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Private equityFirmbuyoutlower middle market

B. Riley Wealth Private Shares

Private Equity

Memphis, TN

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:480c8065-1625-4fd0-956b-288d7505b1e2

Data as of Sep 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 26
On other graphs: 2
Observed: Sep 13, 2026 to Sep 13, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

B. Riley Wealth Private Shares

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

B. RILEY WEALTH PRIVATE SHARES

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 11
PE funds: 11
Vintages: 2019 to 2023
PE GAV, 2024 filing: $297Mgross asset value on Form ADV; never dry powder
Regulatory AUM: $297M
Investments: 0
Active investments: 0
Size band: LOWER MIDDLE MARKETderivedproxy: $0.30bn Private Equity Fund GAV on the Form ADV filed 2024-05-15
Latest ADV filing: May 15, 2024
Employees (ADV): 13

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
B. Riley Private Shares 2023-2 Qp, LLC	2023	Unknown	Private Equity Fund	n/a	$249M
B. Riley Private Shares Fund 2023-1, LLC	2023	Unknown	Private Equity Fund	n/a	$10.9M
B. Riley Private Shares 2023-2 Qc, LLC	2023	Unknown	Private Equity Fund	n/a	$8.2M
B. Riley Private Shares Fund 2022-1 Qp, LLC	2022	Unknown	Private Equity Fund	n/a	$1.7M
B. Riley Private Shares Fund 2022-1, LLC	2022	Unknown	Private Equity Fund	n/a	$3.7M
Innovation X Holdings Qp, LLC Series 2019-1	2019	Wound down	Private Equity Fund	n/a	$46.8M
NAM Special Situations Fund III, LLC Magic Leap Series 1	n/a	Unknown	Private Equity Fund	n/a	$0
NAM Special Situations Fund IV, LLC Wup Series I	n/a	Wound down	Private Equity Fund	n/a	$4.6M
NAM Special Situations Fund I Qp, LLC Series F1	n/a	Active deployment	Private Equity Fund	n/a	$22.8M
Social Internet Fund I, LLC	n/a	Unknown	Private Equity Fund	n/a	$1.4M
NAM Special Situations Fund VII, LLC	n/a	Unknown	Private Equity Fund	n/a	$58,203

Relationships

Firm member (1)

→ B Riley WealthFirmadviser
factDFX's own graph

Employs (8)

→ Philip Richard ZanonePersonManaging Member
Feb 1, 2022 to presentfactForm ADV
→ Marcus Anthony ArneaudPersonChief Compliance Officer
Aug 1, 2022 to presentfactForm ADV
→ Charles Peter HastingsPersonManaging Member
Jul 1, 2021 to presentfactForm ADV
→ Michael Anthony MullenPersonManaging Member
Jul 1, 2021 to presentfactForm ADV
→ Michael MarkunasPersonGeneral Counsel
Oct 1, 2021 to presentfactForm ADV
→ Thomas David KowalczykPersonManaging Member
Jul 1, 2021 to Apr 1, 2022inferenceForm ADV
→ Glenn Charles WormanPersonChief Financial Officer
Jul 1, 2021 to Nov 1, 2021inferenceForm ADV
→ Harold Gerard ChaffeePersonChief Compliance Officer
Jul 1, 2021 to Nov 1, 2021inferenceForm ADV

Manages (22)

