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Private equityFirmcandidate pe · candidatelower middle market

B. Riley Capital Management

Private Equity

Los Angeles, CA

BRC Group Holdings delivers customized capital formation, advisory, restructuring, and wealth management solutions for small-cap and middle market companies.

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:f78c895e-b56a-41bf-bb1d-f6c937638193

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 21, 2026, 7:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 21
On other graphs: 1
Observed: Sep 13, 2026 to Sep 17, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

RIA / Wealth Managementidentity

B. RILEY CAPITAL MANAGEMENT

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 4
PE funds: 4
Vintages: 2015 to 2022
PE GAV, 2024 filing: $139Mgross asset value on Form ADV; never dry powder
Regulatory AUM: $200M
Investments: 8
Active investments: 0
Size band: LOWER MIDDLE MARKETderivedproxy: $0.14bn Private Equity Fund GAV on the Form ADV filed 2024-03-25
Stated control: majority
Latest ADV filing: Mar 25, 2024
Employees (ADV): 9
Website: brileyam.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
Innovation X Capital Partners, LLC - Stp Class a Share Class	2022	Wound down	Private Equity Fund	n/a	$0
Innovation X Capital Partners, LLC - Ec Class a Share Class	2022	Wound down	Private Equity Fund	n/a	$126M
Gacp II, L.P.	2018	Successor fundraising	Private Equity Fund	n/a	$138M
Gacp I, LP	2015	Harvest	Private Equity Fund	n/a	$1.2M

Investments

Company	State	Role	Control	Invested	Exited	Status
B. Riley Securities	n/a	unknown	unknown	n/a	n/a	unknown
B. Riley Wealth Management	n/a	unknown	unknown	n/a	n/a	unknown
GA Group	n/a	unknown	unknown	n/a	n/a	unknown
Targus	n/a	unknown	unknown	n/a	n/a	unknown
Lingo	n/a	unknown	unknown	n/a	n/a	unknown
magicJack	n/a	unknown	unknown	n/a	n/a	unknown
CREDO Mobile	n/a	unknown	unknown	n/a	n/a	unknown
United Online	n/a	unknown	unknown	n/a	n/a	unknown

Relationships

Firm member (1)

→ B Riley WealthFirmadviser
factDFX's own graph

Employs (19)

→ Scott YessnerPersonExecutive Vice President & Chief Financial Officer
factThe subject's own site
→ Fred KnopfPersonExecutive Vice President &
factThe subject's own site
→ Howard WeitzmanPersonChief Accounting Officer
factThe subject's own site
→ John DeSenaPersonCo-Chief Operating Officer
factThe subject's own site
→ Gary ChasePersonCo-Chief Operating Officer
factThe subject's own site
→ Michael BienerPersonChief Information Officer
factThe subject's own site
→ Aaron GoodwinPersonChief Information Security Officer & Chief Technology Officer
factThe subject's own site
→ Nancy FeeneyPersonChief Human Resources Officer
factThe subject's own site
→ Tom KelleherPersonCo-Chief Executive Officer
factThe subject's own site
→ Bryant Richard RileyPersonChief Executive Officer & Member, Board Of Managers
Apr 1, 2015 to presentfactForm ADV, The subject's own site
→ Thomas John KelleherPersonPresident & Member, Board Of Managers
Apr 1, 2015 to presentfactForm ADV
→ Michael MarkunasPersonDeputy General Counsel, Chief Compliance Officer
Mar 1, 2016 to presentfactForm ADV
→ Alan Neil FormanPersonGeneral Counsel
Jun 1, 2015 to presentfactForm ADV
→ Michael Richard MccoyPersonChief Financial Officer
Apr 1, 2015 to presentfactForm ADV
→ Phillip J AhnPersonMember, Board Of Managers
Apr 1, 2015 to presentfactForm ADV
→ Mark David KleinPersonMember, Board Of Managers
Apr 1, 2015 to Apr 2, 2018inferenceForm ADV
→ Allison Virginia PetchenickPersonChief Compliance Officer
Apr 1, 2015 to Mar 30, 2016inferenceForm ADV
→ Michael Jeffrey KramerPersonChief Compliance Officer/ Manager
Apr 1, 2014 to Apr 16, 2015inferenceForm ADV
→ George Raymond SchinkelPersonChief Compliance Officer
Feb 1, 2012 to Mar 25, 2014inferenceForm ADV

