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Advisor at COMMONWEALTH FINANCIAL NETWORK
Poway, CA | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 11, 2023 | n/a | yes | SAN DIEGO, CA|Poway, CA | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Feb 17, 2022 | Dec 15, 2022 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | COMMONWEALTH FINANCIAL NETWORK | Dec 15, 2022 | Jan 11, 2023 | 27 | Firm change | Ibd to ibd |