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Advisor at SUCCESSFUL WEALTH STRATEGIES, LLC
Farmington, CT | CANTON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUCCESSFUL WEALTH STRATEGIES, LLC | State registered | Mar 15, 2017 | n/a | yes | CANTON, CT|Farmington, CT | Current employment |
| CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC | Independent wealth | Mar 8, 2016 | Mar 15, 2017 | no | GLASTONBURY, CT | Previous registration |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Mar 3, 2016 | Mar 8, 2016 | no | Glastonbury, CT|TAMPA, FL | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jul 17, 2014 | Mar 3, 2016 | no | Farmington, CT|GLASTONBURY, CT | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Sep 10, 2007 | Jul 24, 2014 | no | FARMINGTON, CT|FARMINGTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC | SUCCESSFUL WEALTH STRATEGIES, LLC | Mar 15, 2017 | Mar 15, 2017 | 0 | Firm change | RIA to state RIA |
| J. W. COLE ADVISORS, INC. | CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC | Mar 8, 2016 | Mar 8, 2016 | 0 | Firm change | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | J. W. COLE ADVISORS, INC. | Mar 3, 2016 | Mar 3, 2016 | 0 | Firm change | Other |
| COMMONWEALTH FINANCIAL NETWORK | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Jul 24, 2014 | Jul 17, 2014 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112294:174670:FL:2016-03-08 | Mar 8, 2016 | Mar 8, 2016 | TAMPA, FL | Firm change |
| 29604:112294:CT:2016-03-03 | Mar 3, 2016 | Mar 3, 2016 | GLASTONBURY, CT | Firm change |