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CRD 157007
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CALTIUS PARTNERS V (SBIC), LP | Private Equity Fund | $242M | May 17, 2024 | 33 | Mar 31, 2017 | reported | 021-260857 |
| CALTIUS PARTNERS VI (SBIC), LP | Private Equity Fund | $202M | May 17, 2024 | 56 | Mar 30, 2022 | reported | 021-423219 |
| CALTIUS PARTNERS IV, LP | Private Equity Fund | $137M | May 17, 2024 | 45 | Feb 14, 2012 | reported | 021-115849 |
| CALTIUS EQUITY PARTNERS III, LP | Private Equity Fund | $115M | May 17, 2024 | 29 | Mar 28, 2014 | reported | 021-203304 |
| CALTIUS PARTNERS VI, LP | Private Equity Fund | $76.6M | May 17, 2024 | 4 | Mar 30, 2022 | reported | 021-433827 |
| CALTIUS PARTNERS V, LP | Private Equity Fund | $68.9M | May 17, 2024 | 8 | Mar 30, 2015 | reported | 021-228883 |
| CALTIUS EQUITY PARTNERS IV, LP | Private Equity Fund | $43.1M | May 17, 2024 | 7 | Mar 30, 2022 | reported | 021-412026 |
| CALTIUS PARTNERS III, LP | Private Equity Fund | $33.1M | May 17, 2024 | 51 | Feb 14, 2012 | reported | 021-61909 |
| CALTIUS PARTNERS V-A, LP | Private Equity Fund | $25.1M | May 17, 2024 | 4 | Mar 30, 2015 | reported | 021-228881 |
| CALTIUS EQUITY PARTNERS EXECUTIVE IV, LP | Private Equity Fund | $22.3M | May 17, 2024 | 50 | Mar 30, 2022 | reported | 021-412027 |
| CALTIUS EQUITY PARTNERS II, LP | Private Equity Fund | $21.2M | May 17, 2024 | 29 | Feb 14, 2012 | reported | 021-81266 |
| CALTIUS EQUITY PARTNERS EXECUTIVE III, LP | Private Equity Fund | $7.2M | May 17, 2024 | 46 | Mar 28, 2014 | reported | 021-203306 |
| CALTIUS PARTNERS EXECUTIVE V, LP | Private Equity Fund | $3.3M | May 17, 2024 | 26 | Mar 30, 2015 | reported | 021-228887 |
| CALTIUS PARTNERS EXECUTIVE IV, LP | Private Equity Fund | $1.2M | May 17, 2024 | 26 | Feb 14, 2012 | reported | 021-121829 |
| CALTIUS EQUITY PARTNERS EXECUTIVE II, LP | Private Equity Fund | $552,226 | May 17, 2024 | 25 | Feb 14, 2012 | reported | 021-110698 |
| CALTIUS PARTNERS EXECUTIVE III, LP | Private Equity Fund | $303,198 | May 17, 2024 | 20 | Feb 14, 2012 | reported | 021-999999999 |
| CALTIUS PRIVATE EQUITY PARTNERS I, LP | Private Equity Fund | $0 | Mar 30, 2016 | 28 | Feb 14, 2012 | dropped | 021-1070842 |
| CALTIUS MEZZANINE PARTNERS II, LP | Private Equity Fund | $0 | Mar 30, 2016 | 2 | Feb 14, 2012 | dropped | n/a |
| CALTIUS MEZZANINE PARTNERS II-A, LP | Private Equity Fund | $0 | Mar 30, 2016 | 31 | Feb 14, 2012 | dropped | 021-1129674 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AHN, GARRICK, NMN | MANAGING DIRECTOR, CALTIUS CAPITAL MANAGEMENT, LP | Na | yes | 02/1999 | Feb 14, 2012 | May 17, 2024 |
