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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

PERRITT CAPITAL MANAGEMENT INC

CRD 111623

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:008803e5-39d9-e4fc-00e4-d5bea0f38e17

Data as of Sep 29, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Nov 28, 2011 to Sep 29, 2025
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $280MItem 5.F on the latest filing (2025-09-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $274M
Private client RAUM: $199MderivedItem 5.D individuals plus high net worth individuals
Private client share: 71%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 122
Individual clients: 62
High net worth clients: 51
SEC number: 801-30378
CRD: 111623
Filings on the tape: 25
First filed: Nov 28, 2011
Latest filed: Sep 29, 2025
Organised: Corporation, IL

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUH, MARK, J	CHIEF FINANCIAL OFFICER AND VICE PRESIDENT	Na	yes	02/2012	May 10, 2012	Sep 16, 2024
CORBETT, MICHAEL, JAMES	PRESIDENT AND CHAIRMAN	D	yes	10/2010	Nov 28, 2011	Sep 16, 2024
CORBETT, MICHAEL, JAMES	President	Na	yes	10/2010	Nov 28, 2011	Sep 16, 2024
INVESTMENT INFORMATION SERVICES	Owner	E	yes	07/1987	Nov 28, 2011	Sep 16, 2024
BURMEISTER, LYNN, EVA	CHIEF COMPLIANCE OFFICER	Na	no	05/2010	Nov 28, 2011	Sep 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Sep 16, 2024	$271M	$266M	8	4	0	n/a	n/a
2023	Sep 27, 2023	$261M	$256M	8	5	0	n/a	n/a
2022	Sep 30, 2022	$243M	$239M	8	5	0	n/a	n/a
2021	Sep 30, 2021	$291M	$278M	9	5	0	n/a	n/a
2020	Sep 30, 2020	$217M	$214M	9	5	0	n/a	n/a
2019	Sep 30, 2019	$325M	$324M	9	5	0	n/a	n/a
2018	Oct 1, 2018	$424M	$424M	9	5	1	n/a	n/a
2017	Sep 27, 2017	$463M	$462M	11	4	n/a	n/a	n/a
2016	Sep 30, 2016	$438M	$438M	12	5	n/a	n/a	n/a
2015	Sep 29, 2015	$623M	$623M	12	6	n/a	n/a	n/a
2014	Sep 30, 2014	$710M	$709M	12	7	n/a	n/a	n/a
2013	Sep 26, 2013	$533M	$532M	12	7	n/a	n/a	n/a
2012	May 10, 2012	$463M	$461M	n/a	n/a	n/a	n/a	n/a
2011	Nov 28, 2011	$607M	$604M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$280M	$261M	7.1%	$291M	-1.3%	6	8	0	0

Relationships

Registered with (2)

← Michael James CorbettAdvisorregistration: previous registration
Jul 16, 2010 to May 4, 2026factForm ADV
← Sean Michael CondonAdvisorregistration: previous registration
Jun 1, 2010 to Dec 18, 2025factForm ADV

Owns (1)

← BURMEISTER, LYNN, EVAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 28, 2011 to Sep 16, 2024factForm ADV

Controls (3)

← CORBETT, MICHAEL, JAMESOwnerPRESIDENT AND CHAIRMAN, ownership code D, individual
Nov 28, 2011 to Sep 16, 2024factForm ADV
← BUH, MARK, JOwnerCHIEF FINANCIAL OFFICER AND VICE PRESIDENT, ownership code NA, individual
May 10, 2012 to Sep 16, 2024factForm ADV
← INVESTMENT INFORMATION SERVICESOwnerOWNER, ownership code E, domestic entity
Nov 28, 2011 to Sep 16, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 4, 2026
Advisor changed firm
Michael James Corbett left Perritt Capital Management Inc for Rothschild Wealth Llc (registered 2025-12-18)
Form ADVobserved 5 days ago
Occurred
Dec 18, 2025
Advisor changed firm
Sean Michael Condon left Perritt Capital Management Inc for Rothschild Wealth Llc (registered 2025-12-18)
Form ADVobserved 5 days ago
Occurred
Sep 30, 2020
Regulatory AUM changed
Perritt Capital Management Inc reported RAUM $217.4M, down 33% from $325.2M (2020-06-30 to 2020-09-30)
Form ADVobserved 5 days ago
$-108M

Show 1 bookkeeping events

Occurred
Jun 1, 2026
Perritt Capital Management Inc no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $279.8M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:008803e5-39d9-e4fc-00e4-d5bea0f38e17
First observed: Nov 28, 2011
Last observed: Sep 29, 2025 11 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PERRITT CAPITAL MANAGEMENT INC

CRD 111623

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:008803e5-39d9-e4fc-00e4-d5bea0f38e17

Data as of Sep 29, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUH, MARK, J

CHIEF FINANCIAL OFFICER AND VICE PRESIDENT

yes

02/2012

May 10, 2012

Sep 16, 2024

CORBETT, MICHAEL, JAMES

PRESIDENT AND CHAIRMAN

yes

10/2010

Nov 28, 2011

Sep 16, 2024

CORBETT, MICHAEL, JAMES

President

yes

10/2010

Nov 28, 2011

Sep 16, 2024

INVESTMENT INFORMATION SERVICES

Owner

yes

07/1987

Nov 28, 2011

Sep 16, 2024

BURMEISTER, LYNN, EVA

CHIEF COMPLIANCE OFFICER

05/2010

Nov 28, 2011

Sep 16, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 16, 2024

$271M

$266M

n/a

2023

Sep 27, 2023

$261M

$256M

n/a

2022

Sep 30, 2022

$243M

$239M

n/a

2021

Sep 30, 2021

$291M

$278M

n/a

2020

Sep 30, 2020

$217M

$214M

n/a

2019

Sep 30, 2019

$325M

$324M

n/a

2018

Oct 1, 2018

$424M

n/a

2017

Sep 27, 2017

$463M

$462M

n/a

2016

Sep 30, 2016

$438M

n/a

2015

Sep 29, 2015

$623M

n/a

2014

Sep 30, 2014

$710M

$709M

n/a

2013

Sep 26, 2013

$533M

$532M

n/a

2012

May 10, 2012

$463M

$461M

n/a

2011

Nov 28, 2011

$607M

$604M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$280M

$261M

7.1%

$291M

-1.3%