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Private equityFirmfund of funds · probablelower middle market

M.D. Sass-Macquarie Financial Strategies Management Company, LLC

Private Equity

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:81241f96-aecd-41a5-8f99-6c1e88eba52b

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 5:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 17
On other graphs: 2
Observed: Sep 13, 2026 to Sep 17, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

M.D. Sass-Macquarie Financial Strategies Management Company, LLC

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 2
PE funds: 2
PE GAV, 2024 filing: $30.9Mgross asset value on Form ADV; never dry powder
Regulatory AUM: $25.0M
Investments: 0
Active investments: 0
Size band: LOWER MIDDLE MARKETderivedproxy: $0.03bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Latest ADV filing: Mar 28, 2024
Employees (ADV): 7
Website: mdsass.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV	LPs
M.D. Sass-Macquarie Financial Strategies Investment Vehicle, LLC	n/a	Unknown	Private Equity Fund	n/a	$9.6M	0
M.D. Sass-Macquarie Financial Strategies, LP	n/a	Harvest	Private Equity Fund	n/a	$21.3M	0

Relationships

Firm member (1)

→ Macquarie Infrastructure PartnersFirmadviser
factDFX's own graph

Employs (15)

→ Graeme ConwayPersonDirector
Aug 1, 2022 to presentfactForm ADV
→ James Royce Murray HookePersonDirector
Aug 1, 2022 to presentfactForm ADV
→ SAM Harris FriedmanPersonChief Financial Officer & Director
Dec 1, 2019 to presentfactForm ADV
→ Bobby LiuPersonChief Operating Officer, General Counsel, Chief Compliance Officer
Aug 1, 2006 to presentfactForm ADV
→ Steven Alan ShenfeldPersonMember
Apr 1, 2002 to presentfactForm ADV
→ Martin Douglas SassPersonMember
Apr 1, 2002 to presentfactForm ADV
→ Hugh Roy LamlePersonMember
Apr 1, 2002 to presentfactForm ADV
→ Jenny See Mun ChanPersonDirector
Mar 1, 2019 to Oct 5, 2022inferenceForm ADV
→ Stephen Jon DarkePersonDirector
Dec 1, 2006 to Oct 5, 2022inferenceForm ADV
→ Michael VitelliPersonDirector
Nov 1, 2012 to Mar 29, 2019inferenceForm ADV
→ Peter Bruce LucasPersonDirector
May 1, 2010 to Mar 29, 2019inferenceForm ADV
→ Philip Matthew SivinPersonChief Financial Officer, Senior Managing Director
Jul 1, 2005 to Mar 29, 2019inferenceForm ADV
→ Jonathan a HallPersonDirector
Jul 1, 2005 to Mar 28, 2014inferenceForm ADV
→ ARI SassPersonSenior Vice President
Jun 1, 2010 to Mar 28, 2013inferenceForm ADV
→ Raul NarcisoPersonDirector
Mar 1, 2019 to Oct 5, 2022inferenceForm ADV

Manages (2)

→ M.D. Sass-Macquarie Financial Strategies Investment Vehicle, LLCFundPrivate Equity Fund
Mar 27, 2012 to presentfactForm ADV
→ M.D. Sass-Macquarie Financial Strategies, LPFundPrivate Equity Fund
Mar 27, 2012 to presentfactForm ADV

Owns (10)

