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Northern Trust Investments, Incorporated

Private Equity

Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:268fbbd9-c991-41bd-9f55-5f7292b0e5a3

Data as of Sep 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 85
Dated events: 40
On other graphs: 2
Observed: Sep 13, 2026 to Sep 13, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

RIA / Wealth Managementidentity

NORTHERN TRUST INVESTMENTS, INCORPORATED

Registered adviser · shared crd

Private Creditidentity

NORTHERN TRUST INVESTMENTS, INCORPORATED

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 8
PE funds: 0
Vintages: 2015 to 2022
Regulatory AUM: $1017B
Investments: 0
Active investments: 0
Size band: UNSIZEDderivedno Private Equity Fund GAV on a filing from 2021 or later
Latest ADV filing: Oct 1, 2024
Employees (ADV): 674
Website: northerntrust.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
Multi-Advisor Funds Emerging Markets Growth Fund	2022	Unknown	Other Private Fund	n/a	$66.7M
Multi-Advisor Funds Global Sustainable Infrastructure Fund	2022	Early deployment	Other Private Fund	n/a	$55.7M
Multi-Advisor Funds Covered Call Equity Income Fund	2021	Unknown	Other Private Fund	n/a	$200M
Multi-Advisor Funds Concentrated High Yield and Leveraged Loan Fund Maf	2020	Active deployment	Other Private Fund	n/a	$189M
Multi-Advisor Funds U.S. Equities Fund - Vulcan Value Partners, LLC	2016	Wound down	Other Private Fund	n/a	$0
Multi-Advisor Funds Energy Infrastructure Fund - Eagle Global Advisors, LLC	2016	Unknown	Other Private Fund	n/a	$49.4M
Rspgn	2016	Wound down	Other Private Fund	n/a	$0
Multi-Advisor Funds-Global Emerging Markets Fund	2015	Unknown	Other Private Fund	n/a	$126M

Relationships

showing 80 of 85

Firm member (1)

→ South CapitalFirmadviser
factDFX's own graph

Placement agent of (6)

→ Blackstone Capital Opportunities Feeder Fund V-R (CYM) LPFundForm d sales compensation
Mar 11, 2026 to presentfactForm D
→ Blackstone Capital Opportunities Fund V (LUX) SCSpFundForm d sales compensation
Jan 12, 2026 to presentfactForm D
→ Blackstone Capital Opportunities Fund V LPFundForm d sales compensation
Jan 12, 2026 to presentfactForm D
→ Blackstone Capital Opportunities Feeder Fund V-R LPFundForm d sales compensation
Jan 12, 2026 to presentfactForm D
→ Blackstone Capital Opportunities Fund V (LUX) Feeder SCSpFundForm d sales compensation
Jan 12, 2026 to presentfactForm D
→ Blackstone Capital Opportunities Feeder Fund V LPFundForm d sales compensation
Jan 12, 2026 to presentfactForm D

Employs (25)

