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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Plano, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 1, 2017 | n/a | yes | Plano, TX | Current employment |
| WFG ADVISORS, LP | Former SEC adviser | Sep 10, 2012 | Aug 1, 2017 | no | PLANO, TX | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Feb 24, 2006 | Aug 30, 2007 | no | PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WFG ADVISORS, LP | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Aug 1, 2017 | Aug 1, 2017 | 0 | Firm change | Other |
| 1ST GLOBAL ADVISORS INC | WFG ADVISORS, LP | Aug 30, 2007 | Sep 10, 2012 | 1,838 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125073:134139:TX:2017-08-01 | Aug 1, 2017 | Aug 1, 2017 | PLANO, TX | Firm change |