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Private equityFirmfund of funds · probablemiddle market

UBS Fund Advisor, L.L.C.

Private Equity

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:e61e7dbd-d066-4716-88ee-43a6e8f504e7

Data as of Sep 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 57
Dated events: 40
On other graphs: 2
Observed: Sep 13, 2026 to Sep 13, 2026
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

RIA / Wealth Managementidentity

UBS FUND ADVISOR, L.L.C.

Registered adviser · shared crd

Real Estate Fundsidentity

UBS Fund Advisor, L.L.C.

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 32
PE funds: 32
Vintages: 2013 to 2018
Regulatory AUM: $7.0B
Investments: 0
Active investments: 0
Size band: MIDDLE MARKETderivedproxy: $2.54bn Private Equity Fund GAV on the Form ADV filed 2022-10-03
Latest ADV filing: Oct 3, 2022
Employees (ADV): 6

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
Alphakeys Kkr Americas Fund Xii, LLC	2018	Active deployment	Private Equity Fund	n/a	$364M
Alphakeys Tactical Opportunities Fund III, LLC	2018	Active deployment	Private Equity Fund	n/a	$144M
Alphakeys Kkr Asian Fund III, LLC	2018	Active deployment	Private Equity Fund	n/a	$212M
Alphakeys Rise Fund, LLC	2018	Active deployment	Private Equity Fund	n/a	$180M
Alphakeys Strategic Partners VII Fund, LLC	2017	Active deployment	Private Equity Fund	n/a	$324M
Alphakeys Bcp Private Equity Fund VII, LLC	2017	Mature	Private Equity Fund	n/a	$404M
Alphakeys Kkr European Fund IV, LLC	2017	Harvest	Private Equity Fund	n/a	$98.5M
Alphakeys Total Alternatives Solution 2016, LLC	2016	Mature	Private Equity Fund	n/a	$208M
Alphakeys Brasil Infrastructure Fund, LLC	2015	Unknown	Private Equity Fund	n/a	$45.8M
Alphakeys Carlyle Asia IV, L.L.C.	2014	Harvest	Private Equity Fund	n/a	$60.9M
Alphakeys Kkr Energy Income Fund, L.L.C.	2014	Harvest	Private Equity Fund	n/a	$109M
Alphakeys Rialto Real Estate Fund II, L.L.C.	2014	Mature	Private Equity Fund	n/a	$156M
Alpha Keys Wp Xi, L.L.C.	2013	Harvest	Private Equity Fund	n/a	$42.5M
Alphakeys Kkr Fund Xi, L.L.C.	2013	Harvest	Private Equity Fund	n/a	$171M
UBS Private Equity Fund LLC	n/a	Wound down	Private Equity Fund	n/a	$1.2M
UBS Private Equity Fund Vii-Supplemental, LLC	n/a	Wound down	Private Equity Fund	n/a	$3.0M
UBS Distressed Opportunities Fund II, LLC	n/a	Harvest	Private Equity Fund	n/a	$693,146
UBS Select Series II, LLC	n/a	Wound down	Private Equity Fund	n/a	$31.8M
UBS Madison Dearborn Fund LLC	n/a	Harvest	Private Equity Fund	n/a	$3.3M
UBS Quadrangle Fund LLC	n/a	Harvest	Private Equity Fund	n/a	$3.1M
UBS Carlyle Fund LLC Class a and Class B	n/a	Wound down	Private Equity Fund	n/a	$17.2M
UBS Pequot Private Equity Fund LLC	n/a	Wound down	Private Equity Fund	n/a	$1.7M
UBS Private Equity Fund VII, LLC	n/a	Wound down	Private Equity Fund	n/a	$13.0M
UBS Distressed Opportunities Fund III, LLC	n/a	Harvest	Private Equity Fund	n/a	$2.0M
UBS Select Series III, LLC	n/a	Wound down	Private Equity Fund	n/a	$22.0M

