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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant15 years in industry

PETER CHARLES YERGER

Advisor at NORTHEAST PLANNING ASSOCIATES, INC.

BELLEFONTE, PA | BEDFORD, NH

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Search this name across graphsid dfx:ria:007f00b5-511e-0640-7bc2-a9f65e510080

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Dec 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHEAST PLANNING ASSOCIATES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Jan 25, 2011
First registration: Dec 3, 2012
Dual registered: no
IAPD individual key: 5849773

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHEAST PLANNING ASSOCIATES, INC.	Independent wealth	Jul 11, 2025	n/a	yes	BELLEFONTE, PA\|BEDFORD, NH	Current employment
PEGASUS MANAGEMENT SERVICES L.L.C.	State registered	Jun 14, 2021	Sep 3, 2021	no	KING OF PRUSSIA, PA	Previous registration
SOWELL MANAGEMENT	Independent wealth	Oct 8, 2020	Jun 29, 2021	no	King of Prussia, PA	Previous registration
WEALTHCARE CAPITAL MANAGEMENT LLC	Independent wealth	Sep 12, 2018	Feb 28, 2020	no	West Chester, PA\|RICHMOND, VA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 31, 2017	Sep 24, 2018	no	CONSHOHOCKEN, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 22, 2016	Aug 23, 2017	no	HATBORO, PA\|BUCKINGHAM, PA\|CHALFONT, PA	Previous registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Independent wealth	Dec 15, 2015	Oct 27, 2016	no	BLUE BELL, PA	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Jun 11, 2013	Dec 20, 2013	no	BERWYN, PA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 3, 2012	May 31, 2013	no	BRYN MAWR, PA\|RADNOR, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PEGASUS MANAGEMENT SERVICES L.L.C.	NORTHEAST PLANNING ASSOCIATES, INC.	Sep 3, 2021	Jul 11, 2025	1,407	Firm change after gap	Other
SOWELL MANAGEMENT	PEGASUS MANAGEMENT SERVICES L.L.C.	Jun 29, 2021	Jun 14, 2021	-15	Firm change	RIA to state RIA
WEALTHCARE CAPITAL MANAGEMENT LLC	SOWELL MANAGEMENT	Feb 28, 2020	Oct 8, 2020	223	Firm change	RIA to RIA
EQUITABLE ADVISORS, LLC	WEALTHCARE CAPITAL MANAGEMENT LLC	Sep 24, 2018	Sep 12, 2018	-12	Firm change	Ibd to RIA
PNC WEALTH MANAGEMENT	EQUITABLE ADVISORS, LLC	Aug 23, 2017	Aug 31, 2017	8	Firm change	Other
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	PNC WEALTH MANAGEMENT	Oct 27, 2016	Nov 22, 2016	26	Firm change	Other
M HOLDINGS SECURITIES, INC.	MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Dec 20, 2013	Dec 15, 2015	725	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	M HOLDINGS SECURITIES, INC.	May 31, 2013	Jun 11, 2013	11	Firm change	Other

Relationships

Registered with (9)

→ NORTHEAST PLANNING ASSOCIATES, INC.Registered adviserregistration: current employment
Jul 11, 2025 to presentfactForm ADV
→ PEGASUS MANAGEMENT SERVICES L.L.C.Registered adviserregistration: previous registration
Jun 14, 2021 to Sep 3, 2021factForm ADV
→ SOWELL MANAGEMENTRegistered adviserregistration: previous registration
Oct 8, 2020 to Jun 29, 2021factForm ADV
→ WEALTHCARE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 12, 2018 to Feb 28, 2020factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 31, 2017 to Sep 24, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 22, 2016 to Aug 23, 2017factForm ADV
→ MUTUAL OF OMAHA INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Dec 15, 2015 to Oct 27, 2016factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Jun 11, 2013 to Dec 20, 2013factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 3, 2012 to May 31, 2013factForm ADV

Dated events

No dated event names this entity yet.