DFX Intelligence

M•••••• D••••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

M•••••• D••••• O•••••••

Advisor at U•• S••••••••• I•••

GLASTONBURY, CT

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Search this name across graphsid dfx:ria:004a7e61-01be-1d02-a718-ba5e26fecf6f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• S••••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Nov 6, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• S••••••••• I•••	No RAUM reported	May 17, 2024	n/a	yes	GLASTONBURY, CT\|GLASTONBURY, CT	Current employment
E•••• F•••••••• S•••••••• I•••	Independent wealth	Feb 16, 2016	Apr 15, 2024	no	E••••, CT\|E••••, CT\|E••••, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• F•••••••• S•••••••• I•••	U•• S••••••••• I•••	Apr 15, 2024	May 17, 2024	32	Firm change	Other

Relationships

Registered with (2)

→ U•• S••••••••• I•••Registered adviserregistration: current employment
May 17, 2024 to presentfactForm ADV
→ E•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 16, 2016 to Apr 15, 2024factForm ADV

Dated events

Occurred
Apr 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:004a7e61-01be-1d02-a718-ba5e26fecf6f
First observed: Feb 16, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.