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Private equityFirmfund of funds · probablelower middle market

TAG Associates LLC

Private Equity

New York, NY

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This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:8c96a988-126e-4872-a6f2-6bb9d591b825

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 11:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 9
On other graphs: 3
Observed: Sep 13, 2026 to Sep 17, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

TAG Associates LLC

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

TAG ASSOCIATES LLC

Registered adviser · shared crd

Private Creditidentity

TAG ASSOCIATES LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 4
PE funds: 4
Vintages: 2021 to 2022
PE GAV, 2024 filing: $43.2Mgross asset value on Form ADV; never dry powder
Regulatory AUM: $8.7B
Investments: 3
Active investments: 0
Size band: LOWER MIDDLE MARKETderivedproxy: $0.04bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Latest ADV filing: Mar 28, 2024
Employees (ADV): 71
Website: tagassoc.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
TAG Blockchain Opportunities Fund Series of Tag Series Fund, LLC	2022	Early deployment	Private Equity Fund	n/a	$11.0M
TAG Dislocation & Recovery Fund Series of Tag Series Fund, LLC	2021	Unknown	Private Equity Fund	n/a	$22.2M
TAG Distressed Debt Fund III, LLC	n/a	Harvest	Private Equity Fund	n/a	$3.7M
TAG Distressed Debt Fund II, LLC	n/a	Harvest	Private Equity Fund	n/a	$6.3M

Investments

Company	State	Role	Control	Invested	Exited	Status
Your customized portfolio	n/a	unknown	unknown	n/a	n/a	unknown
Planning	n/a	unknown	unknown	n/a	n/a	unknown
Approach to Alternatives	n/a	unknown	unknown	n/a	n/a	unknown

Relationships

Employs (14)

→ Heather WeiserPersonDirector
factThe subject's own site
→ Judith Coan Balsan, CPAPersonManaging Director
factThe subject's own site
→ Galina Portnoy, CPAPersonManaging Director
factThe subject's own site
→ Sandy Chan, CPAPersonDirector
factThe subject's own site
→ Shu Chen, CPAPersonDirector
factThe subject's own site
→ Marta Olszak, CPAPersonDirector
factThe subject's own site
→ Clara WongPersonManaging Director
factThe subject's own site
→ Nami S. Kim, CPAPersonManaging Director
factThe subject's own site
→ Jonathan Michael BergmanPersonPresident
Mar 1, 2019 to presentfactForm ADV
→ David Eric BasnerPersonPresident
Oct 1, 2009 to presentfactForm ADV
→ Jorge L GonzalezPersonChief Compliance Officer
Jan 1, 2004 to presentfactForm ADV
→ Gary Lee FuhrmanPersonChairman Of Tag Associates & Tag Holdings
Oct 1, 2009 to presentfactForm ADV
→ Stanley Howard PantowichPersonChairman
Oct 1, 2010 to Mar 29, 2022inferenceForm ADV
→ Dianne Richoz BarclayPersonManaging Director & Human Resources
Mar 1, 2008 to Mar 22, 2013inferenceForm ADV

Invested in (3)

→ Approach to AlternativesCompanyunknown
factThe subject's own site
→ PlanningCompanyunknown
factThe subject's own site
→ Your customized portfolioCompanyunknown
factThe subject's own site

Firm member (1)

→ TAG AssociatesFirmAnchor adviser
factDFX's own graph

Placement agent of (1)

→ Btas IV Private Investors (U.S.), L.P.FundThird party
Jan 1, 2023 to presentfactForm ADV

Manages (4)

→ TAG Distressed Debt Fund II, LLCFundHedge Fund
Mar 28, 2012 to presentfactForm ADV
→ TAG Dislocation & Recovery Fund Series of Tag Series Fund, LLCFundPrivate Equity Fund
Mar 31, 2021 to presentfactForm ADV
→ TAG Blockchain Opportunities Fund Series of Tag Series Fund, LLCFundPrivate Equity Fund
Mar 29, 2022 to presentfactForm ADV
→ TAG Distressed Debt Fund III, LLCFundHedge Fund
Mar 28, 2012 to presentfactForm ADV

