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Patten and Patten, Inc.

Private Equity

Chattanooga, TN

Since our founding in 1976, Patten & Patten has remained independent and dedicated to offering clients customized investment strategies.

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:33b123c9-76c0-4f10-82cf-c4e522f957b7

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 4:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 19
On other graphs: 1
Observed: Sep 13, 2026 to Sep 17, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

RIA / Wealth Managementidentity

PATTEN AND PATTEN, INC.

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 4
PE funds: 4
Regulatory AUM: $1.9B
Investments: 0
Active investments: 0
Size band: UNSIZEDderivedno Private Equity Fund GAV on a filing from 2021 or later
Latest ADV filing: Nov 18, 2024
Employees (ADV): 11
Website: patteninc.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
P&p Ssf, LLC	n/a	Wound down	Private Equity Fund	n/a	$271,081
P&p River III Associates, LP	n/a	Wound down	Private Equity Fund	n/a	$235
P&p Port Royal Investors, LP	n/a	Unknown	Private Equity Fund	n/a	$109,108
P&p River II Associates, LP	n/a	Wound down	Private Equity Fund	n/a	$168

Relationships

Employs (16)

→ Stephanie P GrahamPersonPrincipal / Chief Financial Officer / Chief Compliance Officer
Jan 1, 2019 to presentfactForm ADV, The subject's own site
→ Joshua DunawayPersonInternal IT, Operations and Trading Analyst
factThe subject's own site
→ Jamie BarfootPersonADMINISTRATIVE ASSISTANT
factThe subject's own site
→ Miller RaschkePersonOperations & Trading Analyst
factThe subject's own site
→ Brayton BirdPersonSenior Operations & Trading Analyst
factThe subject's own site
→ Betsy KramerPersonSenior Operations & Trading Analyst
factThe subject's own site
→ Amber Blevins, CPAPersonCompliance Officer and Accounting Associate
factThe subject's own site
→ Raymond Vincent RyanPersonChairman / Chief Executive Officer / President
Feb 1, 2005 to presentfactForm ADV
→ Mark Christopher FleckPersonPrincipal / Portfolio Manager
Mar 1, 2015 to presentfactForm ADV
→ William Frederick Austin DecosimoPersonPrincipal / Portfolio Manager
Jan 1, 2019 to presentfactForm ADV
→ Frank Mix RobbinsPersonSenior Vice-President, Secretary
Feb 1, 1980 to Mar 8, 2019inferenceForm ADV
→ James Clay CrumblissPersonVice President/Treasurer
Dec 1, 2009 to Aug 10, 2018inferenceForm ADV
→ Zeboim Cartter PattenPersonChairman
Apr 1, 1976 to Apr 3, 2014inferenceForm ADV
→ Will S ClarkPersonChief Compliance Officer
Jan 1, 2022 to Jan 3, 2023inferenceForm ADV
→ Worcester Allen Bryan PattenPersonChairman
Apr 1, 1976 to Jan 3, 2023inferenceForm ADV
→ Grant George MoorePersonChief Compliance Officer
Jan 1, 2021 to Jan 3, 2022inferenceForm ADV

Manages (4)

→ P&p Ssf, LLCFundPrivate Equity Fund
Mar 29, 2012 to presentfactForm ADV
→ P&p River II Associates, LPFundPrivate Equity Fund
Mar 29, 2012 to presentfactForm ADV
→ P&p River III Associates, LPFundPrivate Equity Fund
Mar 29, 2012 to presentfactForm ADV
→ P&p Port Royal Investors, LPFundPrivate Equity Fund
Mar 29, 2012 to presentfactForm ADV

