DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

SANDRA LEE WOODS

Advisor at EDWARD JONES

Marshall, WI | ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0043b8e2-638b-58b3-ea12-0f2bbe6be6a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 3, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 3, 2005
First registration: Mar 23, 2006
Dual registered: yes, broker-dealer
Other names: SANDRA LEE RICHARDSON|SANDRA LEE O'CONNOR
IAPD individual key: 2102909

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Mar 17, 2025	n/a	yes	ST. LOUIS, MO\|Marshall, WI	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Nov 11, 2008	no	PORT CHARLOTTE, FL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Feb 23, 2007	Jan 1, 2008	no	PORT CHARLOTTE, FL\|ST. LOUIS, MO	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Mar 23, 2006	Mar 1, 2007	no	WAYCROSS, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	EDWARD JONES	Nov 11, 2008	Mar 17, 2025	5,970	Firm change after gap	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
INVEST FINANCIAL CORPORATION	A. G. EDWARDS & SONS, INC.	Mar 1, 2007	Feb 23, 2007	-6	Firm change	Other

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: current employment
Mar 17, 2025 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Nov 11, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Feb 23, 2007 to Jan 1, 2008factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Mar 23, 2006 to Mar 1, 2007factForm ADV

Dated events

No dated event names this entity yet.