Invested in (8)

→ TargusCompanyunknown
factThe subject's own site
→ United OnlineCompanyunknown
factThe subject's own site
→ CREDO MobileCompanyunknown
factThe subject's own site
→ magicJackCompanyunknown
factThe subject's own site
→ B. Riley SecuritiesCompanyunknown
factThe subject's own site
→ B. Riley Wealth ManagementCompanyunknown
factThe subject's own site
→ GA GroupCompanyunknown
factThe subject's own site
→ LingoCompanyunknown
factThe subject's own site

Manages (5)

→ Innovation X Capital Partners, LLC - Stp Class a Share ClassFundPrivate Equity Fund
Apr 26, 2022 to presentfactForm ADV
→ Gacp I, LPFundPrivate Equity Fund
Jul 22, 2015 to presentfactForm ADV
→ Gacp II, L.P.FundPrivate Equity Fund
Apr 2, 2018 to presentfactForm ADV
→ Innovation X Capital Partners, LLCFundPrivate Equity Fund
Mar 31, 2022 to presentfactForm ADV
→ Innovation X Capital Partners, LLC - Ec Class a Share ClassFundPrivate Equity Fund
Apr 26, 2022 to presentfactForm ADV

Owns (1)

← B.RILEY Financial, IncFirmOwner
Feb 1, 2015 to presentfactForm ADV

Dated events

9 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 2, 2018
Person left
Mark David Klein (Member, Board Of Managers) no longer on Schedule A of B. Riley Capital Management
Form ADVobserved 7 days ago
Occurred
Mar 30, 2016
Person left
Allison Virginia Petchenick (Chief Compliance Officer) no longer on Schedule A of B. Riley Capital Management
Form ADVobserved 7 days ago
Occurred
Mar 1, 2016
Person joined
Michael Markunas joined Schedule A of B. Riley Capital Management as Chief Compliance Officer, Deputy General Counsel
Form ADVobserved 7 days ago
Occurred
Jun 1, 2015
Person joined
Alan Neil Forman joined Schedule A of B. Riley Capital Management as General Counsel
Form ADVobserved 7 days ago
Occurred
Apr 16, 2015
Person left
Michael Jeffrey Kramer (Chief Compliance Officer/ Manager) no longer on Schedule A of B. Riley Capital Management
Form ADVobserved 7 days ago
Occurred
Apr 1, 2015
Person joined
Allison Virginia Petchenick joined Schedule A of B. Riley Capital Management as Chief Compliance Officer
Form ADVobserved 7 days ago
Occurred
Apr 1, 2015
Person joined
Michael Richard Mccoy joined Schedule A of B. Riley Capital Management as Chief Financial Officer
Form ADVobserved 7 days ago
Occurred
Feb 1, 2015
Person joined
Phillip J Ahn joined Schedule A of B. Riley Capital Management as Director
Form ADVobserved 7 days ago
Occurred
Feb 1, 2015
Person joined
Thomas John Kelleher joined Schedule A of B. Riley Capital Management as Director
Form ADVobserved 7 days ago
Occurred
Feb 1, 2015
Person joined
Bryant Richard Riley joined Schedule A of B. Riley Capital Management as Director
Form ADVobserved 7 days ago
Occurred
Mar 25, 2014
Person left
George Raymond Schinkel (Chief Compliance Officer) no longer on Schedule A of B. Riley Capital Management
Form ADVobserved 7 days ago
Occurred
Feb 14, 2012
Adviser first adv filing
B. Riley Capital Management first filed Form ADV in the extract (IA)
Form ADVobserved 7 days ago

