DFX Intelligence

M••• S••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 1b 10b

M••• S••••• A•••••••

M•• A•••••••, LLC, CRD 305170

SANTA MONICA, CA

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Search this name across graphs

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 152
Dated events: 11
On other graphs: 7
Observed: Jul 25, 2019 to Mar 27, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

M••• S••••• A•••••••

Venture manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

M••• S••••• A•••••••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Private Equityidentity

M••• S••••• A•••••••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Private Equityidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.74 fund_share=0.18 institutional_share=0.08 related_bd=true related_bank=true bd_reps=6.0 bank_owner=false
Regulatory AUM: $9.6B••• Locked
Discretionary RAUM: $7.0B
Private client RAUM: $7.1Bderived••• Locked
Private client share: 74%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 34

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•• A••••••••• P•••••••• L•••	Private Equity Fund	$1.3B	Mar 27, 2026	143	Mar 31, 2022	reported	021-406753
M•• R••• L•	Other Private Fund	$447M	Jul 12, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• C••••••••• D••••••	President	Na	yes	12/2023	Mar 27, 2026	Mar 27, 2026
F••••• C••••••••• M•••	VICE CHAIRMAN	Na	yes	02/1997	Mar 27, 2026	Mar 27, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•• A••••••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a
M•• E••••••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a
M•• M•••••• X• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.6B	$8.7B	10.4%	$7.9B	6.7%	34	28	0	0

Relationships

showing 80 of 152

Advises (66)

→ M•• C••••••••• P••••••• L••Private fundHedge Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ M•• A••••••••• P••••••• B• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ M•• E••••••••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ M•• Q••••••• I•••••••• L•

Dated events

Order

Occurred
27 Mar 2026
Ria indirect owner change
••• Locked
Form ADV
Occurred
29 Mar 2024
Control person joined
••• Locked
Form ADV
Occurred
12 Jul 2023
Control person joined
••• Locked
Form ADV
Occurred
11 Jan 2023
Control person left
••• Locked
Form ADV
Occurred
31 Mar 2022
Control person joined
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 25, 2019
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•• B••••• L•	Other Private Fund	$158M	Jul 12, 2023	1	Mar 28, 2019	dropped	n/a
A•••••••• I•••••••• L•	Other Private Fund	$130M	Jul 12, 2023	1	Mar 30, 2020	dropped	n/a
M•• M•••••• R•• L••	Private Equity Fund	$126M	Jul 12, 2023	41	Mar 28, 2019	dropped	n/a
M•• C••••••••• P••••••• L••	Hedge Fund	$122M	Mar 27, 2026	38	Mar 29, 2024	reported	n/a
M•• R•• I• L•	Other Private Fund	$112M	Jul 12, 2023	1	Mar 31, 2023	dropped	n/a
2• S•••••• L•	Venture Capital Fund	$95.0M	Jul 12, 2023	55	Mar 31, 2021	dropped	n/a
T•••••• I•••••••• L•	Other Private Fund	$88.2M	Jul 12, 2023	1	Mar 31, 2023	dropped	n/a
M•• S••••• I•••••••• L••	Private Equity Fund	$88.0M	Jul 12, 2023	37	Mar 28, 2013	dropped	n/a
M•• I••• I•••••••• L•	Other Private Fund	$83.4M	Jul 12, 2023	1	Mar 28, 2019	dropped	n/a
M•• A••••• I••••••••• L•••	Private Equity Fund	$60.7M	Jul 12, 2023	31	Mar 28, 2019	dropped	n/a
M•• A••••• I•• I•••••••• L•	Private Equity Fund	$60.5M	Jan 11, 2023	22	Mar 31, 2021	dropped	n/a
T• E•••••••• L••	Venture Capital Fund	$58.3M	Jul 12, 2023	1	Mar 28, 2019	dropped	n/a
M•• G•• I• I••••••••• L•	Private Equity Fund	$55.6M	Jul 12, 2023	30	Mar 30, 2018	dropped	n/a
M•• I••••••••• F••• N••• L•	Private Equity Fund	$52.5M	Jul 12, 2023	23	Mar 30, 2018	dropped	n/a
M•• L•••••••• H••••••••• L•	Real Estate Fund	$52.1M	Jul 12, 2023	24	Mar 31, 2022	dropped	n/a

All 14 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W••••••• P•••• D••••	Shareholder	E	yes	09/2018	Jul 25, 2019	Jun 28, 2024
M•••• M••••••• H•• A•••••••••	Member	B	no	08/2021	Mar 27, 2026	Mar 27, 2026
M•••• M••••••• H•• A••••••••• T••••	Member	B	no	08/2021	Sep 8, 2021	Jun 28, 2024
M•• H•••••••• I•••	LIMITED PARTNER	E	no	09/2018	Sep 8, 2021	Jun 28, 2024