→ Archana KumarPersonSenior Vice President/Chief Financial Officer
Feb 1, 2018 to Sep 5, 2018inferenceForm ADV
→ Maya Georgieva TeufelPersonSenior Vice President/Chief Compliance Officer
Jul 1, 2019 to presentfactForm ADV
→ Craig Richard CarberryPersonSenior Vice President/Associate General Counsel/Chief Compliance Officer/Secretary
Oct 1, 2015 to Jun 20, 2017inferenceForm ADV
→ Sheri B HawkinsPersonSenior Vice President/Chief Financial Officer/Director
Jul 1, 2013 to Aug 9, 2016inferenceForm ADV
→ Paulami KarPersonSenior Vice President/Director
Sep 1, 2023 to presentfactForm ADV
→ Joseph Wallace McinerneyPersonSenior Vice President/ Director
Jan 1, 2014 to Mar 28, 2018inferenceForm ADV
→ Daniel Ernesto GambaPersonChairman/President/Chief Executive Officer/Director
Apr 1, 2023 to presentfactForm ADV
→ Kaushal Harshad JoshiPersonSenior Vice President/Chief Information Officer
Mar 1, 2023 to presentfactForm ADV
→ Stephen Elliott CarrollPersonSenior Vice President/Chief Financial Officer/Treasurer
Dec 1, 2022 to presentfactForm ADV
→ Angelo George ManioudakisPersonExecutive Vice President/Chief Investment Officer/Director
Sep 1, 2021 to presentfactForm ADV
→ Ryan Matthew WickertPersonSenior Vice President/Chief Financial Officer/Treasurer
Sep 1, 2018 to Dec 8, 2022inferenceForm ADV
→ Michael Gerard O'GradyPersonChairman/President/Chief Executive Officer/Director
Jun 1, 2022 to Apr 5, 2023inferenceForm ADV
→ Peter Kent EwingPersonSenior Vice President/Director
Feb 1, 2017 to Sep 29, 2023inferenceForm ADV
→ John Gabriel AbunassarPersonExecutive Vice President/Director
Feb 1, 2018 to Jul 2, 2024inferenceForm ADV
→ Maureen Megan BromwellPersonExecutive Vice President/Chief Marketing Officer/Director
Sep 1, 2023 to Jul 2, 2024inferenceForm ADV
→ Shundrawn Antwarn ThomasPersonChairman/President/Chief Executive Officer/Director
Oct 1, 2017 to Jun 6, 2022inferenceForm ADV
→ Robert BrownePersonExecutive Vice President / Chief Investment Officer / Director/ Senior Trust Officer
Feb 1, 2009 to Jun 3, 2021inferenceForm ADV
→ Christopher W CarlsonPersonExecutive Vice President / Chief Administrative Officer/Director
Mar 1, 2010 to Mar 30, 2020inferenceForm ADV
→ Steven Patrick FarmerPersonChief Compliance Officer/Senior Vice President/Assistant Trust Officer
Jun 1, 2017 to Jul 11, 2019inferenceForm ADV
→ Jason J TylerPersonExecutive Vice President/Director
Jun 1, 2014 to Sep 5, 2018inferenceForm ADV
→ Lisa Carolyn TaylorPersonSenior Vice President/ Chief Financial Officer/Director
Aug 1, 2016 to Mar 28, 2018inferenceForm ADV
→ Stephen N PotterPersonChairman/President/Chief Executive Officer / Director
Apr 1, 2008 to Sep 29, 2017inferenceForm ADV
→ Dariusz WojnarPersonExecutive Vice President/Director
Mar 1, 2018 to Oct 1, 2024inferenceForm ADV
→ Lloyd Arno WennlundPersonExecutive Vice President/Director
May 1, 2000 to Mar 31, 2017inferenceForm ADV
→ Beth Marie ProvanzanaPersonSenior Vice President / Chief Financial Officer / Director
Mar 1, 2010 to Dec 5, 2013inferenceForm ADV

Manages (43)

