This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SIERRA INVESTMENT MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 1989earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

23derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

3

Exams

S65

First exam

Jan 18, 1996

First registration

Jan 1, 1990

Dual registered

no

IAPD individual key

1238247

• Occurred

  Dec 24, 2024
  Advisor changed firm

  Kenneth Lee Sleeper left Ocean Park Asset Management, Inc. for Sierra Investment Management, Llc (registered 2003-05-28)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:003d95bd-43fd-30e3-3457-b51fb3647dcc

First observed

Jan 1, 1990

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.