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CRD 124506
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| M.D. SASS-MACQUARIE FINANCIAL STRATEGIES, LP | Private Equity Fund | $21.3M | Mar 28, 2024 | 86 | Mar 27, 2012 | reported | n/a |
| M.D. SASS-MACQUARIE FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC | Private Equity Fund | $9.6M | Mar 28, 2024 | 5 | Mar 27, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CONWAY, GRAEME | Director | Na | yes | 08/2022 | Oct 5, 2022 | Mar 28, 2024 |
| FRIEDMAN, SAM, HARRIS | CHIEF FINANCIAL OFFICER & DIRECTOR | Na | yes | 12/2019 | Mar 29, 2019 | Mar 28, 2024 |
| HOOKE, JAMES, ROYCE MURRAY | Director | Na | yes | 08/2022 | Oct 5, 2022 | Mar 28, 2024 |
| LAMLE, HUGH, ROY | Member | D | yes | 04/2002 | Mar 27, 2012 | Mar 28, 2024 |
| LIU, BOBBY | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | Na | yes | 08/2006 | Mar 27, 2012 | Mar 28, 2024 |
| M.D. SASS FINANCIAL HOLDINGS, LLC | Member | C | yes | 04/2002 | Mar 27, 2012 | Mar 28, 2024 |
| M.D. SASS, INC. | MANAGING MEMBER | F | yes | 04/2002 | Mar 27, 2012 | Mar 28, 2024 |
| MACQUARIE CORPORATE HOLDINGS PTY LIMITED | Owner | E | yes | 11/2007 | Mar 31, 2016 | Mar 28, 2024 |
| MACQUARIE CORPORATE INTERNATIONAL HOLDINGS PTY LIMITED | Owner | E | yes | 02/2007 | Mar 31, 2016 | Mar 28, 2024 |
| MACQUARIE EQUITIES (US) HOLDING PTY LIMITED | Owner | E | yes | 01/2014 | Mar 27, 2012 | Mar 28, 2024 |
| MACQUARIE FINANCIAL HOLDINGS PTY LIMITED | Owner | E | yes | 11/2007 | Mar 31, 2016 | Mar 28, 2024 |
| MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTD. | Owner | E | yes | 04/2007 | Mar 27, 2012 | Mar 28, 2024 |
| MACQUARIE GROUP LIMITED | Owner | E | yes | 02/2007 | Mar 27, 2012 | Mar 28, 2024 |
| MACQUARIE HOLDINGS (USA), INC. | Member | C | yes | 08/2006 | Mar 27, 2012 | Mar 28, 2024 |
| SASS, MARTIN, DOUGLAS | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | Na | yes | 04/2002 | Mar 27, 2012 | Mar 28, 2024 |
| SASS, MARTIN, DOUGLAS | Member | D | yes | 04/2002 | Mar 27, 2012 | Mar 28, 2024 |
| SHENFELD, STEVEN, ALAN | Member | E | yes | 04/2002 | Mar 27, 2012 | Mar 28, 2024 |
| WEATHERVANE CAPITAL PARTNERS, LLC | Member | B | no | 04/2002 | Mar 27, 2012 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M.D. SASS, LLC | n/a | Other adviser | $2.1B | N | yes | n/a |
| MACQUARIE BANK INTERNATIONAL LIMITED | n/a | Former SEC adviser | $679M | N | yes | n/a |
| AMERRA CAPITAL MANAGEMENT, LLC | n/a | Asset manager | $610M | Y | yes | n/a |
| CLADRIUS PARTNERS LLC | n/a | Former SEC adviser | $211M | N | yes | n/a |
| M.D. SASS SECURITIES, L.L.C. | n/a | n/a | n/a | N | yes | n/a |
| MACQUARIE CAPITAL (USA) INC. | n/a | n/a | n/a | N | yes | n/a |
| MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $8.3M | $8.3M | 6 | 3 | 0 | 2 | n/a |
| 2024 | Mar 31, 2025 | $18.0M | $18.0M | 6 | 3 | 0 | 2 | n/a |
| 2023 | Mar 28, 2024 | $25.0M | $25.0M | 7 | 1 | 0 | 2 | $30.9M |
| 2022 | Mar 30, 2023 | $52.7M | $52.7M | 7 | 3 | 0 | 2 | $52.7M |
| 2021 | Mar 31, 2022 | $49.2M | $49.2M | 7 | 3 | 0 | 2 | $73.0M |
| 2020 | Mar 30, 2021 | $73.0M | $73.0M | 7 | 3 | 0 | 2 | $73.0M |
| 2019 | Mar 30, 2020 | $75.2M | $75.2M | 9 | 3 | 0 | 2 | $75.2M |
| 2018 | Mar 29, 2019 | $68.2M | $68.2M | 9 | 3 | 0 | 2 | $93.7M |
| 2017 | Mar 30, 2018 | $93.7M | $93.7M | 14 | 3 | 0 | 2 | $93.7M |
| 2016 | Mar 31, 2017 | $110M | $110M | 14 | 3 | n/a | 2 | $65.8M |
| 2015 | Mar 31, 2016 | $155M | $155M | 13 | 3 | n/a | 2 | $155M |
| 2014 | Mar 31, 2015 | $156M | $156M | 15 | 4 | n/a | 2 | $156M |
| 2013 | Mar 28, 2014 | $130M | $130M | 19 | 4 | n/a | 2 | $130M |
| 2012 | Mar 28, 2013 | $273M | $273M | 29 | 4 | n/a | 2 | $273M |
| 2011 | Mar 27, 2012 | $273M | $273M | n/a | n/a | n/a | 2 | $273M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $8.3M | $18.0M | -53.9% | $52.7M | -46.0% | 6 | 6 | 0 | 0 |