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Advisor at LPL FINANCIAL LLC
STUART, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 5, 2025 | n/a | yes | STUART, FL | Current employment |
| GROVE POINT ADVISORS, LLC | Former SEC adviser | Apr 1, 2021 | May 2, 2025 | no | ROCKVILLE, MD|Stuart, FL|ROCKVILLE, MD | Previous registration |
| H. BECK, INC. | Former SEC adviser | Jan 4, 2018 | Apr 1, 2021 | no | Stuart, FL|Rockville, MD|ROCKVILLE, MD | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Jan 15, 2014 | Dec 13, 2017 | no | CINCINNATI, OH|PALM CITY, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GROVE POINT ADVISORS, LLC | LPL FINANCIAL LLC | May 2, 2025 | May 5, 2025 | 3 | Bulk transfer | Ibd to ibd |
| H. BECK, INC. | GROVE POINT ADVISORS, LLC | Apr 1, 2021 | Apr 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| INVEST FINANCIAL CORPORATION | H. BECK, INC. | Dec 13, 2017 | Jan 4, 2018 | 22 | Firm change | Other |