DFX Intelligence

Data Factory

Private equityFirmhybrid manager · probablelower middle market

Saybrook Fund Advisors, LLC

Private Equity

Santa Monica, CA

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:ff296732-d806-49ad-8364-bd565220a501

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 10
On other graphs: 2
Observed: Sep 13, 2026 to Sep 17, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Saybrook Fund Advisors, LLC

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

SAYBROOK FUND ADVISORS, LLC

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 10
PE funds: 4
Vintages: 2013 to 2022
PE GAV, 2024 filing: $102Mgross asset value on Form ADV; never dry powder
Regulatory AUM: $249M
Investments: 0
Active investments: 0
Size band: LOWER MIDDLE MARKETderivedproxy: $0.10bn Private Equity Fund GAV on the Form ADV filed 2024-11-12
Latest ADV filing: Nov 12, 2024
Employees (ADV): 8
Website: saybrookfundadvisors.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
Saybrook Municpal Opportunity Fund VII LP	2022	Early deployment	Private Equity Fund	n/a	$6.9M
Lathrop2 LP	2018	Harvest	Private Equity Fund	n/a	$7.6M
Saybrook Municipal Opportunity Fund VI LP	2017	Successor fundraising	Private Equity Fund	n/a	$53.2M
Saybrook Tax-Exempt Opportunity Fund Iii-C LP	2013	Wound down	Hedge Fund	n/a	$244,712
Saybrook Tax-Exempt Opportunity Fund Iii-D/1 LP	2013	Wound down	Hedge Fund	n/a	$1.2M
Saybrook Tax-Exempt Opportunity Fund Iii-B/1 LP	2013	Wound down	Hedge Fund	n/a	$111,350
Saybrook Tax-Exempt Opportunity Fund Iii-A LP	2013	Wound down	Hedge Fund	n/a	$1.2M
Saybrook Tax-Exempt Opportunity Fund Iii-D/2 LP	2013	Wound down	Hedge Fund	n/a	$1.2M
Saybrook Tax-Exempt Opportunity Fund Iii-B/2 LP	2013	Wound down	Hedge Fund	n/a	$332,869
Saybrook Municipal Opportunity Fund IV LP	n/a	Harvest	Private Equity Fund	n/a	$34.5M

Relationships

Employs (6)

→ SUK Hoon LeePersonChief Compliance Officer
Apr 1, 2016 to presentfactForm ADV
→ Katherine Wheeler SchotzPersonChief Operating Officer
Oct 1, 2023 to presentfactForm ADV
→ JON Peter SchotzPersonMember And Owner
Jul 1, 2012 to presentfactForm ADV
→ Jeffrey Michael WilsonPersonMember And Owner
Jul 1, 2012 to presentfactForm ADV
→ Michael Joseph O'NeilPersonChief Compliance Officer
Jan 1, 2013 to Nov 14, 2016inferenceForm ADV
→ Barbara Friedman LuzzattoPersonChief Compliance Officer & Cfo
Feb 1, 2011 to Apr 1, 2013inferenceForm ADV

Manages (10)

→ Saybrook Municpal Opportunity Fund VII LPFundPrivate Equity Fund
Mar 31, 2022 to presentfactForm ADV
→ Saybrook Municipal Opportunity Fund VI LPFundPrivate Equity Fund
Mar 30, 2017 to presentfactForm ADV
→ Lathrop2 LPFundPrivate Equity Fund
Mar 30, 2018 to presentfactForm ADV
→ Saybrook Municipal Opportunity Fund IV LPFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ Saybrook Tax-Exempt Opportunity Fund Iii-C LPFundHedge Fund
Apr 1, 2013 to presentfactForm ADV
→ Saybrook Tax-Exempt Opportunity Fund Iii-D/1 LPFundHedge Fund
Apr 1, 2013 to presentfactForm ADV
→ Saybrook Tax-Exempt Opportunity Fund Iii-D/2 LPFundHedge Fund
Apr 1, 2013 to presentfactForm ADV
→ Saybrook Tax-Exempt Opportunity Fund Iii-B/1 LPFundHedge Fund
Apr 1, 2013 to presentfactForm ADV
→ Saybrook Tax-Exempt Opportunity Fund Iii-B/2 LPFundHedge Fund
Apr 1, 2013 to presentfactForm ADV
→ Saybrook Tax-Exempt Opportunity Fund Iii-A LPFundHedge Fund
Apr 1, 2013 to presentfactForm ADV

