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Advisor at EMPOWER ADVISORY GROUP, LLC
Asbury, IA | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Mar 2, 2021 | n/a | yes | GREENWOOD VILLAGE, CO|Asbury, IA | Current employment |
| PRUDENTIAL SELECT STRATEGIES LLC | Institutional manager | May 31, 2019 | Nov 29, 2020 | no | Dubuque, IA | Previous registration |
| GLOBAL PORTFOLIO STRATEGIES, INC. | Former SEC adviser | Oct 23, 2006 | Dec 31, 2018 | no | HARTFORD, CT|DUBUQUE, IA | Previous registration |
| PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. | n/a | Feb 17, 2004 | Apr 30, 2005 | no | DUBUQUE, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUDENTIAL SELECT STRATEGIES LLC | EMPOWER ADVISORY GROUP, LLC | Nov 29, 2020 | Mar 2, 2021 | 93 | Firm change | Other |
| GLOBAL PORTFOLIO STRATEGIES, INC. | PRUDENTIAL SELECT STRATEGIES LLC | Dec 31, 2018 | May 31, 2019 | 151 | Firm change | Other |
| PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. | GLOBAL PORTFOLIO STRATEGIES, INC. | Apr 30, 2005 | Oct 23, 2006 | 541 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 286153:112058:IA:2020-11-24 | Nov 29, 2020 | Mar 2, 2021 | DUBUQUE, IA | Firm change |
| 105812:286153:IA:2018-12-31 | Dec 31, 2018 | May 31, 2019 | DUBUQUE, IA | Firm change |