→ B. Riley Private Shares Fund 2023-1, LLCFundPrivate Equity Fund
Mar 29, 2024 to presentfactForm ADV
→ B. Riley Private Shares Fund 2022-1, LLCFundPrivate Equity Fund
Mar 31, 2023 to presentfactForm ADV
→ B. Riley Private Shares 2023-2 Qp, LLCFundPrivate Equity Fund
Mar 29, 2024 to presentfactForm ADV
→ B. Riley Private Shares 2023-2 Qc, LLCFundPrivate Equity Fund
Mar 29, 2024 to presentfactForm ADV
→ NAM Special Situations Fund I Qp, LLC Series F1FundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Innovation X Holdings Series 2019-6 Qp, LLCFundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Innovation X Holdings Series 2020-2 Qp, LLCFundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Innovation X Holdings Qp, LLC Series 2019-2FundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Innovation X Holdings Series 2020-3 Qp, LLCFundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Social Internet Fund I, LLCFundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ NAM Special Situations Fund III, LLC Magic Leap Series 1FundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ NAM Special Situations Fund IV, LLC Wup Series IFundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Innovation X Qp LLC Series 2018-3(space X)FundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Innovation X Holdings Series 2019-4 Qp, LLCFundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Innovation X Holdings Series 2021-1 Qp, LLCFundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Innovation X Holdings Series 2020-4 Qp, LLCFundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ NAM Special Situations Fund VII, LLCFundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Innovation X Holdings IV, LLCFundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Innovation X Holdings III LLCFundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Innovation X Qp LLC Series I Magic LeapFundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ Innovation X Holdings Qp, LLC Series 2019-1FundPrivate Equity Fund
Aug 3, 2021 to presentfactForm ADV
→ B. Riley Private Shares Fund 2022-1 Qp, LLCFundPrivate Equity Fund
Mar 31, 2023 to presentfactForm ADV

Owns (3)

← B.RILEY Financial, IncFirmParent
Apr 1, 2021 to presentfactForm ADV
← BR Financial Holdings, LLCFirmParent
Apr 1, 2021 to presentfactForm ADV
← B. Riley Wealth Management Holdings, Inc.FirmParent Company
Jul 1, 2021 to presentfactForm ADV

Dated events

19 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 1, 2022
Person joined
Marcus Anthony Arneaud joined Schedule A of B. Riley Wealth Private Shares as Chief Compliance Officer
Form ADVobserved 7 days ago
Occurred
Apr 1, 2022
Person left
Thomas David Kowalczyk (Managing Member) no longer on Schedule A of B. Riley Wealth Private Shares
Form ADVobserved 7 days ago
Occurred
Feb 1, 2022
Person joined
Philip Richard Zanone joined Schedule A of B. Riley Wealth Private Shares as Managing Member
Form ADVobserved 7 days ago
Occurred
Nov 1, 2021
Person left
Harold Gerard Chaffee (Chief Compliance Officer) no longer on Schedule A of B. Riley Wealth Private Shares
Form ADVobserved 7 days ago
Occurred
Nov 1, 2021
Person left
Glenn Charles Worman (Chief Financial Officer) no longer on Schedule A of B. Riley Wealth Private Shares
Form ADVobserved 7 days ago
Occurred
Oct 1, 2021
Person joined
Michael Markunas joined Schedule A of B. Riley Wealth Private Shares as Chief Compliance Officer
Form ADVobserved 7 days ago
Occurred
Aug 3, 2021
Adviser first adv filing
B. Riley Wealth Private Shares first filed Form ADV in the extract (IA)
Form ADVobserved 7 days ago

