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C•••• I••••••••• C•••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

C•••• I••••••••• C•••••• L•••

CRD 336447

RICHMOND HILL, ONTARIO

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Search this name across graphsid dfx:ria:00825b9d-b81f-fde9-7e97-cb453412e847

Data as of Sep 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 0
On other graphs: 0
Observed: May 16, 2025 to Sep 26, 2025
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.8 institutional_share=0.16 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $44BItem 5.F on the latest filing (2025-09-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $44B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• A•••••••••	SHAREHOLDER (CLASS B AND CLASS C), GENERAL	A	yes	05/2019	Sep 26, 2025	Sep 26, 2025
C•••••••• J•••• P•••	CHIEF EXECUTIVE OFFICER	Na	yes	02/2023	Sep 26, 2025

Relationships

Controls (9)

← G••• A•••• M••••••••• L••••••OwnerSHAREHOLDER (CLASS A), ownership code D, foreign entity
Sep 26, 2025 to presentfactForm ADV
← C•••••• J••••••• S••••••OwnerSHAREHOLDER (CLASS B AND CLASS C), CHIEF, ownership code B, individual
Sep 26, 2025 to presentfactForm ADV
← T•••• J••••••• T•• F••OwnerSHAREHOLDER (CLASS B AND CLASS C), CHIEF, ownership code A, individual
Sep 26, 2025 to presentfactForm ADV
← M••••••••• H••••••• E••••••••OwnerSHAREHOLDER (CLASS A AND CLASS B),, ownership code B, individual
Sep 26, 2025 to present

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00825b9d-b81f-fde9-7e97-cb453412e847
First observed: May 16, 2025
Last observed: Sep 26, 2025 12 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.