DFX Intelligence

C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C•••••••••

CFS, LLC, CRD 118321

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:006d211e-51b5-abf9-b589-325e810d6867

Data as of Aug 10, 2016 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Aug 10, 2016
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

C•••••••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $80.9M••• Locked
Discretionary RAUM: $80.9M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••• T•••• R••••• F•••• L•	Hedge Fund	$60.6M	Feb 10, 2015	59	Mar 29, 2012	dropped	021-115131
C••••••• G••••• A•••• F••• L•	Hedge Fund	$45.2M	Aug 10, 2016

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••••• S••••••• E•••••	MEMBER/MANAGER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER	E	yes	01/2007	Mar 29, 2012	Aug 10, 2016

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$80.9M	$159M	-49.2%	$329M	-37.3%	4	4	n/a	n/a

Relationships

Advises (12)

→ C••••••• I••••• A••••••••• F•••• L•Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ 9•• F••••••• L••Private fundReal Estate Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ C••••••• O••••••••• C•••••• F•••• L•Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ M••••••• U•••• V•••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:006d211e-51b5-abf9-b589-325e810d6867
First observed: Mar 29, 2012
Last observed: Aug 10, 2016 123 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.