Show 19 bookkeeping events

Occurred
Mar 31, 2026
B. Riley Wealth Private Shares: Private Equity Funds on Form ADV 9 (2024 extract) -> 8 (roster 2026-09-01)
Occurred
Mar 29, 2024
B. Riley Private Shares 2023-2 Qp, LLC first reported on Form ADV by B. Riley Wealth Private Shares (Private Equity Fund), GAV $248,617,759
Occurred
Mar 29, 2024
B. Riley Private Shares Fund 2023-1, LLC first reported on Form ADV by B. Riley Wealth Private Shares (Private Equity Fund), GAV $10,909,397
Occurred
Mar 29, 2024
B. Riley Private Shares 2023-2 Qc, LLC first reported on Form ADV by B. Riley Wealth Private Shares (Private Equity Fund), GAV $8,193,104
Occurred
Mar 31, 2023
Fund 805-7466003331 no longer reported on Form ADV by B. Riley Wealth Private Shares
Occurred
Mar 31, 2023
Fund 805-9342549910 no longer reported on Form ADV by B. Riley Wealth Private Shares
Occurred
Mar 31, 2023
Fund 805-4391888915 no longer reported on Form ADV by B. Riley Wealth Private Shares
Occurred
Mar 31, 2023
Fund 805-8777073228 no longer reported on Form ADV by B. Riley Wealth Private Shares
Occurred
Mar 31, 2023
Fund 805-2679451265 no longer reported on Form ADV by B. Riley Wealth Private Shares
Occurred
Mar 31, 2023
Fund 805-7601403023 no longer reported on Form ADV by B. Riley Wealth Private Shares
Occurred
Mar 31, 2023
Fund 805-4944255905 no longer reported on Form ADV by B. Riley Wealth Private Shares
Occurred
Mar 31, 2023
Fund 805-9804411174 no longer reported on Form ADV by B. Riley Wealth Private Shares
Occurred
Mar 31, 2023
Fund 805-8606313906 no longer reported on Form ADV by B. Riley Wealth Private Shares
Occurred
Mar 31, 2023
Fund 805-4235240854 no longer reported on Form ADV by B. Riley Wealth Private Shares
Occurred
Mar 31, 2023
B. Riley Private Shares Fund 2022-1 Qp, LLC first reported on Form ADV by B. Riley Wealth Private Shares (Private Equity Fund), GAV $2,428,215
Occurred
Mar 31, 2023
B. Riley Private Shares Fund 2022-1, LLC first reported on Form ADV by B. Riley Wealth Private Shares (Private Equity Fund), GAV $5,363,629
Occurred
Apr 1, 2022
Fund 805-4972939079 no longer reported on Form ADV by B. Riley Wealth Private Shares
Occurred
Aug 3, 2021
Innovation X Holdings Series 2021-1 Qp, LLC first reported on Form ADV by B. Riley Wealth Private Shares (Private Equity Fund), GAV $205,504,115
Occurred
Aug 3, 2021
Innovation X Holdings Series 2020-4 Qp, LLC first reported on Form ADV by B. Riley Wealth Private Shares (Private Equity Fund), GAV $12,186,000

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): Philip Richard Zanone (Managing Member), Marcus Anthony Arneaud (Chief Compliance Officer), Charles Peter Hastings (Managing Member), Michael Anthony Mullen (Managing Member), Michael Markunas (General Counsel).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:480c8065-1625-4fd0-956b-288d7505b1e2
First observed: Sep 13, 2026
Last observed: Sep 13, 2026 7 days ago
Source families: Federal regulator filings
2 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

B. Riley Wealth Private Shares

Private Equity

Memphis, TN

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:480c8065-1625-4fd0-956b-288d7505b1e2

Data as of Sep 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

B. Riley Private Shares 2023-2 Qp, LLC

2023

Unknown

Private Equity Fund

n/a

$249M

B. Riley Private Shares Fund 2023-1, LLC

2023

Unknown

Private Equity Fund

n/a

$10.9M

B. Riley Private Shares 2023-2 Qc, LLC

2023

Unknown

Private Equity Fund

n/a

$8.2M

B. Riley Private Shares Fund 2022-1 Qp, LLC

2022

Unknown

Private Equity Fund

n/a

$1.7M

B. Riley Private Shares Fund 2022-1, LLC

2022

Unknown

Private Equity Fund

n/a

$3.7M

Innovation X Holdings Qp, LLC Series 2019-1

2019

Wound down

Private Equity Fund

n/a

$46.8M

NAM Special Situations Fund III, LLC Magic Leap Series 1

n/a

Unknown

Private Equity Fund

n/a

NAM Special Situations Fund IV, LLC Wup Series I

n/a

Wound down

Private Equity Fund

n/a

$4.6M

NAM Special Situations Fund I Qp, LLC Series F1

n/a

Active deployment

Private Equity Fund

n/a

$22.8M

Social Internet Fund I, LLC

n/a

Unknown

Private Equity Fund

n/a

$1.4M

NAM Special Situations Fund VII, LLC

n/a

Unknown

Private Equity Fund

n/a

$58,203