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Private equityFirmbuyoutlower middle market

Caltius Capital Management, LP

Private Equity

Los Angeles, CA

Caltius provides equity and junior capital solutions for middle market companies through its funds, Caltius Equity Partners and Caltius Structured Capital

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:3e24727e-13bf-45a5-8bae-7d36ec008763

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 18, 2026, 10:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 80
Dated events: 31
On other graphs: 3
Observed: Sep 13, 2026 to Sep 16, 2026
30 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Caltius Capital Management, LP

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

CALTIUS CAPITAL MANAGEMENT, LP

Registered adviser · shared crd

Private Creditidentity

CALTIUS CAPITAL MANAGEMENT, LP

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 19
PE funds: 19
Vintages: 2014 to 2022
PE GAV, 2024 filing: $999Mgross asset value on Form ADV; never dry powder
Regulatory AUM: $999M
Investments: 27
Active investments: 4
Size band: LOWER MIDDLE MARKETderivedproxy: $1.00bn Private Equity Fund GAV on the Form ADV filed 2024-05-17
Latest ADV filing: May 17, 2024
Employees (ADV): 20
Website: caltius.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
Caltius Partners VI (SBIC), LP	2022	Early deployment	Private Equity Fund	n/a	$202M
Caltius Partners VI, LP	2022	Unknown	Private Equity Fund	n/a	$76.6M
Caltius Equity Partners Executive IV, LP	2022	Unknown	Private Equity Fund	n/a	$22.3M
Caltius Equity Partners IV, LP	2022	Unknown	Private Equity Fund	n/a	$43.1M
Caltius Partners V (SBIC), LP	2017	Unknown	Private Equity Fund	n/a	$242M
Caltius Partners Executive V, LP	2015	Successor fundraising	Private Equity Fund	n/a	$3.3M
Caltius Partners V-A, LP	2015	Successor fundraising	Private Equity Fund	n/a	$25.1M
Caltius Partners V, LP	2015	Successor fundraising	Private Equity Fund	n/a	$68.9M
Caltius Equity Partners III, LP	2014	Harvest	Private Equity Fund	n/a	$115M
Caltius Equity Partners Executive III, LP	2014	Harvest	Private Equity Fund	n/a	$7.2M
Caltius Partners III, LP	n/a	Unknown	Private Equity Fund	n/a	$33.1M
Caltius Mezzanine Partners Ii-A, LP	n/a	Wound down	Private Equity Fund	n/a	$0
Caltius Private Equity Partners I, LP	n/a	Wound down	Private Equity Fund	n/a	$0
Caltius Partners Executive III, LP	n/a	Unknown	Private Equity Fund	n/a	$303,198
Caltius Mezzanine Partners II, LP	n/a	Wound down	Private Equity Fund	n/a	$0
Caltius Equity Partners II, LP	n/a	Harvest	Private Equity Fund	n/a	$21.2M
Caltius Partners IV, LP	n/a	Harvest	Private Equity Fund	n/a	$137M
Caltius Partners Executive IV, LP	n/a	Harvest	Private Equity Fund	n/a	$1.2M
Caltius Equity Partners Executive II, LP	n/a	Harvest	Private Equity Fund	n/a	$552,226

Investments

Company	State	Role	Control	Invested	Exited	Status
Saas Consulting Group	n/a	unknown	unknown	n/a	n/a	active
Lydonia Technologies	n/a	unknown	unknown	n/a	n/a	active
Communitas	n/a	unknown	unknown	n/a	n/a	exited
Aphix	n/a	unknown	unknown	n/a	n/a	exited
Acis Innovative Solutions	n/a	unknown	unknown	n/a	n/a	exited
Health Payment Systems	n/a	unknown	unknown	n/a	n/a	exited
Talent Systems	n/a	unknown	unknown	n/a	n/a	exited
Mc Sign Company	n/a	unknown	unknown	n/a	n/a	exited
Orthoclassic	n/a	unknown	unknown	n/a	n/a	active
Polytex Environmental Inks	n/a	unknown	unknown	n/a	n/a	active
Vision Internet	n/a	unknown	unknown	n/a	n/a	exited
Impact Facility Services	n/a	unknown	unknown	n/a	n/a	exited
National Industrial Coatings Inc	n/a	unknown	unknown	n/a	n/a	exited
Diversified Human Resources Inc	n/a	unknown	unknown	n/a	n/a	exited
Seniorbridge Family Companies Inc	n/a	unknown	unknown	n/a	n/a	exited
Electra Bicycle Company	n/a	unknown	unknown	n/a	n/a	exited
Mcc Control Systems	n/a	unknown	unknown	n/a	n/a	exited
Starpoint Health	n/a	unknown	unknown	n/a	n/a	exited
Scientech	n/a	unknown	unknown	n/a	n/a	exited
Arrowhead Brass Products	n/a	unknown	unknown	n/a	n/a	exited
Davexlabs Llc	n/a	unknown	unknown	n/a	n/a	exited
Northwest Coatings Llc	n/a	unknown	unknown	n/a	n/a	exited
CRC Health	n/a	unknown	unknown	n/a	n/a	exited
Sma	n/a	unknown	unknown	n/a	n/a	exited
La Dove Inc	n/a	unknown	unknown	n/a	n/a	exited
Company Consolidated Fire Protection	n/a	unknown	unknown	n/a	n/a	exited
Campgroup	n/a	unknown	unknown	n/a	n/a	exited

