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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

LEHMAN BROTHERS PRIVATE EQUITY ADVISERS LLC

CRD 112468

NEW YORK, NY

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Search this name across graphsid dfx:ria:006b8766-e6de-0698-617d-24af2b81b2b9

Data as of Mar 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 1
On other graphs: 1
Observed: Mar 30, 2012 to Mar 26, 2020
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Lehman Brothers Private Equity Advisers LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $51.0MItem 5.F on the latest filing (2020-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $51.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 12
Custody, client assets: $342M
SEC number: 801-60352
CRD: 112468
Filings on the tape: 15
First filed: Mar 30, 2012
Latest filed: Mar 26, 2020
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LEHMAN BROTHERS MLP OPPORTUNITY FUND L.P.	Hedge Fund	$60.4M	Mar 27, 2015	515	Mar 30, 2012	dropped	n/a
LEHMAN BROTHERS MLP OPPORTUNITY DELAWARE FUND L.P.	Hedge Fund	$54.8M	Mar 27, 2015	270	Mar 30, 2012	dropped	021-105087
ZEPHYR 2004-4, LLC	Hedge Fund	$3.2M	Mar 27, 2015	3	Mar 30, 2012	dropped	n/a
LEHMAN BROTHERS OFFSHORE COMMUNICATIONS PARTNERS LP	Hedge Fund	$826,007	Mar 27, 2015	18	Mar 30, 2012	dropped	n/a
LEHMAN BROTHERS COMMUNICATIONS PARTNERS LP	Hedge Fund	$481,730	Mar 27, 2015	35	Mar 30, 2012	dropped	n/a
LEHMAN BROTHERS OFFSHORE COMMUNICATIONS FUND LP	Hedge Fund	$195,912	Mar 27, 2015	176	Mar 30, 2012	dropped	n/a
LEHMAN BROTHERS COMMUNICATIONS FUND LP	Hedge Fund	$1,130	Mar 27, 2015	375	Mar 30, 2012	dropped	n/a
LEHMAN BROTHERS COMMUNICATIONS INVESTORS LP (PSERS)	Hedge Fund	$108	Mar 27, 2015	2	Mar 30, 2012	dropped	n/a
LEHMAN BROTHERS VENTURE PARTNERS LP	Hedge Fund	$0	Mar 27, 2015	163	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEHMAN BROTHERS HOLDINGS INC	Member	E	yes	03/2001	Mar 30, 2012	Mar 26, 2020
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST	SOLE SHAREHOLDER	E	yes	03/2012	Feb 28, 2013	Mar 26, 2020
MCCARTHY, BRIAN, RAYMOND	CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT	Na	no	01/2014	Jan 16, 2014	Mar 26, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LEHMAN BROTHERS PRIVATE FUND ADVISERS, LP	n/a	Former SEC adviser	$20.7M	N	yes	n/a
LEHMAN BROTHERS PRIVATE FUND MANAGEMENT, LP	n/a	Former SEC adviser	$20.7M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 26, 2020	$51.0M	$51.0M	2	1	0	n/a	n/a
2018	Mar 28, 2019	$61.3M	$61.3M	2	1	0	n/a	n/a
2017	Mar 28, 2018	$177M	$177M	2	1	0	n/a	n/a
2016	Mar 23, 2017	$245M	$245M	3	1	n/a	n/a	n/a
2015	Mar 29, 2016	$290M	$290M	4	2	n/a	n/a	n/a
2014	Mar 27, 2015	$413M	$413M	5	2	n/a	9	$120M
2013	Feb 28, 2014	$458M	$458M	5	2	n/a	9	$70.6M
2012	Feb 28, 2013	$655M	$655M	10	4	n/a	9	$357M
2011	Mar 30, 2012	$686M	$686M	n/a	n/a	n/a	9	$566M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$51.0M	$61.3M	-16.7%	$245M	-40.8%	2	2	0	0

Relationships

Affiliated with (4)

→ LEHMAN BROTHERS PRIVATE FUND MANAGEMENT, LPRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ LEHMAN BROTHERS PRIVATE FUND ADVISERS, LPRegistered adviserother investment adviser, common control
factForm ADV
← LEHMAN BROTHERS PRIVATE FUND MANAGEMENT, LPRegistered adviserother investment adviser, common control
factForm ADV
← LEHMAN BROTHERS PRIVATE FUND ADVISERS, LPRegistered adviserother investment adviser, common control
factForm ADV

Owns (1)

← MCCARTHY, BRIAN, RAYMONDOwnerCHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT, ownership code NA, individual
Jan 16, 2014 to presentfactForm ADV

Controls (2)