→ Multi-Advisor Funds U.S. Equities Fund - Vulcan Value Partners, LLCFundOther Private Fund
Mar 30, 2016 to presentfactForm ADV
→ Northern Trust Private Equity Fund (qp) II, L.P.FundPrivate Equity Fund
Mar 31, 2014 to presentfactForm ADV
→ Northern Trust Private Equity Fund (qp) IV, LPFundPrivate Equity Fund
Mar 31, 2014 to presentfactForm ADV
→ Northern Trust Private Equity Fund, LPFundPrivate Equity Fund
Mar 31, 2014 to presentfactForm ADV
→ Northern Trust Private Equity Fund II, LPFundPrivate Equity Fund
Mar 31, 2014 to presentfactForm ADV
→ Northern Trust Private Equity Fund III, LPFundPrivate Equity Fund
Mar 31, 2014 to presentfactForm ADV
→ Northern Trust Multi- Advisor Funds-Small Value FundFundOther Private Fund
Mar 31, 2014 to presentfactForm ADV
→ Northern Trust Multi- Advisor Funds-Global Emerging Markets FundFundOther Private Fund
Mar 31, 2014 to presentfactForm ADV
→ Northern Trust Multi- Advisor Funds-Global Equity FundFundOther Private Fund
Mar 31, 2014 to presentfactForm ADV
→ Multi-Advisor Funds-Global Emerging Markets FundFundOther Private Fund
Mar 31, 2015 to presentfactForm ADV
→ Private Equity Core Fund (qp) VI, L.P.FundPrivate Equity Fund
Mar 31, 2015 to presentfactForm ADV
→ Private Equity Core Fund VI, L.PFundPrivate Equity Fund
Mar 31, 2015 to presentfactForm ADV
→ Buyout Core Fund VI, L.P.FundPrivate Equity Fund
Mar 31, 2015 to presentfactForm ADV
→ Venture Core Fund VI, L.P.FundPrivate Equity Fund
Mar 31, 2015 to presentfactForm ADV
→ Employee Core Fund I, L.L.C.FundPrivate Equity Fund
Mar 31, 2015 to presentfactForm ADV
→ Employee Core Fund II, L.L.C.FundPrivate Equity Fund
Mar 31, 2015 to presentfactForm ADV
→ Employee Core Fund III, L.L.CFundPrivate Equity Fund
Mar 31, 2015 to presentfactForm ADV
→ Employee Core Fund IV, L.L.C.FundPrivate Equity Fund
Mar 31, 2015 to presentfactForm ADV
→ Strategic Opportunities Employee Fund I, L.L.C.FundPrivate Equity Fund
Mar 31, 2015 to presentfactForm ADV
→ Multi-Advisor Funds Energy Infrastructure Fund - Eagle Global Advisors, LLCFundOther Private Fund
Mar 30, 2016 to presentfactForm ADV
→ RspgnFundOther Private Fund
Mar 30, 2016 to presentfactForm ADV
→ Multi-Advisor Funds Concentrated High Yield and Leveraged Loan Fund MafFundOther Private Fund
Mar 30, 2020 to presentfactForm ADV
→ Multi-Advisor Funds Covered Call Equity Income FundFundOther Private Fund
Mar 30, 2021 to presentfactForm ADV
→ Multi-Advisor Funds Emerging Markets Growth FundFundOther Private Fund
Mar 31, 2022 to presentfactForm ADV
→ Multi-Advisor Funds Global Sustainable Infrastructure FundFundOther Private Fund
Mar 31, 2022 to presentfactForm ADV
→ Northern Trust Private Equity Fund (qp) III, LPFundPrivate Equity Fund
Mar 31, 2014 to presentfactForm ADV
→ Northern Trust Buyout (non-Us) Fund IV, L.P.FundPrivate Equity Fund
Mar 31, 2014 to presentfactForm ADV
→ Northern Trust Buyout (U.S.) Fund V, L.P.FundPrivate Equity Fund
Mar 31, 2014 to presentfactForm ADV
→ Northern Trust Buyout (non-U.s.) Fund V, L.P.FundPrivate Equity Fund
Mar 31, 2014 to presentfactForm ADV
→ Northern Trust Venture Capital Fund III, LPFundPrivate Equity Fund
Mar 31, 2014 to presentfactForm ADV
and 13 more

Owns (1)

