T••• B• K••

Advisor at J••• M••••• S••••••••• L••

SAN GABRIEL, CA

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Search this name across graphsid dfx:ria:008c48b3-9ee0-3b0f-5be3-18c8055a14f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 25, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2012	n/a	yes	SAN GABRIEL, CA	Current employment
C•••• I••••••••• S••••••• C••••	Former SEC adviser	Sep 7, 2012	Oct 1, 2012	no	SAN GABRIEL, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• I••••••••• S••••••• C••••	J••• M••••• S••••••••• L••	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
J••• M••••• S••••••••• L••	C•••• I••••••••• S••••••• C••••	May 15, 2012	Sep 7, 2012

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2008 to May 15, 2012factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Sep 7, 2012 to Oct 1, 2012factForm ADV
→ J••• M••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 28, 2008 to Oct 1, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:008c48b3-9ee0-3b0f-5be3-18c8055a14f0
First observed: Jan 28, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.