DFX Intelligence

A•••••• C••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner42 years in industry

A•••••• C••••• P••••••••

Advisor at C•••• C•••••• N••• L••

PONTE VEDRA, FL | Hamilton, NJ

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Search this name across graphsid dfx:ria:00275de0-6f75-8480-0d63-73b91a401a19

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 8, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• C•••••• N••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• C•••••• N••• L••	Independent wealth	Dec 19, 2023	n/a	yes	PONTE VEDRA, FL\|Hamilton, NJ	Current employment
C••••• A••••••• L••	Former SEC adviser	Apr 27, 2017	Aug 15, 2023	no	WALL, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	C•••• C•••••• N••• L••	Aug 15, 2023	Dec 19, 2023	126	Firm change	Ibd to RIA
M••••• S••••••	C••••• A••••••• L••	May 2, 2017	Apr 27, 2017

Relationships

Registered with (4)

→ C•••• C•••••• N••• L••Registered adviserregistration: current employment
Dec 19, 2023 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Apr 27, 2017 to Aug 15, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to May 2, 2017factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Aug 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00275de0-6f75-8480-0d63-73b91a401a19
First observed: May 8, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.