← Northern Trust CompanyFirmShareholder
Nov 1, 2000 to presentfactForm ADV

Dated events

8 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 1, 2024
Person left
Dariusz Wojnar (Executive Vice President/Director) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Jul 2, 2024
Person left
John Gabriel Abunassar (Executive Vice President/Director) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Jul 2, 2024
Person left
Maureen Megan Bromwell (Executive Vice President/Chief Marketing Officer/Director) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Sep 29, 2023
Person left
Peter Kent Ewing (Senior Vice President/Director) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Sep 1, 2023
Person joined
Maureen Megan Bromwell joined Schedule A of Northern Trust Investments, Incorporated as Executive Vice President/Chief Marketing Officer/Director
Form ADVobserved 5 days ago
Occurred
Sep 1, 2023
Person joined
Paulami Kar joined Schedule A of Northern Trust Investments, Incorporated as Senior Vice President/Director
Form ADVobserved 5 days ago
Occurred
Apr 5, 2023
Person left
Michael Gerard O'Grady (Chairman/President/Chief Executive Officer/Director) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Apr 1, 2023
Person joined
Daniel Ernesto Gamba joined Schedule A of Northern Trust Investments, Incorporated as Chairman/President/Chief Executive Officer/Director
Form ADVobserved 5 days ago
Occurred
Mar 1, 2023
Person joined
Kaushal Harshad Joshi joined Schedule A of Northern Trust Investments, Incorporated as Senior Vice President/Chief Information Officer
Form ADVobserved 5 days ago
Occurred
Dec 8, 2022
Person left
Ryan Matthew Wickert (Senior Vice President/Chief Financial Officer/Treasurer) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Dec 1, 2022
Person joined
Stephen Elliott Carroll joined Schedule A of Northern Trust Investments, Incorporated as Senior Vice President/Chief Financial Officer/Treasurer
Form ADVobserved 5 days ago
Occurred
Jun 6, 2022
Person left
Shundrawn Antwarn Thomas (Chairman/President/Chief Executive Officer/Director) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Jun 1, 2022
Person joined
Michael Gerard O'Grady joined Schedule A of Northern Trust Investments, Incorporated as Chairman/President/Chief Executive Officer/Director
Form ADVobserved 5 days ago
Occurred
Sep 1, 2021
Person joined
Angelo George Manioudakis joined Schedule A of Northern Trust Investments, Incorporated as Executive Vice President/Chief Investment Officer/Director
Form ADVobserved 5 days ago
Occurred
Jun 3, 2021
Person left
Robert Patrick Browne (Executive Vice President / Chief Investment Officer / Director/ Senior Trust Officer) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Oct 1, 2020
Person joined
Joseph Wallace Mcinerney joined Schedule A of Northern Trust Investments, Incorporated as Senior Vice President/Chief Risk Officer
Form ADVobserved 5 days ago
Occurred
Apr 1, 2020
Person joined
Archana Kumar joined Schedule A of Northern Trust Investments, Incorporated as Senior Vice President/ Chief Operating Officer
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Person left
Christopher Warren Carlson (Executive Vice President / Chief Administrative Officer/Director) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Jul 11, 2019
Person left
Steven Patrick Farmer (Chief Compliance Officer/Senior Vice President/Assistant Trust Officer) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Jul 1, 2019
Person joined
Maya Georgieva Teufel joined Schedule A of Northern Trust Investments, Incorporated as Senior Vice President/ Chief Compliance Officer
Form ADVobserved 5 days ago
Occurred
Sep 5, 2018
Person left
Archana Kumar (Senior Vice President/Chief Financial Officer) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Sep 5, 2018
Person left
Jason Jerrome Tyler (Executive Vice President/Director) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Sep 1, 2018
Person joined
Ryan Matthew Wickert joined Schedule A of Northern Trust Investments, Incorporated as Senior Vice President/ Chief Financial Officer/Treasurer
Form ADVobserved 5 days ago
Occurred
Mar 28, 2018
Person left
Lisa Carolyn Taylor (Senior Vice President/ Chief Financial Officer/Director) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Mar 28, 2018
Person left
Joseph Wallace Mcinerney (Senior Vice President/ Director) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Mar 1, 2018
Person joined
Dariusz Wojnar joined Schedule A of Northern Trust Investments, Incorporated as Executive Vice President/Director
Form ADVobserved 5 days ago
Occurred
Feb 1, 2018
Person joined
John Gabriel Abunassar joined Schedule A of Northern Trust Investments, Incorporated as Senior Vice President/ Director
Form ADVobserved 5 days ago
Occurred
Dec 1, 2017
Person joined
Sheri Barker Hawkins joined Schedule A of Northern Trust Investments, Incorporated as Senior Vice President/Director
Form ADVobserved 5 days ago
Occurred
Sep 29, 2017
Person left
Stephen Niles Potter (Chairman/President/Chief Executive Officer / Director) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Jun 20, 2017
Person left
Craig Richard Carberry (Senior Vice President/Associate General Counsel/Chief Compliance Officer/Secretary) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago
Occurred
Jun 1, 2017
Person joined
Steven Patrick Farmer joined Schedule A of Northern Trust Investments, Incorporated as Chief Compliance Officer
Form ADVobserved 5 days ago
Occurred
Mar 31, 2017
Person left
Lloyd Arno Wennlund (Executive Vice President/Director) no longer on Schedule A of Northern Trust Investments, Incorporated
Form ADVobserved 5 days ago

