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Advisor at LPL FINANCIAL LLC
TOPEKA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 26, 2024 | n/a | yes | TOPEKA, KS | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 3, 2023 | Feb 12, 2024 | no | Topeka, KS | Previous registration |
| CHIEF ADVISORS CORP | State registered | Feb 15, 2005 | Dec 31, 2022 | no | SALINA, KS | Previous registration |
| CORNERSTONE ADVISORS | Independent wealth | Jan 18, 2001 | Jul 30, 2004 | no | TOPEKA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | LPL FINANCIAL LLC | Feb 12, 2024 | Jan 26, 2024 | -17 | Firm change | Ibd to ibd |
| CHIEF ADVISORS CORP | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 31, 2022 | Jan 3, 2023 | 3 | Firm change | Other |
| CORNERSTONE ADVISORS | CHIEF ADVISORS CORP | Jul 30, 2004 | Feb 15, 2005 | 200 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:6413:KS:2024-02-12 | Feb 12, 2024 | Jan 26, 2024 | TOPEKA, KS | Firm change |