DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
P••••• a•• P•••••• I•••
Buyout firmClassification probableunsizedSEC registered investment adviser· Chattanooga, TNp••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.9B
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $1.9B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 4 of 4 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 4 of 4 distinct vehicles are sworn Private Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Nov 18, 2024
- RAUM
- $1.9Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- unknownevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-11-18, latest gav , latest counts , lifetime distinct Private Equity Fund 4
- Employees
- 11
- Headquarters
- Chattanooga, TN
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•• S••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $271,081 as of Mar 7, 2017 | no Form D | Wound down | |
| P•• P••• R•••• I••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $109,108 as of Dec 6, 2018 | no Form D | Unknown | |
| P•• R•••• I•• A••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $235 as of Mar 7, 2017 | no Form D | Wound down | |
| P•• R•••• I• A••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $168 as of Mar 7, 2017 | no Form D | Wound down |
Team
11 current, 6 former
Managing partner (1)
- R•••••• V•••••• R••• · Chairman / Chief Executive Officer / President · since Feb 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- M••• C••••••••• F•••• · Principal / P•••folio Manager · since Mar 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••••• F•••••••• A••••• D••••••• · Principal / P•••folio Manager · since Jan 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (8)
- A•••• B••••••• C•• · Compliance Officer and Accounting Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• K••••• · Senior Operations & Trading Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••••• B••• · Senior Operations & Trading Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• B•••••• · ADMINISTRATIVE ASSISTANT · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• D•••••• · Internal IT, Operations and Trading Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• R•••••• · Operations & Trading Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••••••• P• G••••• · Principal / Chief Financial Officer / Chief Compliance Officer · since Jan 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••••• P• G••••• · PRINCIPAL, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
6 former (kept with end dates)
- W•••••••• A•••• B•••• P••••• · Chairman · Apr 1, 1976 to Jan 3, 2023 Inference
- Z••••• C•••••• P••••• · Chairman · Apr 1, 1976 to Apr 3, 2014 Inference
- G•••• G••••• M•••• · Chief Compliance Officer · Jan 1, 2021 to Jan 3, 2022 Inference
- W••• S• C•••• · Chief Compliance Officer · Jan 1, 2022 to Jan 3, 2023 Inference
- F•••• M•• R•••••• · Senior Vice-President, Secretary · Feb 1, 1980 to Mar 8, 2019 Inference
- J•••• C••• C•••••••• · Vice President/Treasurer · Dec 1, 2009 to Aug 10, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 29, 2012P••••• a•• P•••••• I••• first filed Form ADV in the extract (IA)
Across the graphs
P••••• a•• P•••••• I••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…