Relationships

Employs (28)

→ Lance WolmerPersonAssociate
factThe subject's own site
→ Jared EllisPersonAssociate
factThe subject's own site
→ Eric Carl WauthyPersonChief Financial Officer And Chief Compliance Officer, Caltius Capital Management, Lp
Oct 1, 2020 to presentfactForm ADV, The subject's own site
→ Melissa GeePersonController
factThe subject's own site
→ Nicole WauthyPersonFund Accountant
factThe subject's own site
→ Donna AshtonPersonMarketing & Operations Manager
factThe subject's own site
→ Jim UpchurchPersonPresident & CEO
factThe subject's own site
→ Gavin BatesPersonManaging Director
factThe subject's own site
→ Alisa Gaie FrederickPersonManaging Director, Caltius Capital Management, Lp
Sep 1, 2008 to presentfactForm ADV, The subject's own site
→ Greg HoworthPersonManaging Director
factThe subject's own site
→ Michael KanePersonManaging Director, Caltius Capital Management, Lp
Aug 1, 1997 to presentfactForm ADV, The subject's own site
→ Garrick AhnPersonManaging Director, Caltius Capital Management, Lp
Feb 1, 1999 to presentfactForm ADV, The subject's own site
→ Jeffrey HoldsbergPersonManaging Director
factThe subject's own site
→ Michael Joseph MorganPersonManaging Director, Caltius Capital Management, Lp
Apr 1, 1999 to presentfactForm ADV, The subject's own site
→ Rick ShuartPersonManaging Director
factThe subject's own site
→ Kevin GreenerPersonPrincipal
factThe subject's own site
→ Don JamiesonPersonVice President
factThe subject's own site
→ Ryan MatthewsPersonPrincipal
factThe subject's own site
→ Kate McDonaldPersonVice President
factThe subject's own site
→ David RaygozaPersonSenior Associate
factThe subject's own site
→ Paige RussellPersonSenior Associate, Business Development
factThe subject's own site
→ Gregory James HoworthPersonManaging Director, Caltius Capital Management, Lp
Jun 1, 1997 to presentfactForm ADV
→ James Brian UpchurchPersonManager
Jun 1, 1997 to presentfactForm ADV
→ Holdsberg JeffreyPersonManaging Director, Caltius Capital Management, Lp
Sep 1, 2008 to presentfactForm ADV
→ Robert Gordon MorrishPersonEvp & General Counsel, Caltius Capital Management, Lp
Jun 1, 1997 to Mar 30, 2022inferenceForm ADV
→ Gregory Laurence BrackettPersonChief Financial Officer, Caltius Capital Management, Lp
Jul 1, 2000 to Mar 31, 2021inferenceForm ADV
→ TIA Marie PalermoPersonTrustee Of The Ravich Revocable Trust Of 1989
Jan 1, 1990 to Mar 28, 2013inferenceForm ADV
→ Jess Marshall RavichPersonTrustee Of The Ravich Revocable Trust Of 1989
Jan 1, 1990 to Mar 28, 2013inferenceForm ADV

Invested in (27)

→ Polytex Environmental InksCompanyunknown
factThe subject's own site
→ Vision InternetCompanyunknown
factThe subject's own site
→ Impact Facility ServicesCompanyunknown
factThe subject's own site
→ National Industrial Coatings IncCompanyunknown
factThe subject's own site
→ Diversified Human Resources IncCompanyunknown
factThe subject's own site
→ Electra Bicycle CompanyCompanyunknown
factThe subject's own site
→ Seniorbridge Family Companies IncCompanyunknown
factThe subject's own site
→ Mcc Control SystemsCompanyunknown
factThe subject's own site
→ Starpoint HealthCompanyunknown
factThe subject's own site
→ ScientechCompanyunknown
factThe subject's own site
→ Arrowhead Brass ProductsCompanyunknown
factThe subject's own site
→ Davexlabs LlcCompanyunknown
factThe subject's own site
→ Northwest Coatings LlcCompanyunknown
factThe subject's own site
→ CRC HealthCompanyunknown
factThe subject's own site
→ Company Consolidated Fire ProtectionCompanyunknown
factThe subject's own site
→ SmaCompanyunknown
factThe subject's own site
→ La Dove IncCompanyunknown
factThe subject's own site
→ CampgroupCompanyunknown
factThe subject's own site
→ Saas Consulting GroupCompanyunknown
factThe subject's own site
→ Lydonia TechnologiesCompanyunknown
factThe subject's own site
→ CommunitasCompanyunknown
factThe subject's own site
→ AphixCompanyunknown
factThe subject's own site
→ Acis Innovative SolutionsCompanyunknown
factThe subject's own site
→ Health Payment SystemsCompanyunknown
factThe subject's own site
→ Talent SystemsCompanyunknown
factThe subject's own site
→ Mc Sign CompanyCompanyunknown
factThe subject's own site
→ OrthoclassicCompanyunknown
factThe subject's own site