Dated events

7 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 3, 2023
Person left
Will S Clark (Chief Compliance Officer) no longer on Schedule A of Patten and Patten, Inc.
Form ADVobserved 5 days ago
Occurred
Jan 3, 2023
Person left
Worcester Allen Bryan Patten (Chairman) no longer on Schedule A of Patten and Patten, Inc.
Form ADVobserved 5 days ago
Occurred
Jan 3, 2022
Person left
Grant George Moore (Chief Compliance Officer) no longer on Schedule A of Patten and Patten, Inc.
Form ADVobserved 5 days ago
Occurred
Jan 1, 2022
Person joined
Will S Clark joined Schedule A of Patten and Patten, Inc. as Chief Compliance Officer
Form ADVobserved 5 days ago
Occurred
Jan 1, 2021
Person joined
Grant George Moore joined Schedule A of Patten and Patten, Inc. as Chief Compliance Officer
Form ADVobserved 5 days ago
Occurred
Mar 8, 2019
Person left
Frank Mix Robbins (Senior Vice-President, Secretary) no longer on Schedule A of Patten and Patten, Inc.
Form ADVobserved 5 days ago
Occurred
Jan 1, 2019
Person joined
Stephanie P Graham joined Schedule A of Patten and Patten, Inc. as Principal / Cpa
Form ADVobserved 5 days ago
Occurred
Jan 1, 2019
Person joined
William Frederick Austin Decosimo joined Schedule A of Patten and Patten, Inc. as Principal / Portfolio Manager
Form ADVobserved 5 days ago
Occurred
Aug 10, 2018
Person left
James Clay Crumbliss (Vice President/Treasurer) no longer on Schedule A of Patten and Patten, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 1, 2015
Person joined
Mark Christopher Fleck joined Schedule A of Patten and Patten, Inc. as Principal
Form ADVobserved 5 days ago
Occurred
Apr 3, 2014
Person left
Zeboim Cartter Patten (Chairman) no longer on Schedule A of Patten and Patten, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 29, 2012
Adviser first adv filing
Patten and Patten, Inc. first filed Form ADV in the extract (IA)
Form ADVobserved 5 days ago

Show 7 bookkeeping events

Occurred
Mar 13, 2018
Fund 805-8450083802 no longer reported on Form ADV by Patten and Patten, Inc.
Occurred
Mar 13, 2018
Fund 805-7234631035 no longer reported on Form ADV by Patten and Patten, Inc.
Occurred
Mar 13, 2018
Fund 805-3587964370 no longer reported on Form ADV by Patten and Patten, Inc.
Occurred
Mar 29, 2012
P&p River III Associates, LP first reported on Form ADV by Patten and Patten, Inc. (Private Equity Fund), GAV $16,124
Occurred
Mar 29, 2012
P&p Ssf, LLC first reported on Form ADV by Patten and Patten, Inc. (Private Equity Fund), GAV $355,126
Occurred
Mar 29, 2012
P&p Port Royal Investors, LP first reported on Form ADV by Patten and Patten, Inc. (Private Equity Fund), GAV $10,410,961
Occurred
Mar 29, 2012
P&p River II Associates, LP first reported on Form ADV by Patten and Patten, Inc. (Private Equity Fund), GAV $7,260

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV), 1 work email (firm website) · as of 2026-09-17

Stephanie P Graham
Principal / Chief Financial Officer / Chief Compliance Officer · Revealable: 1 work email (firm website)
Joshua Dunaway
Internal IT, Operations and Trading Analyst · Revealable: 1 work email (firm website)
Jamie Barfoot
ADMINISTRATIVE ASSISTANT · Revealable: 1 work email (firm website)
Miller Raschke
Operations & Trading Analyst · Revealable: 1 work email (firm website)
Brayton Bird
Senior Operations & Trading Analyst · Revealable: 1 work email (firm website)
Betsy Kramer
Senior Operations & Trading Analyst · Revealable: 1 work email (firm website)
Amber Blevins, CPA
Compliance Officer and Accounting Associate · Revealable: 1 work email (firm website)

Also named here, with no published line of their own (reach them through the firm): Raymond Vincent Ryan (Chairman / Chief Executive Officer / President), Mark Christopher Fleck (Principal / Portfolio Manager), William Frederick Austin Decosimo (Principal / Portfolio Manager).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:33b123c9-76c0-4f10-82cf-c4e522f957b7
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 38 h ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Patten and Patten, Inc.

Private Equity

Chattanooga, TN

Since our founding in 1976, Patten & Patten has remained independent and dedicated to offering clients customized investment strategies.

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:33b123c9-76c0-4f10-82cf-c4e522f957b7

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 4:11 AM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

P&p Ssf, LLC

n/a

Wound down

Private Equity Fund

n/a

$271,081

P&p River III Associates, LP

n/a

Wound down

Private Equity Fund

n/a

$235

P&p Port Royal Investors, LP

n/a

Unknown

Private Equity Fund

n/a

$109,108

P&p River II Associates, LP

n/a

Wound down

Private Equity Fund

n/a

$168