Relationships

Firm member (1)

→ IcapitalFirmadviser
factDFX's own graph

Employs (22)

→ Christopher Wesley ThomePersonChief Compliance Officer
Oct 1, 2022 to presentfactForm ADV
→ Joseph SaporitoPersonVice President
Oct 1, 2010 to Apr 1, 2014inferenceForm ADV
→ George Gerard SmithPersonVice President
Oct 1, 2010 to Apr 1, 2014inferenceForm ADV
→ Louis Edward KleistPersonVice President
Sep 1, 2012 to Mar 31, 2015inferenceForm ADV
→ LEE Kent ThompsonPersonVice President
Aug 1, 2013 to Mar 31, 2015inferenceForm ADV
→ Stacie Lorraine YatesPersonVice President
Oct 1, 2010 to Mar 31, 2017inferenceForm ADV
→ Nadia K SmallPersonVice President
Oct 1, 2010 to Mar 31, 2017inferenceForm ADV
→ Kenneth John PaglioPersonTreasurer
Aug 1, 2013 to Mar 31, 2017inferenceForm ADV
→ Lina RubinPersonVice President
Apr 1, 2010 to Mar 31, 2021inferenceForm ADV
→ Francine Ann FranklinPersonChief Compliance Officer
Mar 1, 2011 to Mar 31, 2021inferenceForm ADV
→ Lauren F RiosPersonVice President
Jun 1, 2014 to Mar 31, 2021inferenceForm ADV
→ Alexander GurevichPersonVice President And Principal Accounting Officer
Oct 1, 2010 to Apr 1, 2014inferenceForm ADV
→ Gary Steven MunizPersonVice President
Sep 1, 2012 to Oct 3, 2022inferenceForm ADV
→ Jerry PascucciPersonPresident
Oct 1, 2010 to Oct 3, 2022inferenceForm ADV
→ Clifford Bryant WattleyPersonVice President
Oct 1, 2010 to Oct 3, 2022inferenceForm ADV
→ Anna GindesPersonVice President
Sep 1, 2011 to Oct 3, 2022inferenceForm ADV
→ Jennifer MagroPersonVice President & Principal Accounting Officer
Nov 1, 2013 to Oct 3, 2022inferenceForm ADV
→ Ottavio RosetoPersonVice President
Aug 1, 2013 to Oct 3, 2022inferenceForm ADV
→ Daryl Robert DewbreyPersonVice President
Dec 1, 2013 to Oct 3, 2022inferenceForm ADV
→ LUZ Nereida ColonPersonChief Compliance Officer
May 1, 2019 to Oct 3, 2022inferenceForm ADV
→ Joseph Thomas ChiurazziPersonVice President
Sep 1, 2012 to Nov 12, 2013inferenceForm ADV
→ Brian David OpatoskyPersonVice President
Oct 1, 2010 to Apr 9, 2013inferenceForm ADV

Manages (32)