Show 9 bookkeeping events

Occurred
Sep 1, 2026
Adviser CRD 160510 is not on the SEC registered or exempt adviser roster of 2026-09-01
Occurred
Mar 30, 2023
Fund 805-9142450670 no longer reported on Form ADV by B. Riley Capital Management
Occurred
Mar 30, 2023
Fund 805-6308588665 no longer reported on Form ADV by B. Riley Capital Management
Occurred
Mar 30, 2023
Fund 805-9035783919 no longer reported on Form ADV by B. Riley Capital Management
Occurred
Apr 26, 2022
Innovation X Capital Partners, LLC - Stp Class a Share Class first reported on Form ADV by B. Riley Capital Management (Private Equity Fund)
Occurred
Apr 26, 2022
Innovation X Capital Partners, LLC - Ec Class a Share Class first reported on Form ADV by B. Riley Capital Management (Private Equity Fund), GAV $125,950,568
Occurred
Mar 31, 2022
Innovation X Capital Partners, LLC first reported on Form ADV by B. Riley Capital Management (Private Equity Fund), GAV $266,185,605
Occurred
Apr 2, 2018
Gacp II, L.P. first reported on Form ADV by B. Riley Capital Management (Private Equity Fund)
Occurred
Jul 22, 2015
Gacp I, LP first reported on Form ADV by B. Riley Capital Management (Private Equity Fund), GAV $100,801,686

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Scott Yessner
Executive Vice President & Chief Financial Officer · Revealable: 1 professional profile (firm website)
Fred Knopf
Executive Vice President & · Revealable: 1 professional profile (firm website)
Howard Weitzman
Chief Accounting Officer · Revealable: 1 professional profile (firm website)
John DeSena
Co-Chief Operating Officer · Revealable: 1 professional profile (firm website)
Gary Chase
Co-Chief Operating Officer · Revealable: 1 professional profile (firm website)
Michael Biener
Chief Information Officer · Revealable: 1 professional profile (firm website)
Aaron Goodwin
Chief Information Security Officer & Chief Technology Officer · Revealable: 1 professional profile (firm website)
Nancy Feeney
Chief Human Resources Officer · Revealable: 1 professional profile (firm website)
Tom Kelleher
Co-Chief Executive Officer · Revealable: 1 professional profile (firm website)
Bryant Richard Riley
Chief Executive Officer & Member, Board Of Managers · Revealable: 1 professional profile (firm website)

Also named here, with no published line of their own (reach them through the firm): Thomas John Kelleher (President & Member, Board Of Managers), Michael Markunas (Deputy General Counsel, Chief Compliance Officer), Alan Neil Forman (General Counsel), Michael Richard Mccoy (Chief Financial Officer), Phillip J Ahn (Member, Board Of Managers).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:f78c895e-b56a-41bf-bb1d-f6c937638193
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 4 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

B. Riley Capital Management

Private Equity

Los Angeles, CA

BRC Group Holdings delivers customized capital formation, advisory, restructuring, and wealth management solutions for small-cap and middle market companies.

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:f78c895e-b56a-41bf-bb1d-f6c937638193

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 21, 2026, 7:58 PM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

Innovation X Capital Partners, LLC - Stp Class a Share Class

2022

Wound down

Private Equity Fund

n/a

Innovation X Capital Partners, LLC - Ec Class a Share Class

2022

Wound down

Private Equity Fund

n/a

$126M

Gacp II, L.P.

2018

Successor fundraising

Private Equity Fund

n/a

$138M

Gacp I, LP

2015

Harvest

Private Equity Fund

n/a

$1.2M

Company

State

Role

Control

Invested

Exited

Status

B. Riley Securities

n/a

unknown

n/a

unknown

B. Riley Wealth Management

n/a

unknown

n/a

unknown

GA Group

n/a

unknown

n/a

unknown

Targus

n/a

unknown

n/a

unknown

Lingo

n/a

unknown

n/a

unknown

magicJack

n/a

unknown

n/a

unknown

CREDO Mobile

n/a

unknown

n/a

unknown

United Online

n/a

unknown

n/a

unknown