Show 8 bookkeeping events

Occurred
Mar 31, 2022
Multi-Advisor Funds Emerging Markets Growth Fund first reported on Form ADV by Northern Trust Investments, Incorporated (Other Private Fund), GAV $182,665,825
Occurred
Mar 31, 2022
Multi-Advisor Funds Global Sustainable Infrastructure Fund first reported on Form ADV by Northern Trust Investments, Incorporated (Other Private Fund), GAV $17,982,557
Occurred
Mar 31, 2022
Fund 805-6460467794 no longer reported on Form ADV by Northern Trust Investments, Incorporated
Occurred
Mar 31, 2022
Fund 805-7231225309 no longer reported on Form ADV by Northern Trust Investments, Incorporated
Occurred
Mar 31, 2022
Fund 805-7331265983 no longer reported on Form ADV by Northern Trust Investments, Incorporated
Occurred
Mar 30, 2021
Multi-Advisor Funds Covered Call Equity Income Fund first reported on Form ADV by Northern Trust Investments, Incorporated (Other Private Fund), GAV $73,178,535
Occurred
Mar 30, 2020
Multi-Advisor Funds Concentrated High Yield and Leveraged Loan Fund Maf first reported on Form ADV by Northern Trust Investments, Incorporated (Other Private Fund), GAV $99,144,588
Occurred
Mar 30, 2020
Fund 805-1269393952 no longer reported on Form ADV by Northern Trust Investments, Incorporated

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): Archana Kumar (Executive Vice President/Chief Operating Officer/Director), Maya Georgieva Teufel (Senior Vice President/Chief Compliance Officer), Craig Richard Carberry (Chief Legal Officer/Secretary), Sheri B Hawkins (Executive Vice President/Director), Paulami Kar (Senior Vice President/Director), Joseph Wallace Mcinerney (Senior Vice President/Chief Risk Officer), Daniel Ernesto Gamba (Chairman/President/Chief Executive Officer/Director), Kaushal Harshad Joshi (Senior Vice President/Chief Information Officer), Stephen Elliott Carroll (Senior Vice President/Chief Financial Officer/Treasurer), Angelo George Manioudakis (Executive Vice President/Chief Investment Officer/Director).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:268fbbd9-c991-41bd-9f55-5f7292b0e5a3
First observed: Sep 13, 2026
Last observed: Sep 13, 2026 5 days ago
Source families: Federal regulator filings
2 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Northern Trust Investments, Incorporated

Private Equity

Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:268fbbd9-c991-41bd-9f55-5f7292b0e5a3

Data as of Sep 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

Multi-Advisor Funds Emerging Markets Growth Fund

2022

Unknown

Other Private Fund

n/a

$66.7M

Multi-Advisor Funds Global Sustainable Infrastructure Fund

2022

Early deployment

Other Private Fund

n/a

$55.7M

Multi-Advisor Funds Covered Call Equity Income Fund

2021

Unknown

Other Private Fund

n/a

$200M

Multi-Advisor Funds Concentrated High Yield and Leveraged Loan Fund Maf

2020

Active deployment

Other Private Fund

n/a

$189M

Multi-Advisor Funds U.S. Equities Fund - Vulcan Value Partners, LLC

2016

Wound down

Other Private Fund

n/a

Multi-Advisor Funds Energy Infrastructure Fund - Eagle Global Advisors, LLC

2016

Unknown

Other Private Fund

n/a

$49.4M

Rspgn

2016

Wound down

Other Private Fund

n/a

Multi-Advisor Funds-Global Emerging Markets Fund

2015

Unknown

Other Private Fund

n/a

$126M