→ Alphakeys Rise Fund, LLCFundPrivate Equity Fund
Mar 29, 2018 to presentfactForm ADV
→ UBS Select Series I, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Select Series II, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Select Series III, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Pequot Private Equity Fund LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Private Equity Fund LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Private Equity Fund III, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Private Equity Fund VII, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Private Equity Fund Vii-Supplemental, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ Alphakeys Kkr Fund Xi, L.L.C.FundPrivate Equity Fund
Apr 1, 2013 to presentfactForm ADV
→ Alpha Keys Wp Xi, L.L.C.FundPrivate Equity Fund
Apr 1, 2013 to presentfactForm ADV
→ Alphakeys Rialto Real Estate Fund II, L.L.C.FundPrivate Equity Fund
Apr 1, 2014 to presentfactForm ADV
→ Alphakeys Kkr Energy Income Fund, L.L.C.FundPrivate Equity Fund
Apr 1, 2014 to presentfactForm ADV
→ Alphakeys Carlyle Asia IV, L.L.C.FundPrivate Equity Fund
Apr 1, 2014 to presentfactForm ADV
→ Alphakeys Brasil Infrastructure Fund, LLCFundPrivate Equity Fund
Mar 31, 2015 to presentfactForm ADV
→ Alphakeys Bcp Private Equity Fund VII, LLCFundPrivate Equity Fund
Mar 31, 2017 to presentfactForm ADV
→ Alphakeys Kkr European Fund IV, LLCFundPrivate Equity Fund
Mar 31, 2017 to presentfactForm ADV
→ Alphakeys Strategic Partners VII Fund, LLCFundPrivate Equity Fund
Mar 31, 2017 to presentfactForm ADV
→ Alphakeys Kkr Americas Fund Xii, LLCFundPrivate Equity Fund
Mar 29, 2018 to presentfactForm ADV
→ Alphakeys Total Alternatives Solution 2016, LLCFundPrivate Equity Fund
Mar 29, 2018 to presentfactForm ADV
→ Alphakeys Kkr Asian Fund III, LLCFundPrivate Equity Fund
Mar 29, 2018 to presentfactForm ADV
→ Alphakeys Tactical Opportunities Fund III, LLCFundPrivate Equity Fund
Mar 29, 2018 to presentfactForm ADV
→ UBS Carlyle Fund LLC Class a and Class BFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Carlyle Fund II LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Cinven Fund LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Distressed Opportunities Fund LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Warburg Pincus X Access FundFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Distressed Opportunities Fund II, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Private Equity Fund IV, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ UBS Distressed Opportunities Fund III, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
and 2 more

Owns (2)

← Institutional Capital Network, Inc.FirmSole Member
Oct 1, 2022 to presentfactForm ADV
← Icapital Inc.FirmSole Member
Aug 1, 2022 to presentfactForm ADV

Dated events

21 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 3, 2022
Person left
Daryl Robert Dewbrey (Vice President) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Oct 3, 2022
Person left
Ottavio Roseto (Vice President) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Oct 3, 2022
Person left
Jennifer Magro (Vice President & Principal Accounting Officer) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Oct 3, 2022
Person left
Anna Gindes (Vice President) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Oct 3, 2022
Person left
Clifford Bryant Wattley (Vice President) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Oct 3, 2022
Person left
Jerry Pascucci (President) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Oct 3, 2022
Person left
Gary Steven Muniz (Vice President) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Oct 3, 2022
Person left
LUZ Nereida Colon (Chief Compliance Officer) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Oct 1, 2022
Person joined
Christopher Wesley Thome joined Schedule A of UBS Fund Advisor, L.L.C. as Chief Compliance Officer
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Person left
Lina Rubin (Vice President) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Person left
Lauren F Rios (Vice President) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Person left
Francine Ann Franklin (Chief Compliance Officer) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
May 1, 2019
Person joined
LUZ Nereida Colon joined Schedule A of UBS Fund Advisor, L.L.C. as Chief Compliance Officer
Form ADVobserved 5 days ago
Occurred
Mar 31, 2017
Person left
Stacie Lorraine Yates (Vice President) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2017
Person left
Nadia K Small (Vice President) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2017
Person left
Kenneth John Paglio (Treasurer) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2015
Person left
LEE Kent Thompson (Vice President) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Mar 31, 2015
Person left
Louis Edward Kleist (Vice President) no longer on Schedule A of UBS Fund Advisor, L.L.C.
Form ADVobserved 5 days ago
Occurred
Jun 1, 2014
Person joined
Lauren F Rios joined Schedule A of UBS Fund Advisor, L.L.C. as Vice President
Form ADVobserved 5 days ago

