DFX Intelligence

A•••••• C•••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

A•••••• C•••••• R•••

Advisor at L•• F•••••••• L••

RICHARDSON, TX

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Search this name across graphsid dfx:ria:004c63dd-af6d-4c10-a227-9ab74d245ad3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 6, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 28, 2024	n/a	yes	RICHARDSON, TX	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Jul 28, 2017	Nov 20, 2024	no	DALLAS, TX\|Richardson, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	L•• F•••••••• L••	Nov 20, 2024	Oct 28, 2024	-23	Firm change	Ibd to ibd
W•• A•••••••• L•	B• R•••• W••••• A•••••••• I•••	Jul 28, 2017	Jul 28, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:6413:TX:2024-11-20	Nov 20, 2024	Oct 28, 2024	RICHARDSON, TX	Firm change
125073:115927:TX:2017-07-17	Jul 28, 2017	Jul 28, 2017	DALLAS, TX	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 28, 2024 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 28, 2017 to Nov 20, 2024factForm ADV
→ W•• A•••••••• L•Registered adviserregistration: previous registration
Dec 10, 2009 to Jul 28, 2017factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Nov 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:004c63dd-af6d-4c10-a227-9ab74d245ad3
First observed: Apr 11, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.