← M.D. Sass Investors Services, Inc.FirmManaging Member
Apr 1, 2002 to presentfactForm ADV
← M.D. Sass Financial Holdings, LLCFirmMember
Apr 1, 2002 to presentfactForm ADV
← Weathervane Capital Partners, LLCFirmMember
Apr 1, 2002 to presentfactForm ADV
← Macquarie Holdings (USA), Inc.FirmMember
Aug 1, 2006 to presentfactForm ADV
← Macquarie Group LimitedFirmOwner
Feb 1, 2007 to presentfactForm ADV
← Macquarie Equities (US) Holding Pty LimitedFirmOwner
Jan 1, 2014 to presentfactForm ADV
← Macquarie Corporate International Holdings Pty LimitedFirmOwner
Feb 1, 2007 to presentfactForm ADV
← Macquarie Group (US) Holdings No.1 Pty Ltd.FirmOwner
Apr 1, 2007 to presentfactForm ADV
← Macquarie Financial Holdings Pty LimitedFirmOwner
Nov 1, 2007 to presentfactForm ADV
← Macquarie Corporate Holdings Pty LimitedFirmOwner
Nov 1, 2007 to presentfactForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 5, 2022
Person left
Stephen Jon Darke (Director) no longer on Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC
Form ADVobserved 6 days ago
Occurred
Oct 5, 2022
Person left
Raul Narciso (Director) no longer on Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC
Form ADVobserved 6 days ago
Occurred
Oct 5, 2022
Person left
Jenny See Mun Chan (Director) no longer on Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC
Form ADVobserved 6 days ago
Occurred
Aug 1, 2022
Person joined
Graeme Conway joined Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC as Director
Form ADVobserved 6 days ago
Occurred
Aug 1, 2022
Person joined
James Royce Murray Hooke joined Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC as Director
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Person left
Peter Bruce Lucas (Director) no longer on Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Person left
Michael Vitelli (Director) no longer on Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Person left
Philip Matthew Sivin (Chief Financial Officer, Senior Managing Director) no longer on Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC
Form ADVobserved 6 days ago
Occurred
Mar 1, 2019
Person joined
Jenny See Mun Chan joined Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC as Director
Form ADVobserved 6 days ago
Occurred
Mar 1, 2019
Person joined
Raul Narciso joined Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC as Director
Form ADVobserved 6 days ago
Occurred
Oct 1, 2018
Person joined
SAM Harris Friedman joined Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC as Chief Financial Officer
Form ADVobserved 6 days ago
Occurred
Mar 28, 2014
Person left
Jonathan a Hall (Director) no longer on Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC
Form ADVobserved 6 days ago
Occurred
Mar 28, 2013
Person left
ARI Sass (Senior Vice President) no longer on Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC
Form ADVobserved 6 days ago
Occurred
Nov 1, 2012
Person joined
Michael Vitelli joined Schedule A of M.D. Sass-Macquarie Financial Strategies Management Company, LLC as Director
Form ADVobserved 6 days ago
Occurred
Mar 27, 2012
Adviser first adv filing
M.D. Sass-Macquarie Financial Strategies Management Company, LLC first filed Form ADV in the extract (IA)
Form ADVobserved 6 days ago

Show 2 bookkeeping events

Occurred
Mar 27, 2012
M.D. Sass-Macquarie Financial Strategies, LP first reported on Form ADV by M.D. Sass-Macquarie Financial Strategies Management Company, LLC (Private Equity Fund), GAV $263,670,000
Occurred
Mar 27, 2012
M.D. Sass-Macquarie Financial Strategies Investment Vehicle, LLC first reported on Form ADV by M.D. Sass-Macquarie Financial Strategies Management Company, LLC (Private Equity Fund), GAV $9,760,000

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): Graeme Conway (Director), James Royce Murray Hooke (Director), SAM Harris Friedman (Chief Financial Officer & Director), Bobby Liu (Chief Operating Officer, General Counsel, Chief Compliance Officer), Steven Alan Shenfeld (Member), Martin Douglas Sass (Member), Hugh Roy Lamle (Member).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:81241f96-aecd-41a5-8f99-6c1e88eba52b
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

M.D. Sass-Macquarie Financial Strategies Management Company, LLC

Private Equity

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:81241f96-aecd-41a5-8f99-6c1e88eba52b

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 5:45 AM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

M.D. Sass-Macquarie Financial Strategies Investment Vehicle, LLC

n/a

Unknown

Private Equity Fund

n/a

$9.6M

M.D. Sass-Macquarie Financial Strategies, LP

n/a

Harvest

Private Equity Fund

n/a

$21.3M