← LEHMAN BROTHERS HOLDINGS INCOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Feb 28, 2013 to presentfactForm ADV

Advises (9)

→ LEHMAN BROTHERS MLP OPPORTUNITY DELAWARE FUND L.P.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 27, 2015factForm ADV
→ LEHMAN BROTHERS COMMUNICATIONS PARTNERS LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 27, 2015factForm ADV
→ LEHMAN BROTHERS OFFSHORE COMMUNICATIONS FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 27, 2015factForm ADV
→ LEHMAN BROTHERS MLP OPPORTUNITY FUND L.P.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 27, 2015factForm ADV
→ LEHMAN BROTHERS VENTURE PARTNERS LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 27, 2015factForm ADV
→ LEHMAN BROTHERS COMMUNICATIONS INVESTORS LP (PSERS)Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 27, 2015factForm ADV
→ ZEPHYR 2004-4, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 27, 2015factForm ADV
→ LEHMAN BROTHERS OFFSHORE COMMUNICATIONS PARTNERS LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 27, 2015factForm ADV
→ LEHMAN BROTHERS COMMUNICATIONS FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 27, 2015factForm ADV

Dated events

Occurred
Mar 28, 2019
Regulatory AUM changed
Lehman Brothers Private Equity Advisers Llc reported RAUM $61.3M, down 65% from $177.2M (2018-03-28 to 2019-03-28)
Form ADVobserved 4 days ago
$-116M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:006b8766-e6de-0698-617d-24af2b81b2b9
First observed: Mar 30, 2012
Last observed: Mar 26, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEHMAN BROTHERS PRIVATE EQUITY ADVISERS LLC

CRD 112468

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:006b8766-e6de-0698-617d-24af2b81b2b9

Data as of Mar 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LEHMAN BROTHERS MLP OPPORTUNITY FUND L.P.

Hedge Fund

$60.4M

Mar 27, 2015

515

Mar 30, 2012

dropped

n/a

LEHMAN BROTHERS MLP OPPORTUNITY DELAWARE FUND L.P.

Hedge Fund

$54.8M

Mar 27, 2015

270

Mar 30, 2012

dropped

021-105087

ZEPHYR 2004-4, LLC

Hedge Fund

$3.2M

Mar 27, 2015

Mar 30, 2012

dropped

n/a

LEHMAN BROTHERS OFFSHORE COMMUNICATIONS PARTNERS LP

Hedge Fund

$826,007

Mar 27, 2015

Mar 30, 2012

dropped

n/a

LEHMAN BROTHERS COMMUNICATIONS PARTNERS LP

Hedge Fund

$481,730

Mar 27, 2015

Mar 30, 2012

dropped

n/a

LEHMAN BROTHERS OFFSHORE COMMUNICATIONS FUND LP

Hedge Fund

$195,912

Mar 27, 2015

176

Mar 30, 2012

dropped

n/a

LEHMAN BROTHERS COMMUNICATIONS FUND LP

Hedge Fund

$1,130

Mar 27, 2015

375

Mar 30, 2012

dropped

n/a

LEHMAN BROTHERS COMMUNICATIONS INVESTORS LP (PSERS)

Hedge Fund

$108

Mar 27, 2015

Mar 30, 2012

dropped

n/a

LEHMAN BROTHERS VENTURE PARTNERS LP

Hedge Fund

Mar 27, 2015

163

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEHMAN BROTHERS HOLDINGS INC

Member

yes

03/2001

Mar 30, 2012

Mar 26, 2020

LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST

SOLE SHAREHOLDER

yes

03/2012

Feb 28, 2013

Mar 26, 2020

MCCARTHY, BRIAN, RAYMOND

CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD OF MANAGERS, AND VICE PRESIDENT

01/2014

Jan 16, 2014

Mar 26, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LEHMAN BROTHERS PRIVATE FUND ADVISERS, LP

n/a

Former SEC adviser

$20.7M

yes

n/a

LEHMAN BROTHERS PRIVATE FUND MANAGEMENT, LP

n/a

Former SEC adviser

$20.7M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 26, 2020

$51.0M

n/a

2018

Mar 28, 2019

$61.3M

n/a

2017

Mar 28, 2018

$177M

n/a

2016

Mar 23, 2017

$245M

n/a

2015

Mar 29, 2016

$290M

n/a

2014

Mar 27, 2015

$413M

n/a

$120M

2013

Feb 28, 2014

$458M

n/a

$70.6M

2012

Feb 28, 2013

$655M

n/a

$357M

2011

Mar 30, 2012

$686M

n/a

$566M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$51.0M

$61.3M

-16.7%

$245M

-40.8%