DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 168005
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| IVAN DOUGLAS HOFFMAN | Certified Financial Planner | INDIANAPOLIS, IN | 13 | 24 | 4 | no |
| SAMUEL DAVID MUSE | Certified Financial Planner | INDIANAPOLIS, IN | 11 | 11 | n/a | no |
| MATTHEW JOSEPH SIMPSON | Certified Financial Planner | INDIANAPOLIS, IN | 10 | 23 | 2 | no |
| NATHAN JEFFREY KINNEY | n/a | Indianapolis, IN | 4 | 12 | 1 | no |
| Alexander Alessia | Certified Financial Planner | Indianapolis, IN | 3 | 11 | 1 | no |
| Garrett Kern | Certified Financial Planner | Indianapolis, IN | 3 | 13 | n/a | no |
| Thays Rodrigues Cardoso | Certified Financial Planner | Indianapolis, IN | 2 | 12 | n/a | no |
| Kirstyn Leigh Simon | Certified Financial Planner | INDIANAPOLIS, IN | 0 | 10 | 2 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| FI3 - ACP FUND 2022, LP | Private Equity Fund | $6.0M | Jul 24, 2026 | 25 | Aug 18, 2022 | reported | 021-32350076 |
| FI3 CAPITAL PRIVATE EQUITY 2024, LP | n/a | $5.4M | Jul 24, 2026 | 59 | Jul 24, 2026 | reported | 021-499054 |
| FI3 CAPITAL PRIVATE EQUITY 2024, LP | Private Equity Fund | $0 | Oct 21, 2024 | 0 | Mar 6, 2024 | reported | n/a |
| FI3 CAPITAL PRIVATE EQUITY 2025 LP | n/a | $0 | Jul 24, 2026 | 70 | Jul 24, 2026 | reported | 021-551505 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HOFFMAN, IVAN, DOUGLAS | MANAGING PARTNER | E | yes | 03/2012 | Apr 13, 2018 | Oct 21, 2024 |
| MUSE, SAMUEL, DAVID | BUSINESS PARTNER | B | yes | 10/2017 | Apr 13, 2018 | Oct 21, 2024 |
| SIMPSON, MATTHEW, JOSEPH | BUSINESS PARTNER | B | yes | 10/2017 | Apr 13, 2018 | Oct 21, 2024 |
| WARNING, ANDREW, S | CHIEF COMPLIANCE OFFICER | Na | no | 09/2021 | Mar 31, 2022 | Oct 21, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $1.1B | $975M | 21 | 21 | 0 | 3 | n/a |
| 2024 | Apr 9, 2025 | $928M | $791M | 20 | 20 | 0 | 2 | n/a |
| 2023 | Mar 25, 2024 | $792M | $682M | 18 | 18 | 0 | 2 | $2.5M |
| 2022 | Mar 28, 2023 | $657M | $578M | 14 | 6 | 0 | 1 | $2.2M |
| 2021 | Mar 31, 2022 | $606M | $534M | 10 | 5 | 0 | n/a | n/a |
| 2020 | Mar 26, 2021 | $337M | $288M | 8 | 5 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $284M | $236M | 7 | 5 | 0 | n/a | n/a |
| 2018 | Mar 20, 2019 | $229M | $208M | 7 | 5 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 2 | -1 | 22.2% | 0 | 2 | 0 | 2 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $928M | 22.7% | $657M | 20.1% | 21 | 20 | 0 | 0 |