Owns (1)

← Saybrook Fund Managers, LLCFirmMember
Jul 1, 2012 to presentfactForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 1, 2023
Person joined
Katherine Wheeler Schotz joined Schedule A of Saybrook Fund Advisors, LLC as Chief Operating Officer
Form ADVobserved 6 days ago
Occurred
Nov 14, 2016
Person left
Michael Joseph O'Neil (Chief Compliance Officer) no longer on Schedule A of Saybrook Fund Advisors, LLC
Form ADVobserved 6 days ago
Occurred
Apr 1, 2016
Person joined
SUK Hoon Lee joined Schedule A of Saybrook Fund Advisors, LLC as Chief Compliance Officer
Form ADVobserved 6 days ago
Occurred
Apr 1, 2013
Person left
Barbara Friedman Luzzatto (Chief Compliance Officer & Cfo) no longer on Schedule A of Saybrook Fund Advisors, LLC
Form ADVobserved 6 days ago
Occurred
Jan 1, 2013
Person joined
Michael Joseph O'Neil joined Schedule A of Saybrook Fund Advisors, LLC as Chief Compliance Officer
Form ADVobserved 6 days ago
Occurred
Mar 30, 2012
Adviser first adv filing
Saybrook Fund Advisors, LLC first filed Form ADV in the extract (IA)
Form ADVobserved 6 days ago

Show 4 bookkeeping events

Occurred
Mar 31, 2022
Saybrook Municpal Opportunity Fund VII LP first reported on Form ADV by Saybrook Fund Advisors, LLC (Private Equity Fund)
Occurred
Mar 30, 2018
Lathrop2 LP first reported on Form ADV by Saybrook Fund Advisors, LLC (Private Equity Fund), GAV $7,608,518
Occurred
Mar 30, 2017
Saybrook Municipal Opportunity Fund VI LP first reported on Form ADV by Saybrook Fund Advisors, LLC (Private Equity Fund), GAV $40,625,000
Occurred
Mar 30, 2012
Saybrook Municipal Opportunity Fund IV LP first reported on Form ADV by Saybrook Fund Advisors, LLC (Private Equity Fund), GAV $35,276,611

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): SUK Hoon Lee (Chief Compliance Officer), Katherine Wheeler Schotz (Chief Operating Officer), JON Peter Schotz (Member And Owner), Jeffrey Michael Wilson (Member And Owner).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:ff296732-d806-49ad-8364-bd565220a501
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Saybrook Fund Advisors, LLC

Private Equity

Santa Monica, CA

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:ff296732-d806-49ad-8364-bd565220a501

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

Saybrook Municpal Opportunity Fund VII LP

2022

Early deployment

Private Equity Fund

n/a

$6.9M

Lathrop2 LP

2018

Harvest

Private Equity Fund

n/a

$7.6M

Saybrook Municipal Opportunity Fund VI LP

2017

Successor fundraising

Private Equity Fund

n/a

$53.2M

Saybrook Tax-Exempt Opportunity Fund Iii-C LP

2013

Wound down

Hedge Fund

n/a

$244,712

Saybrook Tax-Exempt Opportunity Fund Iii-D/1 LP

2013

Wound down

Hedge Fund

n/a

$1.2M

Saybrook Tax-Exempt Opportunity Fund Iii-B/1 LP

2013

Wound down

Hedge Fund

n/a

$111,350

Saybrook Tax-Exempt Opportunity Fund Iii-A LP

2013

Wound down

Hedge Fund

n/a

$1.2M

Saybrook Tax-Exempt Opportunity Fund Iii-D/2 LP

2013

Wound down

Hedge Fund

n/a

$1.2M

Saybrook Tax-Exempt Opportunity Fund Iii-B/2 LP

2013

Wound down

Hedge Fund

n/a

$332,869

Saybrook Municipal Opportunity Fund IV LP

n/a

Harvest

Private Equity Fund

n/a

$34.5M