Manages (19)

→ Caltius Equity Partners IV, LPFundPrivate Equity Fund
Mar 30, 2022 to presentfactForm ADV
→ Caltius Partners V (SBIC), LPFundPrivate Equity Fund
Mar 31, 2017 to presentfactForm ADV
→ Caltius Partners VI (SBIC), LPFundPrivate Equity Fund
Mar 30, 2022 to presentfactForm ADV
→ Caltius Partners VI, LPFundPrivate Equity Fund
Mar 30, 2022 to presentfactForm ADV
→ Caltius Equity Partners Executive IV, LPFundPrivate Equity Fund
Mar 30, 2022 to presentfactForm ADV
→ Caltius Private Equity Partners I, LPFundPrivate Equity Fund
Feb 14, 2012 to presentfactForm ADV
→ Caltius Mezzanine Partners II, LPFundPrivate Equity Fund
Feb 14, 2012 to presentfactForm ADV
→ Caltius Mezzanine Partners Ii-A, LPFundPrivate Equity Fund
Feb 14, 2012 to presentfactForm ADV
→ Caltius Partners III, LPFundPrivate Equity Fund
Feb 14, 2012 to presentfactForm ADV
→ Caltius Partners Executive III, LPFundPrivate Equity Fund
Feb 14, 2012 to presentfactForm ADV
→ Caltius Partners IV, LPFundPrivate Equity Fund
Feb 14, 2012 to presentfactForm ADV
→ Caltius Partners Executive IV, LPFundPrivate Equity Fund
Feb 14, 2012 to presentfactForm ADV
→ Caltius Equity Partners II, LPFundPrivate Equity Fund
Feb 14, 2012 to presentfactForm ADV
→ Caltius Equity Partners Executive II, LPFundPrivate Equity Fund
Feb 14, 2012 to presentfactForm ADV
→ Caltius Equity Partners III, LPFundPrivate Equity Fund
Mar 28, 2014 to presentfactForm ADV
→ Caltius Equity Partners Executive III, LPFundPrivate Equity Fund
Mar 28, 2014 to presentfactForm ADV
→ Caltius Partners V, LPFundPrivate Equity Fund
Mar 30, 2015 to presentfactForm ADV
→ Caltius Partners Executive V, LPFundPrivate Equity Fund
Mar 30, 2015 to presentfactForm ADV
→ Caltius Partners V-A, LPFundPrivate Equity Fund
Mar 30, 2015 to presentfactForm ADV

Owns (1)

← Caltius Capital Management, LLCFirmGeneral Partner, Caltius Capital Management, Lp
Jun 1, 1997 to presentfactForm ADV

Dated events

23 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2022
Person left
Robert Gordon Morrish (Evp & General Counsel, Caltius Capital Management, Lp) no longer on Schedule A of Caltius Capital Management, LP
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Person left
Gregory Laurence Brackett (Chief Financial Officer, Caltius Capital Management, Lp) no longer on Schedule A of Caltius Capital Management, LP
Form ADVobserved 5 days ago
Occurred
Oct 1, 2020
Person joined
Eric Carl Wauthy joined Schedule A of Caltius Capital Management, LP as Chief Financial Officer, Caltius Capital Management, Lp
Form ADVobserved 5 days ago
Occurred
Mar 28, 2013
Person left
Jess Marshall Ravich (Trustee Of The Ravich Revocable Trust Of 1989) no longer on Schedule A of Caltius Capital Management, LP
Form ADVobserved 5 days ago
Occurred
Mar 28, 2013
Person left
TIA Marie Palermo (Trustee Of The Ravich Revocable Trust Of 1989) no longer on Schedule A of Caltius Capital Management, LP
Form ADVobserved 5 days ago
Occurred
Feb 14, 2012
Adviser first adv filing
Caltius Capital Management, LP first filed Form ADV in the extract (IA)
Form ADVobserved 5 days ago
Occurred
Sep 1, 2008
Person joined
Alisa Gaie Frederick joined Schedule A of Caltius Capital Management, LP as Managing Director, Caltius Capital Management, Lp
Form ADVobserved 5 days ago
Occurred
Sep 1, 2008
Person joined
Holdsberg Jeffrey joined Schedule A of Caltius Capital Management, LP as Managing Director, Caltius Capital Management, Lp
Form ADVobserved 5 days ago

