
→ August 2025 Market ReviewCompanyunknown
factThe subject's own site
→ August Market ReviewCompanyunknown
factThe subject's own site
and 7 more

Employs (5)

→ Andrew S WarningPersonChief Compliance Officer
Sep 1, 2021 to presentfactForm ADV
→ Matthew Joseph SimpsonPersonBusiness Partner
Oct 1, 2017 to presentfactForm ADV
→ Samuel David MusePersonBusiness Partner
Oct 1, 2017 to presentfactForm ADV
→ Ivan Douglas HoffmanPersonManaging Partner
Mar 1, 2012 to presentfactForm ADV
→ Jonathan G KastingPersonChief Compliance Officer
Jul 1, 2021 to Mar 31, 2022inferenceForm ADV

Manages (2)

→ Fi3 Capital Private Equity 2024, LPFundPrivate Equity Fund
Mar 6, 2024 to presentfactForm ADV
→ Fi3 - Acp Fund 2022, LPFundPrivate Equity Fund
Aug 18, 2022 to presentfactForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2022
Person left
Jonathan G Kasting (Chief Compliance Officer) no longer on Schedule A of Fi3 Financial Advisors, LLC
Form ADVobserved 7 days ago
Occurred
Sep 1, 2021
Person joined
Andrew S Warning joined Schedule A of Fi3 Financial Advisors, LLC as Chief Compliance Officer
Form ADVobserved 7 days ago
Occurred
Jul 1, 2021
Person joined
Jonathan G Kasting joined Schedule A of Fi3 Financial Advisors, LLC as Chief Compliance Officer
Form ADVobserved 7 days ago
Occurred
Apr 13, 2018
Adviser first adv filing
Fi3 Financial Advisors, LLC first filed Form ADV in the extract (IA)
Form ADVobserved 7 days ago

Show 2 bookkeeping events

Occurred
Mar 6, 2024
Fi3 Capital Private Equity 2024, LP first reported on Form ADV by Fi3 Financial Advisors, LLC (Private Equity Fund)
Occurred
Aug 18, 2022
Fi3 - Acp Fund 2022, LP first reported on Form ADV by Fi3 Financial Advisors, LLC (Private Equity Fund), GAV $755,145

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV), 1 work email (firm website) · as of 2026-09-17

Also named here, with no published line of their own (reach them through the firm): Andrew S Warning (Chief Compliance Officer), Matthew Joseph Simpson (Business Partner), Samuel David Muse (Business Partner), Ivan Douglas Hoffman (Managing Partner).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:1755c15f-7c12-437c-98b9-404c20154595
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 4 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Fi3 Financial Advisors, LLC

Private Equity

Indianapolis, IN

Fi3 is a wealth management firm that provides a family office experience to current and retired Executives and Professionals.

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:1755c15f-7c12-437c-98b9-404c20154595

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 21, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.