DFX Intelligence

D•••• J• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

D•••• J• G•••••••

Advisor at C••••••• R•••• W••••• M••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• R•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 6, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• R•••• W••••• M••••••••• L••	Independent wealth	Oct 28, 2016	n/a	yes	MIDLOTHIAN, VA\|Williamsburg, VA\|Newport News, VA	Current employment
O•••• F•• I•••	Former SEC adviser	Jul 12, 2013	Dec 14, 2016	no	NEWPORT NEWS, VA\|RICHMOND, VA\|RICHMOND, VA\|VIRGINIA BEACH, VA\|GLEN ALLEN, VA\|Midlothian, VA\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	C••••••• R•••• W••••• M••••••••• L••	Dec 14, 2016	Oct 28, 2016	-47	Firm change after gap	Other
S•••••• W••••• P•••••••• L••	O•••• F•• I•••	Jul 15, 2013	Jul 12, 2013

Relationships

Registered with (5)

→ C••••••• R•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 28, 2016 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jul 12, 2013 to Dec 14, 2016factForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 29, 2011 to Jul 15, 2013factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 26, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.