Owns (1)

← TAG Associates Holding, LLCFirmMember
Jan 1, 2002 to presentfactForm ADV

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 29, 2022
Person left
Stanley Howard Pantowich (Chairman) no longer on Schedule A of TAG Associates LLC
Form ADVobserved 7 days ago
Occurred
Mar 1, 2019
Person joined
Jonathan Michael Bergman joined Schedule A of TAG Associates LLC as President
Form ADVobserved 7 days ago
Occurred
Mar 22, 2013
Person left
Dianne Richoz Barclay (Managing Director & Human Resources) no longer on Schedule A of TAG Associates LLC
Form ADVobserved 7 days ago
Occurred
Mar 28, 2012
Adviser first adv filing
TAG Associates LLC first filed Form ADV in the extract (IA)
Form ADVobserved 7 days ago

Show 5 bookkeeping events

Occurred
Jun 26, 2026
TAG Associates LLC: Private Equity Funds on Form ADV 4 (2024 extract) -> 5 (roster 2026-09-01)
Occurred
Mar 29, 2022
TAG Blockchain Opportunities Fund Series of Tag Series Fund, LLC first reported on Form ADV by TAG Associates LLC (Private Equity Fund), GAV $3,028,000
Occurred
Mar 31, 2021
TAG Dislocation & Recovery Fund Series of Tag Series Fund, LLC first reported on Form ADV by TAG Associates LLC (Private Equity Fund), GAV $9,981,000
Occurred
Mar 28, 2012
TAG Distressed Debt Fund II, LLC first reported on Form ADV by TAG Associates LLC (Hedge Fund), GAV $15,800,000
Occurred
Mar 28, 2012
TAG Distressed Debt Fund III, LLC first reported on Form ADV by TAG Associates LLC (Hedge Fund), GAV $12,200,000

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Heather Weiser
Director · Revealable: 1 professional profile (firm website)
Judith Coan Balsan, CPA
Managing Director · Revealable: 1 professional profile (firm website)
Galina Portnoy, CPA
Managing Director · Revealable: 1 professional profile (firm website)
Sandy Chan, CPA
Director · Revealable: 1 professional profile (firm website)
Shu Chen, CPA
Director · Revealable: 1 professional profile (firm website)
Marta Olszak, CPA
Director · Revealable: 1 professional profile (firm website)
Clara Wong
Managing Director · Revealable: 1 professional profile (firm website)
Nami S. Kim, CPA
Managing Director · Revealable: 1 professional profile (firm website)

Also named here, with no published line of their own (reach them through the firm): Jonathan Michael Bergman (President), David Eric Basner (President), Jorge L Gonzalez (Chief Compliance Officer), Gary Lee Fuhrman (Chairman Of Tag Associates & Tag Holdings).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:8c96a988-126e-4872-a6f2-6bb9d591b825
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 3 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TAG Associates LLC

Private Equity

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:8c96a988-126e-4872-a6f2-6bb9d591b825

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 11:08 PM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

TAG Blockchain Opportunities Fund Series of Tag Series Fund, LLC

2022

Early deployment

Private Equity Fund

n/a

$11.0M

TAG Dislocation & Recovery Fund Series of Tag Series Fund, LLC

2021

Unknown

Private Equity Fund

n/a

$22.2M

TAG Distressed Debt Fund III, LLC

n/a

Harvest

Private Equity Fund

n/a

$3.7M

TAG Distressed Debt Fund II, LLC

n/a

Harvest

Private Equity Fund

n/a

$6.3M

Company

State

Role

Control

Invested

Exited

Status

Your customized portfolio

n/a

unknown

n/a

unknown

Planning

n/a

unknown

n/a

unknown

Approach to Alternatives

n/a

unknown

n/a

unknown