DFX Intelligence

C•••••• R•••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C•••••• R•••• C••••••

CRD 134217

LAKE WYLIE, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:006714af-28f0-efff-b900-f4c17d6109c8

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 27, 2012 to Feb 18, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $325M••• Locked
Discretionary RAUM: $271M
Private client RAUM: $286Mderived••• Locked
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $108Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• M••••• L••••	Certified Financial Planner	LAKE WYLIE, SC	5	14	n/a	no
J••••••• A• S•••	n/a	LAKE WYLIE, SC	3	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• R•••••• P•••	President	E	yes	07/2000	Mar 27, 2012	Mar 29, 2024
L••••• D••••• M•••••	CHIEF COMPLIANCE OFFICER	A	yes	04/2018	Apr 30, 2018	Mar 29, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Belmont	Nc	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$325M	$262M	23.9%	$207M	16.3%	4	4	1	1

Relationships

Registered with (3)

← R••••• P••• B••••Advisorregistration: current employment
Feb 19, 2025 to presentfactForm ADV
← J••••••• A• S•••Advisorregistration: current employment
Apr 13, 2023 to presentfactForm ADV
← D•••• M••••• L••••Advisorregistration: current employment
Dec 14, 2020 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Mar 29, 2024
Control person left
Lynn Debra Dagilus (Director Of Operations) no longer on Schedule A of C•••••• R•••• C•••••• (listed 2023-03-28, absent 2024-03-29)
Form ADVobserved 7 days ago
Occurred
Apr 16, 2018
First Form ADV filing
R.P. Boggs & Co. filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:006714af-28f0-efff-b900-f4c17d6109c8
First observed: Mar 27, 2012
Last observed: Feb 18, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.