DFX Intelligence

Private Equity Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firms / U•• F••• A••••••• L•••••

U•• F••• A••••••• L•••••

Fund of funds · probableMiddle marketNew York, NYSEC registered investment adviser

Classification

Class: Fund of fundsprobable, confidence 75%
Basis: R1: 32 of 32 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
Size band: Middle marketdefined by: proxy: $2.54bn Private Equity Fund GAV on the Form ADV filed 2022-10-03

Classification history (1)

Sep 13, 2026
Fund of funds (probable, 75%, cls-pe-1)
R1: 32 of 32 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Mar 30, 2012 to Oct 3, 2022
RAUM: $7.0Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 21
PE fund GAV, latest filing: $2.5Breported gross assets (Form ADV), not fund size
All private fund GAV: $8.2Bevery private fund type, latest filing
2024 PE fund GAV: unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 55%
Fund type mix: filed 2022-10-03, latest gav Hedge Fund $4.7B, Real Estate Fund $959M, Private Equity Fund $2.5B, latest counts Hedge Fund 10, Real Estate Fund 9, Private Equity Fund 21, lifetime distinct Hedge Fund 16, Real Estate Fund 10, Private Equity Fund 32
Employees: 6
Headquarters: New York, NY
Office address: 60 EAST 42ND STREET, 26TH FLOOR, New York, NY, 10165
Business phone: 212-994-7400

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

32 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
A•••••••• K•• A••••••• F••• X••• L•• ADV: P•••••• Equity Fund	Fund of funds	2018 first reported on Form ADV	$364M as of Oct 3, 2022	no Form D	Active deployment
A•••••••• K•• A•••• F••• I••• L•• ADV: P•••••• Equity Fund	Fund of funds	2018 first reported on Form ADV	$212M as of Oct 3, 2022	no Form D	Active deployment
A•••••••• R••• F•••• L•• ADV: P•••••• Equity Fund	Fund of funds	2018 first reported on Form ADV	$180M as of Oct 3, 2022	no Form D	Active deployment
A•••••••• T••••••• O••••••••• F••• I••• L•• ADV: P•••••• Equity Fund	Fund of funds	2018 first reported on Form ADV	$144M as of Oct 3, 2022	no Form D	Active deployment
A•••••••• B•• P•••••• E••••• F••• V••• L•• ADV: P•••••• Equity Fund	Fund of funds	2017 first reported on Form ADV	$404M as of Oct 3, 2022	no Form D	Mature
A•••••••• S•••••••• P••••••• V•• F•••• L•• ADV: P•••••• Equity Fund	Fund of funds	2017 first reported on Form ADV	$324M as of Oct 3, 2022	no Form D	Active deployment
A•••••••• K•• E••••••• F••• I•• L•• ADV: P•••••• Equity Fund	Fund of funds	2017 first reported on Form ADV	$98.5M as of Oct 3, 2022	no Form D	Harvest
A•••••••• T•••• A••••••••• S••••••• 2•••• L•• ADV: P•••••• Equity Fund	Fund of funds	2016 year in the fund name	$208M as of Oct 3, 2022	no Form D	Mature
A•••••••• B••••• I••••••••• F•••• L•• ADV: P•••••• Equity Fund	Fund of funds	2015 first reported on Form ADV	$45.8M as of Oct 3, 2022	no Form D	Unknown
A•••••••• R••••• R••• E••••• F••• I•• L••••• ADV: P•••••• Equity Fund	Fund of funds	2014 first reported on Form ADV	$156M as of Oct 3, 2022	no Form D	Mature
A•••••••• K•• E••••• I••••• F•••• L••••• ADV: P•••••• Equity Fund	Fund of funds	2014 first reported on Form ADV	$109M as of Oct 3, 2022	no Form D	Harvest
A•••••••• C•••••• A••• I•• L••••• ADV: P•••••• Equity Fund	Fund of funds	2014 first reported on Form ADV	$60.9M as of Oct 3, 2022	no Form D	Harvest
A•••••••• K•• F••• X•• L••••• ADV: P•••••• Equity Fund	Fund of funds	2013 first reported on Form ADV	$171M as of Oct 3, 2022	no Form D	Harvest
A•••• K••• W• X•• L••••• ADV: P•••••• Equity Fund	Fund of funds	2013 first reported on Form ADV	$42.5M as of Oct 3, 2022	no Form D	Harvest
U•• S••••• S••••• I•• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$31.8M as of Mar 30, 2020	no Form D	Wound down
U•• S••••• S••••• I• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$23.6M as of Mar 30, 2020	no Form D	Wound down
U•• S••••• S••••• I••• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$22.0M as of Mar 30, 2020	no Form D	Wound down
U•• C•••••• F••• L•• C•••• a• a•• C•••• B• ADV: P•••••• Equity Fund	Fund of funds	unknown	$17.2M as of Mar 30, 2020	no Form D	Wound down
U•• C•••••• F••• I• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$16.5M as of Mar 30, 2020	no Form D	Wound down
U•• P•••••• E••••• F••• V••• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$13.0M as of Mar 30, 2020	no Form D	Wound down
U•• M•••••• D••••••• F••• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$3.3M as of Oct 3, 2022	no Form D	Harvest
U•• W•••••• P••••• X• A••••• F••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$3.2M as of Oct 3, 2022	no Form D	Harvest
U•• Q••••••••• F••• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$3.1M as of Oct 3, 2022	no Form D	Harvest
U•• P•••••• E••••• F••• V••••••••• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$3.0M as of Mar 30, 2020	no Form D	Wound down
U•• P•••••• E••••• F••• I••• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$2.7M as of Oct 3, 2022	no Form D	Harvest
U•• C••••• F••• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$2.2M as of Jul 2, 2018	no Form D	Wound down
U•• D••••••••• O••••••••• F••• I••• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$2.0M as of Oct 3, 2022	no Form D	Harvest
U•• P••••• P•••••• E••••• F••• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$1.7M as of Mar 30, 2016	no Form D	Wound down
U•• P•••••• E••••• F••• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$1.2M as of Mar 30, 2016	no Form D	Wound down
U•• D••••••••• O••••••••• F••• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$990,863 as of Oct 3, 2022	no Form D	Harvest
U•• D••••••••• O••••••••• F••• I•• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$693,146 as of Oct 3, 2022	no Form D	Harvest
U•• P•••••• E••••• F••• I•• L•• ADV: P•••••• Equity Fund	Fund of funds	unknown	$450,957 as of Mar 30, 2020	no Form D	Wound down