Show 23 bookkeeping events

Occurred
Mar 27, 2026
Caltius Capital Management, LP: Private Equity Funds on Form ADV 16 (2024 extract) -> 14 (roster 2026-09-01)
Occurred
Mar 30, 2022
Caltius Equity Partners Executive IV, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $19,075,000
Occurred
Mar 30, 2022
Caltius Partners VI, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund)
Occurred
Mar 30, 2022
Caltius Partners VI (SBIC), LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $102,119,672
Occurred
Mar 30, 2022
Caltius Equity Partners IV, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $40,225,000
Occurred
Mar 31, 2017
Caltius Partners V (SBIC), LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $22,533,546
Occurred
Mar 31, 2017
Fund 805-3350275101 no longer reported on Form ADV by Caltius Capital Management, LP
Occurred
Mar 31, 2017
Fund 805-3662882052 no longer reported on Form ADV by Caltius Capital Management, LP
Occurred
Mar 31, 2017
Fund 805-7382786234 no longer reported on Form ADV by Caltius Capital Management, LP
Occurred
Mar 30, 2015
Caltius Partners V, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund)
Occurred
Mar 30, 2015
Caltius Partners Executive V, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund)
Occurred
Mar 30, 2015
Caltius Partners V-A, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund)
Occurred
Mar 28, 2014
Caltius Equity Partners Executive III, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund)
Occurred
Mar 28, 2014
Caltius Equity Partners III, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund)
Occurred
Feb 14, 2012
Caltius Equity Partners II, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $125,417,200
Occurred
Feb 14, 2012
Caltius Partners Executive IV, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $2,374,943
Occurred
Feb 14, 2012
Caltius Partners IV, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $273,136,760
Occurred
Feb 14, 2012
Caltius Partners Executive III, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $2,002,190
Occurred
Feb 14, 2012
Caltius Partners III, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $199,959,073
Occurred
Feb 14, 2012
Caltius Mezzanine Partners II, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $6,564,318
Occurred
Feb 14, 2012
Caltius Private Equity Partners I, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $26,456,979
Occurred
Feb 14, 2012
Caltius Mezzanine Partners Ii-A, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $943,409
Occurred
Feb 14, 2012
Caltius Equity Partners Executive II, LP first reported on Form ADV by Caltius Capital Management, LP (Private Equity Fund), GAV $3,460,609

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Lance Wolmer
Associate · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Jared Ellis
Associate · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Eric Carl Wauthy
Chief Financial Officer And Chief Compliance Officer, Caltius Capital Management, Lp · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Melissa Gee
Controller · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Nicole Wauthy
Fund Accountant · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Donna Ashton
Marketing & Operations Manager · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Jim Upchurch
President & CEO · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Gavin Bates
Managing Director · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Alisa Gaie Frederick
Managing Director, Caltius Capital Management, Lp · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Greg Howorth
Managing Director · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Michael Kane
Managing Director, Caltius Capital Management, Lp · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Garrick Ahn
Managing Director, Caltius Capital Management, Lp · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Jeffrey Holdsberg
Managing Director · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Michael Joseph Morgan
Managing Director, Caltius Capital Management, Lp · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Rick Shuart
Managing Director · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Kevin Greener
Principal · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Don Jamieson
Vice President · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Ryan Matthews
Principal · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Kate McDonald
Vice President · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
David Raygoza
Senior Associate · Revealable: 2 professional profiles (firm website), 1 work email (firm website)
Paige Russell
Senior Associate, Business Development · Revealable: 2 professional profiles (firm website), 1 work email (firm website)

Also named here, with no published line of their own (reach them through the firm): Gregory James Howorth (Managing Director, Caltius Capital Management, Lp), James Brian Upchurch (Manager), Holdsberg Jeffrey (Managing Director, Caltius Capital Management, Lp).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:3e24727e-13bf-45a5-8bae-7d36ec008763
First observed: Sep 13, 2026
Last observed: Sep 16, 2026 2 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Caltius Capital Management, LP

Private Equity

Los Angeles, CA

Caltius provides equity and junior capital solutions for middle market companies through its funds, Caltius Equity Partners and Caltius Structured Capital

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:3e24727e-13bf-45a5-8bae-7d36ec008763

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 18, 2026, 10:44 PM UTC and rebuilt at most every 15 minutes.