| CALTIUS CAPITAL MANAGEMENT, LLC | GENERAL PARTNER, CALTIUS CAPITAL MANAGEMENT, LP | Na | yes | 06/1997 | Feb 14, 2012 | May 17, 2024 |
| FREDERICK, ALISA, GAIE | MANAGING DIRECTOR, CALTIUS CAPITAL MANAGEMENT, LP | Na | yes | 09/2008 | Mar 28, 2013 | May 17, 2024 |
| HOWORTH, GREGORY, JAMES | MANAGING DIRECTOR, CALTIUS CAPITAL MANAGEMENT, LP | Na | yes | 06/1997 | Feb 14, 2012 | May 17, 2024 |
| JEFFREY, HOLDSBERG, CARL | MANAGING DIRECTOR, CALTIUS CAPITAL MANAGEMENT, LP | Na | yes | 09/2008 | Mar 28, 2013 | May 17, 2024 |
| KANE, MICHAEL, ADAM | MANAGING DIRECTOR, CALTIUS CAPITAL MANAGEMENT, LP | B | yes | 08/1997 | Feb 14, 2012 | May 17, 2024 |
| MORGAN, MICHAEL, JOSEPH | MANAGING DIRECTOR, CALTIUS CAPITAL MANAGEMENT, LP | Na | yes | 04/1999 | Feb 14, 2012 | May 17, 2024 |
| UPCHURCH, JAMES, BRIAN | Manager | E | yes | 06/1997 | Feb 14, 2012 | May 17, 2024 |
| UPCHURCH, JAMES, BRIAN | PRESIDENT, CALTIUS CAPITAL MANAGEMENT, LP | E | yes | 06/1997 | Feb 14, 2012 | May 17, 2024 |
| WAUTHY, ERIC, CARL | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, CALTIUS CAPITAL MANAGEMENT, LP | Na | yes | 10/2020 | Mar 31, 2021 | May 17, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CALTIUS GPE III, LP | n/a | n/a | n/a | N | yes | n/a |
| CALTIUS GPE IV, LP | n/a | n/a | n/a | N | yes | n/a |
| CALTIUS PARTNERS V (SBIC) GP, LP | n/a | n/a | n/a | N | yes | n/a |
| CEP II, LP | n/a | n/a | n/a | N | yes | n/a |
| CP III, LP | n/a | n/a | n/a | N | yes | n/a |
| CP IV, LP | n/a | n/a | n/a | N | yes | n/a |
| GPM V, LP | n/a | n/a | n/a | N | yes | n/a |
| GPM VI (SBIC), LP | n/a | n/a | n/a | N | yes | n/a |
| GPM VI, LP | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $1.1B | $1.1B | 21 | 17 | 0 | 17 | n/a |
| 2024 | Apr 3, 2025 | $985M | $985M | 20 | 16 | 0 | 16 | n/a |
| 2023 | Mar 28, 2024 | $999M | $999M | 20 | 16 | 0 | 16 | $999M |
| 2022 | Mar 30, 2023 | $965M | $965M | 20 | 16 | 0 | 16 | $965M |
| 2021 | Mar 30, 2022 | $957M | $957M | 19 | 14 | 0 | 16 | $957M |
| 2020 | Mar 31, 2021 | $744M | $744M | 19 | 14 | 0 | 12 | $547M |
| 2019 | Mar 31, 2020 | $696M | $696M | 19 | 14 | 0 | 12 | $466M |
| 2018 | Mar 29, 2019 | $647M | $647M | 18 | 13 | 0 | 12 | $405M |
| 2017 | Mar 30, 2018 | $718M | $718M | 19 | 14 | 0 | 12 | $430M |
| 2016 | Mar 31, 2017 | $843M | $843M | 19 | 14 | n/a | 12 | $506M |
| 2015 | Mar 30, 2016 | $725M | $725M | 16 | 13 | n/a | 14 | $414M |
| 2014 | Mar 30, 2015 | $638M | $638M | 16 | 14 | n/a | 14 | $442M |
| 2013 | Mar 28, 2014 | $733M | $733M | 17 | 15 | n/a | 11 | $433M |
| 2012 | Mar 28, 2013 | $876M | $876M | 17 | 15 | n/a | 9 | $664M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $985M | 8.1% | $965M | 3.4% | 21 | 20 | 0 | 0 |