Team

1 current, 21 former

Platform (1)

C••••••••• W••••• T•••• · Chief Compliance Officer · since Oct 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

21 former (kept with end dates)

J•••• P••••••• · President · Oct 1, 2010 to Oct 3, 2022 Inference
A•••••••• G••••••• · Vice President And Principal Accounting Officer · Oct 1, 2010 to Apr 1, 2014 Inference
F••••••• A•• F••••••• · Chief Compliance Officer · Mar 1, 2011 to Mar 31, 2021 Inference
J••••••• M•••• · Vice President & Principal Accounting Officer · Nov 1, 2013 to Oct 3, 2022 Inference
K•••••• J••• P••••• · Treasurer · Aug 1, 2013 to Mar 31, 2017 Inference
L•• N•••••• C•••• · Chief Compliance Officer · May 1, 2019 to Oct 3, 2022 Inference
A••• G••••• · Vice President · Sep 1, 2011 to Oct 3, 2022 Inference
B•••• D•••• O••••••• · Vice President · Oct 1, 2010 to Apr 9, 2013 Inference
C••••••• B••••• W•••••• · Vice President · Oct 1, 2010 to Oct 3, 2022 Inference
D•••• R••••• D•••••• · Vice President · Dec 1, 2013 to Oct 3, 2022 Inference
G••• S••••• M•••• · Vice President · Sep 1, 2012 to Oct 3, 2022 Inference
G••••• G••••• S•••• · Vice President · Oct 1, 2010 to Apr 1, 2014 Inference
J••••• S••••••• · Vice President · Oct 1, 2010 to Apr 1, 2014 Inference
J••••• T••••• C•••••••• · Vice President · Sep 1, 2012 to Nov 12, 2013 Inference
L••••• F• R••• · Vice President · Jun 1, 2014 to Mar 31, 2021 Inference
L•• K••• T••••••• · Vice President · Aug 1, 2013 to Mar 31, 2015 Inference
L••• R•••• · Vice President · Apr 1, 2010 to Mar 31, 2021 Inference
L•••• E••••• K••••• · Vice President · Sep 1, 2012 to Mar 31, 2015 Inference
N•••• K• S•••• · Vice President · Oct 1, 2010 to Mar 31, 2017 Inference
O•••••• R••••• · Vice President · Aug 1, 2013 to Oct 3, 2022 Inference
S••••• L••••••• Y•••• · Vice President · Oct 1, 2010 to Mar 31, 2017 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

1 relationships

Placement agents (1)

U•• F•••••••• S••••••• I••• 32 shared · very strong · last Jan 1, 2018

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Sep 1, 2026
Adviser CRD 109213 is not on the SEC registered or exempt adviser roster of 2026-09-01
Adviser off rosterInferenceSEC Form ADV monthly roster (registered + exempt reporting advisers)
Mar 30, 2012
U•• F••• A••••••• L••••• first filed Form ADV in the extract (IA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness96 · HIGH: as of: 2026-09-21items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9555555555555556,"evidence":"8 method: sum of component points, capped at 1.0
model score-pe-1
Research priority56 · ELEVATED: as of: 2026-09-21items: [{"code":"SCALE_BAND","points":0.3,"evidence":"MIDDLE_MARKET"},{"code":"COMPLETEmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness25 · MODERATE: as of: 2026-09-21items: [{"code":"FIELDS_PRESENT","points":0.25,"evidence":["funds","team","intermediarimethod: sum of component points, capped at 1.0
missing: website, description, partners, portfolio, transactions, stated criteria, lenders, lps, cross dfx
model score-pe-1
Fund deployment activity70 · ELEVATED: as of: 2026-09-21items: [{"code":"FUNDS_DEPLOYING","points":0.7,"caution":"deployment state is read frommethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

No link to the family office, independent sponsor or venture graphs yet. Links are made only on a shared identifier such as a CRD or CIK number.

Record

First observed: Sep 13, 2026
Last observed: 7 days ago
Observations: 16
Sources: 2
Open research tasks: 2

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

U•• F••• A••••••• L••••• is the same institution as 2 records in RIA and Wealth and Real Estate Funds.

RIA and Wealth1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…