Show 21 bookkeeping events

Occurred
Sep 1, 2026
Adviser CRD 109213 is not on the SEC registered or exempt adviser roster of 2026-09-01
Occurred
Mar 31, 2021
Fund 805-6006810786 no longer reported on Form ADV by UBS Fund Advisor, L.L.C.
Occurred
Mar 31, 2021
Fund 805-5603569631 no longer reported on Form ADV by UBS Fund Advisor, L.L.C.
Occurred
Mar 31, 2021
Fund 805-5131799142 no longer reported on Form ADV by UBS Fund Advisor, L.L.C.
Occurred
Mar 31, 2021
Fund 805-4436688882 no longer reported on Form ADV by UBS Fund Advisor, L.L.C.
Occurred
Mar 31, 2021
Fund 805-6685136509 no longer reported on Form ADV by UBS Fund Advisor, L.L.C.
Occurred
Mar 31, 2021
Fund 805-4499602088 no longer reported on Form ADV by UBS Fund Advisor, L.L.C.
Occurred
Mar 31, 2021
Fund 805-6603584959 no longer reported on Form ADV by UBS Fund Advisor, L.L.C.
Occurred
Mar 31, 2021
Fund 805-5960581030 no longer reported on Form ADV by UBS Fund Advisor, L.L.C.
Occurred
Mar 29, 2019
Fund 805-9458230120 no longer reported on Form ADV by UBS Fund Advisor, L.L.C.
Occurred
Mar 29, 2018
Alphakeys Tactical Opportunities Fund III, LLC first reported on Form ADV by UBS Fund Advisor, L.L.C. (Private Equity Fund), GAV $8,419,050
Occurred
Mar 29, 2018
Alphakeys Kkr Asian Fund III, LLC first reported on Form ADV by UBS Fund Advisor, L.L.C. (Private Equity Fund), GAV $5,876,381
Occurred
Mar 29, 2018
Alphakeys Kkr Americas Fund Xii, LLC first reported on Form ADV by UBS Fund Advisor, L.L.C. (Private Equity Fund), GAV $5,982,663
Occurred
Mar 29, 2018
Alphakeys Rise Fund, LLC first reported on Form ADV by UBS Fund Advisor, L.L.C. (Private Equity Fund)
Occurred
Mar 29, 2018
Alphakeys Total Alternatives Solution 2016, LLC first reported on Form ADV by UBS Fund Advisor, L.L.C. (Private Equity Fund), GAV $51,827,861
Occurred
Mar 31, 2017
Fund 805-4018056089 no longer reported on Form ADV by UBS Fund Advisor, L.L.C.
Occurred
Mar 31, 2017
Alphakeys Bcp Private Equity Fund VII, LLC first reported on Form ADV by UBS Fund Advisor, L.L.C. (Private Equity Fund), GAV $4,759,736
Occurred
Mar 31, 2017
Alphakeys Kkr European Fund IV, LLC first reported on Form ADV by UBS Fund Advisor, L.L.C. (Private Equity Fund), GAV $42,702,310
Occurred
Mar 31, 2017
Alphakeys Strategic Partners VII Fund, LLC first reported on Form ADV by UBS Fund Advisor, L.L.C. (Private Equity Fund), GAV $26,784,708
Occurred
Mar 31, 2017
Fund 805-6383808437 no longer reported on Form ADV by UBS Fund Advisor, L.L.C.
Occurred
Mar 31, 2015
Alphakeys Brasil Infrastructure Fund, LLC first reported on Form ADV by UBS Fund Advisor, L.L.C. (Private Equity Fund), GAV $5,092,103

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): Christopher Wesley Thome (Chief Compliance Officer).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:e61e7dbd-d066-4716-88ee-43a6e8f504e7
First observed: Sep 13, 2026
Last observed: Sep 13, 2026 5 days ago
Source families: Federal regulator filings
2 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UBS Fund Advisor, L.L.C.

Private Equity

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:e61e7dbd-d066-4716-88ee-43a6e8f504e7

Data as of Sep 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:01 PM UTC and rebuilt at most every 15 minutes.