This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PARK AVENUE SECURITIES LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 1996earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

22derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

12

Designations

Chartered Financial Consultant

Exams

S65|S63

First exam

Jun 12, 1996

First registration

Dec 31, 2000

Dual registered

yes, broker-dealer

Other names

BRAD PEMBERTON|THOMAS BRADFORD PEMBERTON

IAPD individual key

2752998

Graph

RIA / Wealth Management

Canonical id

dfx:ria:00241c1a-5ea4-bfbc-45ee-058ecf67366b

First observed

Dec 31, 2000

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.